Security key
03823U102
APPLIED OPTOELECTRONICS, INC. - Common Stock, par value $0.001 (AAOI)
CUSIP: 03823U102
Q2 2023 13F Holders as of 30 Jun 2023
- Type / Class
- Equity / Common Stock, par value $0.001
- Shares outstanding
- 80,112,357
- Total 13F shares
- 12,020,425
- Share change
- +3,241,300
- Total reported value
- $71,620,247
- Put/Call ratio
- 16%
- Price per share
- $5.96
- Number of holders
- 53
- Value change
- +$20,792,306
- Number of buys
- 31
- Number of sells
- 22
Report period
Q2 2023
Institutions
53
Top holders
10
AAOI full security history
Newer quarter: Q3 2023
Previous quarter: Q1 2023
APPLIED OPTOELECTRONICS, INC. SEC filings
APPLIED OPTOELECTRONICS, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 03823U102
Recent filing periods:
Top shareholders of AAOI - APPLIED OPTOELECTRONICS, INC. - Common Stock, par value $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
1.7%
|
1,330,115
|
$2,939,554 | — | 31 Mar 2023 | |
| VANGUARD GROUP INC |
13F
|
Company |
1.5%
|
1,240,059
|
$2,740,530 | — | 31 Mar 2023 | |
| BlackRock Finance, Inc. |
13F
|
Company |
1.1%
|
877,323
|
$1,938,885 | — | 31 Mar 2023 | |
| Kovack Advisors, Inc. |
13F
|
Company |
1.1%
|
877,251
|
$1,938,724 | — | 31 Mar 2023 | |
| KENNEDY CAPITAL MANAGEMENT LLC |
13F
|
Company |
1%
|
816,404
|
$1,804,253 | — | 31 Mar 2023 | |
| ROYCE & ASSOCIATES LP |
13F
|
Company |
0.87%
|
697,210
|
$1,540,834 | — | 31 Mar 2023 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.42%
|
333,909
|
$737,938 | — | 31 Mar 2023 | |
| CITIGROUP INC |
13F
|
Company |
0.39%
|
316,398
|
$699,240 | — | 31 Mar 2023 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
0.36%
|
286,200
|
$632,502 | — | 31 Mar 2023 | |
| UBS Group AG |
13F
|
Company |
0.35%
|
283,868
|
$627,348 | — | 31 Mar 2023 | |
| MARSHALL WACE, LLP |
13F
|
Company |
0.3%
|
242,773
|
$536,528 | — | 31 Mar 2023 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.26%
|
212,000
|
$469,000 | — | 31 Mar 2023 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
0.15%
|
122,634
|
$271,021 | — | 31 Mar 2023 | |
| GABELLI FUNDS LLC |
13F
|
Company |
0.15%
|
120,000
|
$265,200 | — | 31 Mar 2023 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.13%
|
103,800
|
$229,398 | — | 31 Mar 2023 | |
| STATE STREET CORP |
13F
|
Company |
0.12%
|
97,898
|
$216,355 | — | 31 Mar 2023 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.12%
|
94,000
|
$207,740 | — | 31 Mar 2023 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.09%
|
73,619
|
$162,698 | — | 31 Mar 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.08%
|
65,775
|
$145,363 | — | 31 Mar 2023 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.08%
|
65,467
|
$144,682 | — | 31 Mar 2023 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.06%
|
51,364
|
$113,515 | — | 31 Mar 2023 | |
| BARCLAYS PLC |
13F
|
Company |
0.05%
|
38,650
|
$85,417 | — | 31 Mar 2023 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.05%
|
37,981
|
$84,000 | — | 31 Mar 2023 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
0.05%
|
37,904
|
$83,768 | — | 31 Mar 2023 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.05%
|
36,575
|
$80,831 | — | 31 Mar 2023 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.04%
|
35,359
|
$78,143 | — | 31 Mar 2023 | |
| GAMCO INVESTORS, INC. ET AL |
13F
|
Company |
0.04%
|
34,000
|
$75,140 | — | 31 Mar 2023 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.04%
|
31,868
|
$70,000 | — | 31 Mar 2023 | |
| MORGAN STANLEY |
13F
|
Company |
0.04%
|
31,743
|
$70,151 | — | 31 Mar 2023 | |
| Engineers Gate Manager LP |
13F
|
Company |
0.03%
|
27,555
|
$60,897 | — | 31 Mar 2023 | |
| GSA CAPITAL PARTNERS LLP |
13F
|
Company |
0.03%
|
26,845
|
$59,000 | — | 31 Mar 2023 | |
| HSBC HOLDINGS PLC |
13F
|
Company |
0.02%
|
18,087
|
$39,430 | — | 31 Mar 2023 | |
| GABELLI & Co INVESTMENT ADVISERS, INC. |
13F
|
Company |
0.02%
|
15,500
|
$34,255 | — | 31 Mar 2023 | |
| Squarepoint Ops LLC |
13F
|
Company |
0.02%
|
15,293
|
$33,798 | — | 31 Mar 2023 | |
| Schonfeld Strategic Advisors LLC |
13F
|
Company |
0.02%
|
15,100
|
$33,371 | — | 31 Mar 2023 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.02%
|
14,842
|
$32,801 | — | 31 Mar 2023 | |
| LPL Financial LLC |
13F
|
Company |
0.02%
|
13,265
|
$29,316 | — | 31 Mar 2023 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.01%
|
10,551
|
$23,317 | — | 31 Mar 2023 | |
| Virtu Financial LLC |
13F
|
Company |
0.01%
|
10,303
|
$23,000 | — | 31 Mar 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.01%
|
9,097
|
$20,104 | — | 31 Mar 2023 | |
| US Asset Management LLC |
13F
|
Company |
0%
|
3,594
|
$8,000 | — | 31 Mar 2023 | |
| Investors Research Corp |
13F
|
Company |
0%
|
1,000
|
$2,210 | — | 31 Mar 2023 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0%
|
1,000
|
$2,210 | — | 31 Mar 2023 | |
| FMR LLC |
13F
|
Company |
0%
|
500
|
$1,105 | — | 31 Mar 2023 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
424
|
$1,000 | — | 31 Mar 2023 | |
| Archer Investment Corp |
13F
|
Company |
0%
|
375
|
$829 | — | 31 Mar 2023 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0%
|
336
|
$1,000 | — | 31 Mar 2023 | |
| Sunbelt Securities, Inc. |
13F
|
Company |
0%
|
250
|
$482 | — | 31 Mar 2023 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
25
|
$55 | — | 31 Mar 2023 | |
| Princeton Global Asset Management LLC |
13F
|
Company |
0%
|
25
|
$55 | — | 31 Mar 2023 |
Institutional Holders of APPLIED OPTOELECTRONICS, INC. - Common Stock, par value $0.001 (AAOI) as of Q2 2023
As of 30 Jun 2023,
APPLIED OPTOELECTRONICS, INC. - Common Stock, par value $0.001 (AAOI) was held by
53 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
12,020,425 shares.
The largest 10 holders included
AMERIPRISE FINANCIAL INC, Portolan Capital Management, LLC, VANGUARD GROUP INC, ROYCE & ASSOCIATES LP, EAM Investors, LLC, BlackRock Inc., Kovack Advisors, Inc., KENNEDY CAPITAL MANAGEMENT LLC, MARSHALL WACE, LLP, and UBS Group AG.
This page lists
54
institutional shareholders reporting positions in this security
for the Q2 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2023 vs Q1 2023 Across Filers
Q1 2023 holders
51
Q2 2023 holders
53
Holder diff
2
| Investor | Q1 2023 Shares | Q2 2023 Shares | Share Diff | Share Chg % | Q1 2023 Value $ | Q2 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.