What does CUSIP 03823U102 represent in this 13F holders report?

CUSIP 03823U102 is the security identifier for AAOI - APPLIED OPTOELECTRONICS, INC. - Common Stock used to aggregate holder disclosures.

How many institutions held AAOI - APPLIED OPTOELECTRONICS, INC. - Common Stock in Q2 2020?

103 institutional investors reported AAOI - APPLIED OPTOELECTRONICS, INC. - Common Stock for Q2 2020. Use the holders table for investor-level position and value details.

APPLIED OPTOELECTRONICS, INC. - Common Stock (AAOI)

CUSIP: 03823U102

Q2 2020 13F Holders as of 30 Jun 2020

Type / Class: Equity / Common Stock
Shares outstanding: 74,607,593
Total 13F shares: 11,831,945
Share change: -107,656
Total reported value: $128,521,804
Put/Call ratio: 185%
Price per share: $10.87
Number of holders: 103
Value change: +$2,313,188
Number of buys: 48
Number of sells: 39

Quarterly Holders Quick Answers

What is CUSIP 03823U102?
CUSIP 03823U102 identifies AAOI - APPLIED OPTOELECTRONICS, INC. - Common Stock in SEC institutional holdings data.

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Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q3 2020
Previous quarter: Q1 2020

Recent filing periods for CUSIP 03823U102:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of AAOI - APPLIED OPTOELECTRONICS, INC. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
BlackRock Finance, Inc.	13F	Company	4%	3,000,463	$22,773,000	—	31 Mar 2020	13F
VANGUARD GROUP INC	13F	Company	1.9%	1,404,698	$10,662,000	—	31 Mar 2020	13F
MORGAN STANLEY	13F	Company	1.2%	888,901	$6,746,000	—	31 Mar 2020	13F
STATE STREET CORP	13F	Company	0.78%	584,997	$4,440,000	—	31 Mar 2020	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	0.72%	537,589	$4,080,000	—	31 Mar 2020	13F
D. E. Shaw & Co., Inc.	13F	Company	0.68%	505,129	$3,834,000	—	31 Mar 2020	13F
INVESTMENT COUNSELORS OF MARYLAND LLC	13F	Company	0.64%	474,930	$3,605,000	—	31 Mar 2020	13F
Polar Asset Management Partners Inc.	13F	Company	0.6%	447,557	$3,397,000	—	31 Mar 2020	13F
tru Independence LLC	13F	Company	0%	1,400	$3,092,000	—	31 Mar 2020	13F
DIMENSIONAL FUND ADVISORS LP	13F	Company	0.46%	340,837	$2,587,000	—	31 Mar 2020	13F
Newtyn Management, LLC	13F	Company	0.42%	316,050	$2,399,000	—	31 Mar 2020	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	0.39%	292,255	$2,218,000	—	31 Mar 2020	13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F	Company	0.33%	245,177	$1,861,000	—	31 Mar 2020	13F
NORTHERN TRUST CORP	13F	Company	0.32%	238,396	$1,809,000	—	31 Mar 2020	13F
Bank of New York Mellon Corp	13F	Company	0.27%	204,741	$1,554,000	—	31 Mar 2020	13F
Invesco Ltd.	13F	Company	0.23%	169,322	$1,285,000	—	31 Mar 2020	13F
JPMORGAN CHASE & CO	13F	Company	0.21%	159,028	$1,206,000	—	31 Mar 2020	13F
PRINCIPAL FINANCIAL GROUP INC	13F	Company	0.19%	144,997	$1,101,000	—	31 Mar 2020	13F
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	13F	Company	0.16%	118,697	$901,000	—	31 Mar 2020	13F
GOLDMAN SACHS GROUP INC	13F	Company	0.15%	112,963	$857,000	—	31 Mar 2020	13F
PDT Partners, LLC	13F	Company	0.15%	108,726	$825,000	—	31 Mar 2020	13F
AMERIPRISE FINANCIAL INC	13F	Company	0.13%	93,473	$710,000	—	31 Mar 2020	13F
Nuveen Asset Management, LLC	13F	Company	0.12%	91,371	$693,000	—	31 Mar 2020	13F
AIGEN INVESTMENT MANAGEMENT, LP	13F	Company	0.1%	76,524	$581,000	—	31 Mar 2020	13F
RHUMBLINE ADVISERS	13F	Company	0.09%	67,463	$512,000	—	31 Mar 2020	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.08%	58,122	$441,000	—	31 Mar 2020	13F
CITADEL ADVISORS LLC	13F	Company	0.07%	55,503	$421,000	—	31 Mar 2020	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	0.07%	54,979	$417,000	—	31 Mar 2020	13F
DEUTSCHE BANK AG\	13F	Company	0.07%	52,818	$401,000	—	31 Mar 2020	13F
GROUP ONE TRADING LLC	13F	Company	0.07%	49,901	$379,000	—	31 Mar 2020	13F
Cubist Systematic Strategies, LLC	13F	Company	0.07%	48,717	$370,000	—	31 Mar 2020	13F
Legal & General Group Plc	13F	Company	0.06%	48,390	$368,000	—	31 Mar 2020	13F
PRUDENTIAL FINANCIAL INC	13F	Company	0.06%	45,360	$344,000	—	31 Mar 2020	13F
AXA S.A.	13F	Company	0.06%	45,100	$342,000	—	31 Mar 2020	13F
BARCLAYS PLC	13F	Company	0.06%	44,187	$335,000	—	31 Mar 2020	13F
PUBLIC SECTOR PENSION INVESTMENT BOARD	13F	Company	0.06%	42,525	$323,000	—	31 Mar 2020	13F
Dynamic Technology Lab Private Ltd	13F	Company	0.05%	38,873	$295,000	—	31 Mar 2020	13F
Ensign Peak Advisors, Inc	13F	Company	0.05%	37,985	$288,000	—	31 Mar 2020	13F
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM	13F	Company	0.05%	37,500	$285,000	—	31 Mar 2020	13F
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM	13F	Company	0.04%	29,192	$222,000	—	31 Mar 2020	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.04%	26,295	$199,000	—	31 Mar 2020	13F
ALLIANCEBERNSTEIN L.P.	13F	Company	0.04%	26,250	$199,000	—	31 Mar 2020	13F
Schonfeld Strategic Advisors LLC	13F	Company	0.03%	26,000	$197,000	—	31 Mar 2020	13F
UBS Group AG	13F	Company	0.03%	25,427	$193,000	—	31 Mar 2020	13F
BRIDGEWAY CAPITAL MANAGEMENT, LLC	13F	Company	0.03%	25,000	$190,000	—	31 Mar 2020	13F
SIMPLEX TRADING, LLC	13F	Company	0.03%	24,748	$187,000	—	31 Mar 2020	13F
York State Teachers Retirement System New	13F	Individual	0.03%	24,408	$185,000	—	31 Mar 2020	13F
WELD CAPITAL MANAGEMENT LLC	13F	Company	0.03%	23,720	$180,000	—	31 Mar 2020	13F
Squarepoint Ops LLC	13F	Company	0.03%	23,704	$180,000	—	31 Mar 2020	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.03%	22,929	$174,000	—	31 Mar 2020	13F

Institutional Holders of APPLIED OPTOELECTRONICS, INC. - Common Stock (AAOI) as of Q2 2020

As of 30 Jun 2020, APPLIED OPTOELECTRONICS, INC. - Common Stock (AAOI) was held by 103 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 11,831,945 shares. The largest 10 holders included BlackRock Inc., VANGUARD GROUP INC, Intrinsic Edge Capital Management LLC, MORGAN STANLEY, STATE STREET CORP, D. E. Shaw & Co., Inc., SUSQUEHANNA INTERNATIONAL GROUP, LLP, DIMENSIONAL FUND ADVISORS LP, Newtyn Management, LLC, and GEODE CAPITAL MANAGEMENT, LLC. This page lists 103 institutional shareholders reporting positions in this security for the Q2 2020 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q2 2020 vs Q1 2020 Across Filers

Q1 2020 holders

Q2 2020 holders

103

Holder diff

Investor	Q1 2020 Shares	Q2 2020 Shares	Share Diff	Share Chg %	Q1 2020 Value $	Q2 2020 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.