Babcock & Wilcox Enterprises, Inc. |
10%+ Owner |
Common Stock, $0.01 par value per share |
19,844,174 |
$29.9 M |
$1.51 |
Nov 14, 2023 |
By BRF Investments, LLC |
Nogin, Inc. |
10%+ Owner |
Common Stock |
5,683,899 |
$17.1 M |
$3.00 |
Aug 19, 2022 |
By ABJ5, LLC |
Babcock & Wilcox Enterprises, Inc. |
10%+ Owner |
Common Stock, $0.01 par value per share |
7,602,348 |
$11.5 M |
$1.51 |
Nov 14, 2023 |
By B. Riley Securities, Inc. |
Eos Energy Enterprises, Inc. |
10%+ Owner |
Class A Common Stock |
5,369,778 |
$6.28 M |
$1.17 |
Aug 1, 2022 |
By BRF Investments, LLC |
TRANSACT TECHNOLOGIES INC |
10%+ Owner |
Common Stock |
800,000 |
$6.26 M |
$7.82 |
Jan 19, 2024 |
By BRF Investments, LLC |
SYNCHRONOSS TECHNOLOGIES INC |
10%+ Owner |
Common Stock |
10,600,000 |
$6.15 M |
$0.58 |
Nov 14, 2023 |
By BRF Investments, LLC |
QUANTUM CORP /DE/ |
10%+ Owner |
Common Stock |
5,359,100 |
$2.5 M |
$0.47 |
Sep 30, 2021 |
By B. Riley Securities, Inc. |
ALTA EQUIPMENT GROUP INC. |
10%+ Owner |
Common Stock |
211,175 |
$2.32 M |
$11.00 |
Feb 7, 2024 |
Direct |
Lazydays Holdings, Inc. |
10%+ Owner |
Common Stock |
284,980 |
$2.27 M |
$7.95 |
Nov 10, 2022 |
By B. Riley Securities, Inc. |
SONIM TECHNOLOGIES INC |
10%+ Owner |
Common Stock |
4,699,252 |
$1.97 M |
$0.42 |
Aug 23, 2021 |
By B. Riley Principal Investments, LLC |
Nogin, Inc. |
10%+ Owner |
Common Stock |
517,079 |
$1.55 M |
$3.00 |
Aug 19, 2022 |
By B. Riley Securities, Inc. |
TRANSACT TECHNOLOGIES INC |
10%+ Owner |
Common Stock |
184,862 |
$1.45 M |
$7.82 |
Jan 23, 2024 |
By B. Riley Securities, Inc. |
SYNCHRONOSS TECHNOLOGIES INC |
10%+ Owner |
Common Stock |
2,124,660 |
$1.23 M |
$0.58 |
Nov 14, 2023 |
By B. Riley Securities, Inc. |
SONIM TECHNOLOGIES INC |
10%+ Owner |
Common Stock |
2,903,765 |
$1.22 M |
$0.42 |
Aug 25, 2021 |
By BRC Partners Opportunity Fund, L.P. |
Babcock & Wilcox Enterprises, Inc. |
10%+ Owner |
Common Stock, $0.01 par value per share |
519,848 |
$784 K |
$1.51 |
Nov 14, 2023 |
Direct |
SYNCHRONOSS TECHNOLOGIES INC |
10%+ Owner |
Common Stock |
913,774 |
$530 K |
$0.58 |
Nov 14, 2023 |
Direct |
Babcock & Wilcox Enterprises, Inc. |
10%+ Owner |
Common Stock, $0.01 par value per share |
43,926 |
$66.2 K |
$1.51 |
Nov 14, 2023 |
By Bryant R. Riley, as UTMA custodian for Charlie Riley |
Babcock & Wilcox Enterprises, Inc. |
10%+ Owner |
Common Stock, $0.01 par value per share |
43,561 |
$65.7 K |
$1.51 |
Nov 14, 2023 |
By Bryant R. Riley, as UTMA custodian for Abigail Riley |
Babcock & Wilcox Enterprises, Inc. |
10%+ Owner |
Common Stock, $0.01 par value per share |
43,556 |
$65.7 K |
$1.51 |
Nov 14, 2023 |
By Bryant R. Riley, as UTMA custodian for Eloise Riley |
Babcock & Wilcox Enterprises, Inc. |
10%+ Owner |
Common Stock, $0.01 par value per share |
41,935 |
$63.2 K |
$1.51 |
Nov 14, 2023 |
By Bryant R. Riley, as UTMA custodian for Susan Riley |
Babcock & Wilcox Enterprises, Inc. |
10%+ Owner |
Common Stock, $0.01 par value per share |
37,353 |
$56.3 K |
$1.51 |
Nov 14, 2023 |
Held in Bryant R. Riley's 401(k) account |
ALTA EQUIPMENT GROUP INC. |
10%+ Owner |
Common Stock |
1,062 |
$11.7 K |
$11.00 |
Feb 7, 2024 |
By Bryant R. Riley, as UTMA custodian for Abigail Riley |
ALTA EQUIPMENT GROUP INC. |
10%+ Owner |
Common Stock |
1,062 |
$11.7 K |
$11.00 |
Feb 7, 2024 |
By Bryant R. Riley, as UTMA custodian for Charlie Riley |
ALTA EQUIPMENT GROUP INC. |
10%+ Owner |
Common Stock |
1,062 |
$11.7 K |
$11.00 |
Feb 7, 2024 |
By Bryant R. Riley, as UTMA custodian for Eloise Riley |
ALTA EQUIPMENT GROUP INC. |
10%+ Owner |
Common Stock |
1,062 |
$11.7 K |
$11.00 |
Feb 7, 2024 |
By Bryant R. Riley, as UTMA custodian for Susan Riley |
SONIM TECHNOLOGIES INC |
10%+ Owner |
Common Stock |
24,303 |
$10.2 K |
$0.42 |
Aug 23, 2021 |
By Bryant R. Riley, as UTMA custodian for Charlie Riley |
SONIM TECHNOLOGIES INC |
10%+ Owner |
Common Stock |
24,303 |
$10.2 K |
$0.42 |
Aug 23, 2021 |
By Bryant R. Riley, as UTMA custodian for Eloise Riley |
SONIM TECHNOLOGIES INC |
10%+ Owner |
Common Stock |
24,303 |
$10.2 K |
$0.42 |
Aug 23, 2021 |
By Bryant R. Riley, as UTMA custodian for Susan Riley |
SONIM TECHNOLOGIES INC |
10%+ Owner |
Common Stock |
24,302 |
$10.2 K |
$0.42 |
Aug 23, 2021 |
By Bryant R. Riley, as UTMA custodian for Abigail Riley |
QUANTUM CORP /DE/ |
10%+ Owner |
Common Stock |
10,200 |
$4.76 K |
$0.47 |
Sep 30, 2021 |
By Bryant R. Riley, as UTMA custodian for Susan Riley |
QUANTUM CORP /DE/ |
10%+ Owner |
Common Stock |
10,199 |
$4.76 K |
$0.47 |
Sep 30, 2021 |
By Bryant R. Riley, as UTMA custodian for Abigail Riley |
QUANTUM CORP /DE/ |
10%+ Owner |
Common Stock |
10,199 |
$4.76 K |
$0.47 |
Sep 30, 2021 |
By Bryant R. Riley, as UTMA custodian for Charlie Riley |
QUANTUM CORP /DE/ |
10%+ Owner |
Common Stock |
10,198 |
$4.76 K |
$0.47 |
Sep 30, 2021 |
By Bryant R. Riley, as UTMA custodian for Eloise Riley |
Eos Energy Enterprises, Inc. |
10%+ Owner |
Class A Common Stock |
1,769 |
$2.07 K |
$1.17 |
Aug 1, 2022 |
Direct |
SYNCHRONOSS TECHNOLOGIES INC |
10%+ Owner |
Common Stock |
2,457 |
$1.43 K |
$0.58 |
Nov 14, 2023 |
By Bryant R. Riley, as UTMA custodian for Abigail Riley |
SYNCHRONOSS TECHNOLOGIES INC |
10%+ Owner |
Common Stock |
2,457 |
$1.43 K |
$0.58 |
Nov 14, 2023 |
By Bryant R. Riley, as UTMA custodian for Charlie Riley |
SYNCHRONOSS TECHNOLOGIES INC |
10%+ Owner |
Common Stock |
2,457 |
$1.43 K |
$0.58 |
Nov 14, 2023 |
By Bryant R. Riley, as UTMA custodian for Eloise Riley |
SYNCHRONOSS TECHNOLOGIES INC |
10%+ Owner |
Common Stock |
2,457 |
$1.43 K |
$0.58 |
Nov 14, 2023 |
By Bryant R. Riley, as UTMA custodian for Susan Riley |
ALTA EQUIPMENT GROUP INC. |
10%+ Owner |
Common Stock |
0 |
$0 |
$11.00 |
Feb 7, 2024 |
By BRF Investments, LLC |
ALTA EQUIPMENT GROUP INC. |
10%+ Owner |
Common Stock |
0 |
$0 |
$11.00 |
Feb 8, 2024 |
By B. Riley Securities, Inc. |
Eos Energy Enterprises, Inc. |
10%+ Owner |
Warrants (right to buy) |
325,000 |
|
|
Aug 1, 2022 |
By BRF Investments, LLC |
Arena Group Holdings, Inc. |
10%+ Owner |
Warrants to purchase Common Stock |
28,409 |
|
|
Nov 30, 2023 |
By BRF Investments, LLC |
Eos Energy Enterprises, Inc. |
10%+ Owner |
Warrants (right to buy) |
14,993 |
|
|
Aug 1, 2022 |
Direct |
Eos Energy Enterprises, Inc. |
10%+ Owner |
Warrants (right to buy) |
27 |
|
|
Aug 1, 2022 |
By Bryant R. Riley, as UTMA custodian for Abigail Riley |
Eos Energy Enterprises, Inc. |
10%+ Owner |
Warrants (right to buy) |
27 |
|
|
Aug 1, 2022 |
By Bryant R. Riley, as UTMA custodian for Charlie Riley |
Eos Energy Enterprises, Inc. |
10%+ Owner |
Warrants (right to buy) |
27 |
|
|
Aug 1, 2022 |
By Bryant R. Riley, as UTMA custodian for Eloise Riley |
Eos Energy Enterprises, Inc. |
10%+ Owner |
Warrants (right to buy) |
27 |
|
|
Aug 1, 2022 |
By Bryant R. Riley, as UTMA custodian for Susan Riley |
Arena Group Holdings, Inc. |
10%+ Owner |
Common Stock, par value $0.01 per share |
0 |
|
$2.90 |
Nov 30, 2023 |
By BRF Investments, LLC |
Arena Group Holdings, Inc. |
10%+ Owner |
Common Stock, par value $0.01 per share |
0 |
|
$2.90 |
Nov 30, 2023 |
By B. Riley Principal Investments, LLC |
Arena Group Holdings, Inc. |
10%+ Owner |
Common Stock, par value $0.01 per share |
0 |
|
$2.90 |
Nov 30, 2023 |
By B. Riley Securities, Inc. |
Arena Group Holdings, Inc. |
10%+ Owner |
Common Stock, par value $0.01 per share |
0 |
|
$2.90 |
Nov 30, 2023 |
By Bryant R. Riley, as UTMA custodian for Abigail Riley |
Arena Group Holdings, Inc. |
10%+ Owner |
Common Stock, par value $0.01 per share |
0 |
|
$2.90 |
Nov 30, 2023 |
By Bryant R. Riley, as UTMA custodian for Charlie Riley |
Arena Group Holdings, Inc. |
10%+ Owner |
Common Stock, par value $0.01 per share |
0 |
|
$2.90 |
Nov 30, 2023 |
By Bryant R. Riley, as UTMA custodian for Eloise Riley |
Arena Group Holdings, Inc. |
10%+ Owner |
Common Stock, par value $0.01 per share |
0 |
|
$2.90 |
Nov 30, 2023 |
By Bryant R. Riley, as UTMA custodian for Susan Riley |
Arena Group Holdings, Inc. |
10%+ Owner |
Common Stock, par value $0.01 per share |
0 |
|
$2.90 |
Nov 30, 2023 |
Direct |
Arena Group Holdings, Inc. |
10%+ Owner |
Series H Preferred Stock, par value $0.01 per share |
0 |
|
|
Aug 10, 2023 |
By BRF Investments, LLC |
Arena Group Holdings, Inc. |
10%+ Owner |
Series H Preferred Stock, par value $0.01 per share |
0 |
|
|
Aug 10, 2023 |
By B. Riley Principal Investments, LLC |
B. Riley Principal 250 Merger Corp. |
Director, 10%+ Owner |
Class A Common Stock |
0 |
|
$10.00 |
May 4, 2023 |
By B. Riley Principal 250 Sponsor Co. LLC |
B. Riley Principal 250 Merger Corp. |
Director, 10%+ Owner |
Class B. Common Stock |
0 |
|
$10.00 |
Jun 2, 2023 |
By B. Riley Principal 250 Sponsor Co. LLC |
FaZe Holdings Inc. |
10%+ Owner |
Common Stock |
0 |
|
|
Mar 7, 2024 |
By. B. Riley Principal Investments, LLC |
FaZe Holdings Inc. |
10%+ Owner |
Common Stock |
0 |
|
|
Mar 7, 2024 |
Direct |
FaZe Holdings Inc. |
10%+ Owner |
Warrants (right to buy) |
0 |
|
|
Mar 7, 2024 |
By. B. Riley Principal Investments, LLC |
Lazydays Holdings, Inc. |
10%+ Owner |
Common Stock |
0 |
|
$7.95 |
Nov 10, 2022 |
By BRF Investments, LLC |
Lazydays Holdings, Inc. |
10%+ Owner |
Common Stock |
0 |
|
$7.95 |
Nov 10, 2022 |
By B. Riley Principal Investments, LLC |