APPLIED OPTOELECTRONICS, INC. - Common Stock, par value $0.001 (AAOI)

CUSIP: 03823U102

Q3 2022 13F Holders as of 30 Sep 2022

Security identity
Security type / class
Equity / Common Stock, par value $0.001
Shares outstanding
80,112,357
Holder snapshot
Total 13F shares
9,275,493
Share change
-328,808
Total reported value
$25,232,632
Put/Call ratio
235%
Reported price per share
$2.72
Number of holders
54
Value change
-$622,676
Number of buys
22
Number of sells
29

Security key

03823U102

Report period

Q3 2022

Institutions

54

Top holders

10

AAOI full security history Ownership snapshot Full 13F holder table Newer quarter: Q4 2022 Previous quarter: Q2 2022 APPLIED OPTOELECTRONICS, INC. SEC filings APPLIED OPTOELECTRONICS, INC. company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Ownership snapshot

Top reported holders of AAOI - APPLIED OPTOELECTRONICS, INC. - Common Stock, par value $0.001 (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder
AMERIPRISE FINANCIAL INC
13D/G signal
—
Evidence rows
15
Latest as of
30 Jun 2022
13F Lead comparable stake: 2.2% Showing 1-6 of 15 holder rows.
Holder Evidence Ownership % Position 12M Net Δ As of
AMERIPRISE FINANCIAL INC
13F
Company
13F
2.2%
$2,747,000
1,772,193 shares
 — 30 Jun 2022
VANGUARD GROUP INC
13F
Company
13F
1.5%
$1,908,000
1,231,355 shares
 — 30 Jun 2022
Kovack Advisors, Inc.
13F
Company
13F
1.4%
$1,710,000
1,103,077 shares
 — 30 Jun 2022
BlackRock Finance, Inc.
13F
Company
13F
1.1%
$1,387,000
894,876 shares
 — 30 Jun 2022
D. E. Shaw & Co., Inc.
13F
Company
13F
0.67%
$832,000
536,930 shares
 — 30 Jun 2022
TWO SIGMA ADVISERS, LP
13F
Company
13F
0.52%
$645,000
416,000 shares
 — 30 Jun 2022
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2022

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
54
Shares
9,275,493
Rows available
54
Investor Option Weight % Change % Reported value * Price Shares Share Change Activity Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that failed the local validity check.

Compare Q3 2022 vs Q2 2022 Across Filers

Q2 2022 holders
49
Q3 2022 holders
54
Holder diff
5
Investor Q2 2022 Shares Q3 2022 Shares Share Diff Share Chg % Q2 2022 value Q3 2022 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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