APPLIED OPTOELECTRONICS, INC. - Common Stock (AAOI)
CUSIP: 03823U102
Q2 2021 13F Holders as of 30 Jun 2021
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 77,306,358
- Total 13F shares
- 13,193,286
- Share change
- -774,633
- Total reported value
- $111,739,298
- Put/Call ratio
- 253%
- Price per share
- $8.47
- Number of holders
- 99
- Value change
- -$6,453,613
- Number of buys
- 49
- Number of sells
- 50
Quarterly Holders Quick Answers
What is CUSIP 03823U102?
CUSIP 03823U102 identifies AAOI - APPLIED OPTOELECTRONICS, INC. - Common Stock in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
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Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 03823U102:
Top shareholders of AAOI - APPLIED OPTOELECTRONICS, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BlackRock Finance, Inc. |
13F
|
Company |
5.2%
|
4,056,142
|
$33,909,000 | — | 31 Mar 2021 | |
| VANGUARD GROUP INC |
13F
|
Company |
1.9%
|
1,505,652
|
$12,587,000 | — | 31 Mar 2021 | |
| STATE STREET CORP |
13F
|
Company |
0.87%
|
671,968
|
$5,618,000 | — | 31 Mar 2021 | |
| MORGAN STANLEY |
13F
|
Company |
0.8%
|
615,857
|
$5,149,000 | — | 31 Mar 2021 | |
| COOPER CREEK PARTNERS MANAGEMENT LLC |
13F
|
Company |
0.7%
|
543,791
|
$4,546,000 | — | 31 Mar 2021 | |
| Assenagon Asset Management S.A. |
13F
|
Company |
0.6%
|
463,545
|
$3,875,000 | — | 31 Mar 2021 | |
| Kovack Advisors, Inc. |
13F
|
Company |
0.56%
|
430,506
|
$3,599,000 | — | 31 Mar 2021 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.53%
|
407,200
|
$3,404,000 | — | 31 Mar 2021 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.49%
|
376,417
|
$3,146,000 | — | 31 Mar 2021 | |
| CITIGROUP INC |
13F
|
Company |
0.41%
|
318,316
|
$2,661,000 | — | 31 Mar 2021 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.41%
|
316,342
|
$2,645,000 | — | 31 Mar 2021 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.33%
|
253,736
|
$2,121,000 | — | 31 Mar 2021 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.3%
|
228,374
|
$1,910,000 | — | 31 Mar 2021 | |
| Weiss Multi-Strategy Advisers LLC |
13F
|
Company |
0.29%
|
224,000
|
$1,873,000 | — | 31 Mar 2021 | |
| FORMULA GROWTH LTD |
13F
|
Company |
0.25%
|
194,135
|
$1,623,000 | — | 31 Mar 2021 | |
| Invesco Ltd. |
13F
|
Company |
0.23%
|
174,055
|
$1,455,000 | — | 31 Mar 2021 | |
| PRINCIPAL FINANCIAL GROUP INC |
13F
|
Company |
0.22%
|
168,827
|
$1,411,000 | — | 31 Mar 2021 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.21%
|
161,378
|
$1,350,000 | — | 31 Mar 2021 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
0.2%
|
150,853
|
$1,261,000 | — | 31 Mar 2021 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.19%
|
147,582
|
$1,234,000 | — | 31 Mar 2021 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.17%
|
135,125
|
$1,129,000 | — | 31 Mar 2021 | |
| JACOBS LEVY EQUITY MANAGEMENT, INC |
13F
|
Company |
0.17%
|
132,180
|
$1,105,000 | — | 31 Mar 2021 | |
| PDT Partners, LLC |
13F
|
Company |
0.17%
|
128,539
|
$1,075,000 | — | 31 Mar 2021 | |
| BOARDMAN BAY CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.17%
|
128,025
|
$1,070,000 | — | 31 Mar 2021 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.16%
|
122,527
|
$1,025,000 | — | 31 Mar 2021 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.14%
|
111,879
|
$936,000 | — | 31 Mar 2021 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.14%
|
107,975
|
$903,000 | — | 31 Mar 2021 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.14%
|
105,135
|
$879,000 | — | 31 Mar 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.13%
|
103,543
|
$866,000 | — | 31 Mar 2021 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.13%
|
100,000
|
$836,000 | — | 31 Mar 2021 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.1%
|
76,577
|
$640,000 | — | 31 Mar 2021 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.1%
|
74,092
|
$620,000 | — | 31 Mar 2021 | |
| Legal & General Group Plc |
13F
|
Company |
0.09%
|
65,922
|
$551,000 | — | 31 Mar 2021 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
0.07%
|
57,100
|
$477,000 | — | 31 Mar 2021 | |
| MARSHALL WACE, LLP |
13F
|
Company |
0.07%
|
56,578
|
$473,000 | — | 31 Mar 2021 | |
| BARCLAYS PLC |
13F
|
Company |
0.07%
|
56,402
|
$471,000 | — | 31 Mar 2021 | |
| Alpha Paradigm Partners, LLC |
13F
|
Company |
0.07%
|
55,531
|
$464,000 | — | 31 Mar 2021 | |
| Russell Investments Group, Ltd. |
13F
|
Company |
0.07%
|
55,272
|
$460,000 | — | 31 Mar 2021 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.07%
|
53,475
|
$447,000 | — | 31 Mar 2021 | |
| QS Investors, LLC |
13F
|
Company |
0.07%
|
52,800
|
$442,000 | — | 31 Mar 2021 | |
| Engineers Gate Manager LP |
13F
|
Company |
0.07%
|
52,633
|
$440,000 | — | 31 Mar 2021 | |
| PUBLIC SECTOR PENSION INVESTMENT BOARD |
13F
|
Company |
0.07%
|
50,255
|
$420,000 | — | 31 Mar 2021 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.06%
|
44,000
|
$368,000 | — | 31 Mar 2021 | |
| Ensign Peak Advisors, Inc |
13F
|
Company |
0.05%
|
37,985
|
$318,000 | — | 31 Mar 2021 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
0.05%
|
37,955
|
$317,000 | — | 31 Mar 2021 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0.04%
|
32,737
|
$274,000 | — | 31 Mar 2021 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.04%
|
32,083
|
$268,000 | — | 31 Mar 2021 | |
| Voya Financial Advisors, Inc. |
13F
|
Company |
0.04%
|
32,200
|
$257,000 | — | 31 Mar 2021 | |
| UBS Group AG |
13F
|
Company |
0.03%
|
26,658
|
$223,000 | — | 31 Mar 2021 | |
| PRUDENTIAL FINANCIAL INC |
13F
|
Company |
0.03%
|
26,090
|
$218,000 | — | 31 Mar 2021 |
Institutional Holders of APPLIED OPTOELECTRONICS, INC. - Common Stock (AAOI) as of Q2 2021
As of 30 Jun 2021,
APPLIED OPTOELECTRONICS, INC. - Common Stock (AAOI) was held by
99 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
13,193,286 shares.
The largest 10 holders included
BlackRock Inc., VANGUARD GROUP INC, AMERIPRISE FINANCIAL INC, COOPER CREEK PARTNERS MANAGEMENT LLC, Kovack Advisors, Inc., MORGAN STANLEY, ROYCE & ASSOCIATES LP, STATE STREET CORP, MILLENNIUM MANAGEMENT LLC, and Newtyn Management, LLC.
This page lists
99
institutional shareholders reporting positions in this security
for the Q2 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2021 vs Q1 2021 Across Filers
Q1 2021 holders
102
Q2 2021 holders
99
Holder diff
-3
| Investor | Q1 2021 Shares | Q2 2021 Shares | Share Diff | Share Chg % | Q1 2021 Value $ | Q2 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.