| Company | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| Babcock & Wilcox Enterprises, Inc. | 10%+ Owner | Common Stock, $0.01 par value per share | 15,573,362 | $123,808,227 | $7.95 | 11 Feb 2026 | By B. Riley Securities, Inc. |
| Babcock & Wilcox Enterprises, Inc. | 10%+ Owner | Common Stock, $0.01 par value per share | 11,873,160 | $94,391,622 | $7.95 | 11 Feb 2026 | By BRF Investments, LLC |
| Nogin, Inc. | 10%+ Owner | Common Stock | 5,683,899 | $17,051,697 | $3.00 | 19 Aug 2022 | By ABJ5, LLC |
| SYNCHRONOSS TECHNOLOGIES INC | 10%+ Owner | Common Stock | 980,509 | $12,571,302 | $12.82 | 27 Aug 2024 | By BRF Investments, LLC |
| Eos Energy Enterprises, Inc. | 10%+ Owner | Class A Common Stock | 5,369,778 | $6,283,177 | $1.17 | 01 Aug 2022 | By BRF Investments, LLC |
| TRANSACT TECHNOLOGIES INC | 10%+ Owner | Common Stock | 800,000 | $6,256,480 | $7.82 | 19 Jan 2024 | By BRF Investments, LLC |
| QUANTUM CORP /DE/ | 10%+ Owner | Common Stock | 5,359,100 | $2,500,556 | $0.4666 | 30 Sep 2021 | By B. Riley Securities, Inc. |
| ALTA EQUIPMENT GROUP INC. | 10%+ Owner | Common Stock | 211,175 | $2,322,925 | $11.00 | 07 Feb 2024 | Direct |
| Lazydays Holdings, Inc. | 10%+ Owner | Common Stock | 284,980 | $2,265,591 | $7.95 | 10 Nov 2022 | By B. Riley Securities, Inc. |
| SONIM TECHNOLOGIES INC | 10%+ Owner | Common Stock | 4,699,252 | $1,968,987 | $0.4190 | 23 Aug 2021 | By B. Riley Principal Investments, LLC |
| Nogin, Inc. | 10%+ Owner | Common Stock | 517,079 | $1,551,237 | $3.00 | 19 Aug 2022 | By B. Riley Securities, Inc. |
| TRANSACT TECHNOLOGIES INC | 10%+ Owner | Common Stock | 184,862 | $1,445,732 | $7.82 | 23 Jan 2024 | By B. Riley Securities, Inc. |
| SONIM TECHNOLOGIES INC | 10%+ Owner | Common Stock | 2,903,765 | $1,216,678 | $0.4190 | 25 Aug 2021 | By BRC Partners Opportunity Fund, L.P. |
| SYNCHRONOSS TECHNOLOGIES INC | 10%+ Owner | Common Stock | 49,523 | $634,944 | $12.82 | 23 Aug 2024 | Direct |
| Babcock & Wilcox Enterprises, Inc. | 10%+ Owner | Common Stock, $0.01 par value per share | 45,801 | $364,117 | $7.95 | 11 Feb 2026 | By Bryant R. Riley, as UTMA custodian for Charlie Riley |
| Babcock & Wilcox Enterprises, Inc. | 10%+ Owner | Common Stock, $0.01 par value per share | 45,436 | $361,216 | $7.95 | 11 Feb 2026 | By Bryant R. Riley, as UTMA custodian for Abigail Riley |
| Babcock & Wilcox Enterprises, Inc. | 10%+ Owner | Common Stock, $0.01 par value per share | 45,431 | $361,176 | $7.95 | 11 Feb 2026 | By Bryant R. Riley, as UTMA custodian for Eloise Riley |
| Babcock & Wilcox Enterprises, Inc. | 10%+ Owner | Common Stock, $0.01 par value per share | 43,810 | $348,289 | $7.95 | 11 Feb 2026 | By Bryant R. Riley, as UTMA custodian for Susan Riley |
| Babcock & Wilcox Enterprises, Inc. | 10%+ Owner | Common Stock, $0.01 par value per share | 37,353 | $296,956 | $7.95 | 11 Feb 2026 | Held in Bryant R. Riley's 401(k)account |
| SYNCHRONOSS TECHNOLOGIES INC | 10%+ Owner | Common Stock | 2,740 | $35,130 | $12.82 | 23 Aug 2024 | By B. Riley Securities, Inc. |
| ALTA EQUIPMENT GROUP INC. | 10%+ Owner | Common Stock | 1,062 | $11,682 | $11.00 | 07 Feb 2024 | By Bryant R. Riley, as UTMA custodian for Abigail Riley |
| ALTA EQUIPMENT GROUP INC. | 10%+ Owner | Common Stock | 1,062 | $11,682 | $11.00 | 07 Feb 2024 | By Bryant R. Riley, as UTMA custodian for Charlie Riley |
| ALTA EQUIPMENT GROUP INC. | 10%+ Owner | Common Stock | 1,062 | $11,682 | $11.00 | 07 Feb 2024 | By Bryant R. Riley, as UTMA custodian for Eloise Riley |
| ALTA EQUIPMENT GROUP INC. | 10%+ Owner | Common Stock | 1,062 | $11,682 | $11.00 | 07 Feb 2024 | By Bryant R. Riley, as UTMA custodian for Susan Riley |
| SONIM TECHNOLOGIES INC | 10%+ Owner | Common Stock | 24,303 | $10,183 | $0.4190 | 23 Aug 2021 | By Bryant R. Riley, as UTMA custodian for Charlie Riley |
| SONIM TECHNOLOGIES INC | 10%+ Owner | Common Stock | 24,303 | $10,183 | $0.4190 | 23 Aug 2021 | By Bryant R. Riley, as UTMA custodian for Eloise Riley |
| SONIM TECHNOLOGIES INC | 10%+ Owner | Common Stock | 24,303 | $10,183 | $0.4190 | 23 Aug 2021 | By Bryant R. Riley, as UTMA custodian for Susan Riley |
| SONIM TECHNOLOGIES INC | 10%+ Owner | Common Stock | 24,302 | $10,183 | $0.4190 | 23 Aug 2021 | By Bryant R. Riley, as UTMA custodian for Abigail Riley |
| QUANTUM CORP /DE/ | 10%+ Owner | Common Stock | 10,200 | $4,759 | $0.4666 | 30 Sep 2021 | By Bryant R. Riley, as UTMA custodian for Susan Riley |
| QUANTUM CORP /DE/ | 10%+ Owner | Common Stock | 10,199 | $4,759 | $0.4666 | 30 Sep 2021 | By Bryant R. Riley, as UTMA custodian for Abigail Riley |
| QUANTUM CORP /DE/ | 10%+ Owner | Common Stock | 10,199 | $4,759 | $0.4666 | 30 Sep 2021 | By Bryant R. Riley, as UTMA custodian for Charlie Riley |
| QUANTUM CORP /DE/ | 10%+ Owner | Common Stock | 10,198 | $4,758 | $0.4666 | 30 Sep 2021 | By Bryant R. Riley, as UTMA custodian for Eloise Riley |
| SYNCHRONOSS TECHNOLOGIES INC | 10%+ Owner | Common Stock | 273 | $3,500 | $12.82 | 23 Aug 2024 | By Bryant R. Riley, as UTMA custodian for Abigail Riley |
| SYNCHRONOSS TECHNOLOGIES INC | 10%+ Owner | Common Stock | 273 | $3,500 | $12.82 | 23 Aug 2024 | By Bryant R. Riley, as UTMA custodian for Charlie Riley |
| SYNCHRONOSS TECHNOLOGIES INC | 10%+ Owner | Common Stock | 273 | $3,500 | $12.82 | 23 Aug 2024 | By Bryant R. Riley, as UTMA custodian for Eloise Riley |
| SYNCHRONOSS TECHNOLOGIES INC | 10%+ Owner | Common Stock | 273 | $3,500 | $12.82 | 23 Aug 2024 | By Bryant R. Riley, as UTMA custodian for Susan Riley |
| Eos Energy Enterprises, Inc. | 10%+ Owner | Class A Common Stock | 1,769 | $2,070 | $1.17 | 01 Aug 2022 | Direct |
| ALTA EQUIPMENT GROUP INC. | 10%+ Owner | Common Stock | 0 | $0 | $11.00 | 07 Feb 2024 | By BRF Investments, LLC |
| ALTA EQUIPMENT GROUP INC. | 10%+ Owner | Common Stock | 0 | $0 | $11.00 | 08 Feb 2024 | By B. Riley Securities, Inc. |
| Babcock & Wilcox Enterprises, Inc. | 10%+ Owner | Common Stock, $0.01 par value per share | 0 | $0 | $9.00 | 11 Feb 2026 | Direct |
| Eos Energy Enterprises, Inc. | 10%+ Owner | Warrants (right to buy) | 325,000 | 01 Aug 2022 | By BRF Investments, LLC | ||
| Arena Group Holdings, Inc. | 10%+ Owner | Warrants to purchase Common Stock | 28,409 | 30 Nov 2023 | By BRF Investments, LLC | ||
| Eos Energy Enterprises, Inc. | 10%+ Owner | Warrants (right to buy) | 14,993 | 01 Aug 2022 | Direct | ||
| Eos Energy Enterprises, Inc. | 10%+ Owner | Warrants (right to buy) | 27 | 01 Aug 2022 | By Bryant R. Riley, as UTMA custodian for Abigail Riley | ||
| Eos Energy Enterprises, Inc. | 10%+ Owner | Warrants (right to buy) | 27 | 01 Aug 2022 | By Bryant R. Riley, as UTMA custodian for Charlie Riley | ||
| Eos Energy Enterprises, Inc. | 10%+ Owner | Warrants (right to buy) | 27 | 01 Aug 2022 | By Bryant R. Riley, as UTMA custodian for Eloise Riley | ||
| Eos Energy Enterprises, Inc. | 10%+ Owner | Warrants (right to buy) | 27 | 01 Aug 2022 | By Bryant R. Riley, as UTMA custodian for Susan Riley | ||
| Arena Group Holdings, Inc. | 10%+ Owner | Common Stock, par value $0.01 per share | 0 | $2.90 | 30 Nov 2023 | By BRF Investments, LLC | |
| Arena Group Holdings, Inc. | 10%+ Owner | Common Stock, par value $0.01 per share | 0 | $2.90 | 30 Nov 2023 | By B. Riley Principal Investments, LLC | |
| Arena Group Holdings, Inc. | 10%+ Owner | Common Stock, par value $0.01 per share | 0 | $2.90 | 30 Nov 2023 | By B. Riley Securities, Inc. | |
| Arena Group Holdings, Inc. | 10%+ Owner | Common Stock, par value $0.01 per share | 0 | $2.90 | 30 Nov 2023 | By Bryant R. Riley, as UTMA custodian for Abigail Riley | |
| Arena Group Holdings, Inc. | 10%+ Owner | Common Stock, par value $0.01 per share | 0 | $2.90 | 30 Nov 2023 | By Bryant R. Riley, as UTMA custodian for Charlie Riley | |
| Arena Group Holdings, Inc. | 10%+ Owner | Common Stock, par value $0.01 per share | 0 | $2.90 | 30 Nov 2023 | By Bryant R. Riley, as UTMA custodian for Eloise Riley | |
| Arena Group Holdings, Inc. | 10%+ Owner | Common Stock, par value $0.01 per share | 0 | $2.90 | 30 Nov 2023 | By Bryant R. Riley, as UTMA custodian for Susan Riley | |
| Arena Group Holdings, Inc. | 10%+ Owner | Common Stock, par value $0.01 per share | 0 | $2.90 | 30 Nov 2023 | Direct | |
| Arena Group Holdings, Inc. | 10%+ Owner | Series H Preferred Stock, par value $0.01 per share | 0 | 10 Aug 2023 | By BRF Investments, LLC | ||
| Arena Group Holdings, Inc. | 10%+ Owner | Series H Preferred Stock, par value $0.01 per share | 0 | 10 Aug 2023 | By B. Riley Principal Investments, LLC | ||
| B. Riley Principal 250 Merger Corp. | Director, 10%+ Owner | Class A Common Stock | 0 | $10.00 | 04 May 2023 | By B. Riley Principal 250 Sponsor Co. LLC | |
| B. Riley Principal 250 Merger Corp. | Director, 10%+ Owner | Class B. Common Stock | 0 | $10.00 | 02 Jun 2023 | By B. Riley Principal 250 Sponsor Co. LLC | |
| FaZe Holdings Inc. | 10%+ Owner | Common Stock | 0 | 07 Mar 2024 | By. B. Riley Principal Investments, LLC | ||
| FaZe Holdings Inc. | 10%+ Owner | Common Stock | 0 | 07 Mar 2024 | Direct | ||
| FaZe Holdings Inc. | 10%+ Owner | Warrants (right to buy) | 0 | 07 Mar 2024 | By. B. Riley Principal Investments, LLC | ||
| Lazydays Holdings, Inc. | 10%+ Owner | Common Stock | 0 | $7.95 | 10 Nov 2022 | By BRF Investments, LLC | |
| Lazydays Holdings, Inc. | 10%+ Owner | Common Stock | 0 | $7.95 | 10 Nov 2022 | By B. Riley Principal Investments, LLC |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Role | Filing Time |
|---|---|---|---|---|---|---|---|
| BW | Babcock & Wilcox Enterprises, Inc. | 11 Feb 2026 | 1 | -$10,398,438 | 4 | 10%+ Owner | 13 Feb 2026, 17:00 |
| SNCR | SYNCHRONOSS TECHNOLOGIES INC | 23 Aug 2024 | 3 | -$718,761 | 4 | 10%+ Owner | 27 Aug 2024, 21:30 |
| SNCR | SYNCHRONOSS TECHNOLOGIES INC | 20 Aug 2024 | 3 | -$156,494 | 4 | 10%+ Owner | 22 Aug 2024, 21:30 |
| SNCR | SYNCHRONOSS TECHNOLOGIES INC | 15 Aug 2024 | 3 | -$1,428,293 | 4 | 10%+ Owner | 19 Aug 2024, 21:30 |
| SNCR | SYNCHRONOSS TECHNOLOGIES INC | 12 Aug 2024 | 3 | -$1,672,920 | 4 | 10%+ Owner | 14 Aug 2024, 17:25 |
| SNCR | SYNCHRONOSS TECHNOLOGIES INC | 07 Aug 2024 | 3 | -$1,119,941 | 4 | 10%+ Owner | 09 Aug 2024, 21:00 |
| /report/000121390024026099-b-riley-financial-inc-2024-03-07 | FaZe Holdings Inc. | 07 Mar 2024 | 3 | $0 | 4 | 10%+ Owner | 26 Mar 2024, 17:16 |
| ALTG | ALTA EQUIPMENT GROUP INC. | 07 Feb 2024 | 3 | -$39,707,393 | 4 | 10%+ Owner | 09 Feb 2024, 21:00 |
| TACT | TRANSACT TECHNOLOGIES INC | 19 Jan 2024 | 3 | -$467,249 | 4 | 10%+ Owner | 23 Jan 2024, 21:00 |
| TACT | TRANSACT TECHNOLOGIES INC | 16 Jan 2024 | 3 | -$153,611 | 4 | 10%+ Owner | 18 Jan 2024, 21:00 |
| TACT | TRANSACT TECHNOLOGIES INC | 10 Jan 2024 | 3 | -$129,653 | 4 | 10%+ Owner | 12 Jan 2024, 21:01 |
| TACT | TRANSACT TECHNOLOGIES INC | 05 Jan 2024 | 3 | -$216,942 | 4 | 10%+ Owner | 09 Jan 2024, 21:01 |
| AREN | Arena Group Holdings, Inc. | 30 Nov 2023 | 8 | -$21,460,049 | 4 | 10%+ Owner | 04 Dec 2023, 07:00 |
| SNCR | SYNCHRONOSS TECHNOLOGIES INC | 14 Nov 2023 | 1 | +$33,385 | 4 | 10%+ Owner | 16 Nov 2023, 09:43 |
| BW | Babcock & Wilcox Enterprises, Inc. | 14 Nov 2023 | 1 | +$182,907 | 4 | 10%+ Owner | 16 Nov 2023, 09:23 |
| SNCR | SYNCHRONOSS TECHNOLOGIES INC | 10 Nov 2023 | 2 | +$254,199 | 4 | 10%+ Owner | 14 Nov 2023, 12:19 |
| AREN | Arena Group Holdings, Inc. | 10 Aug 2023 | 4 | $0 | 4 | 10%+ Owner | 22 Aug 2023, 21:15 |
| ALTG | ALTA EQUIPMENT GROUP INC. | 04 Aug 2023 | 1 | -$5,362,500 | 4 | 10%+ Owner | 07 Aug 2023, 17:15 |
| ALTG | ALTA EQUIPMENT GROUP INC. | 21 Jul 2023 | 1 | -$35,750,000 | 4 | 10%+ Owner | 21 Jul 2023, 17:08 |
| BW | Babcock & Wilcox Enterprises, Inc. | 26 Jun 2023 | 2 | +$578,145 | 4 | 10%+ Owner | 27 Jun 2023, 12:09 |
| AREN | Arena Group Holdings, Inc. | 21 Jun 2023 | 4 | +$887,588 | 4 | 10%+ Owner | 23 Jun 2023, 21:30 |
| AREN | Arena Group Holdings, Inc. | 15 Jun 2023 | 3 | +$83,069 | 4 | 10%+ Owner | 20 Jun 2023, 21:30 |
| BW | Babcock & Wilcox Enterprises, Inc. | 06 Jun 2023 | 5 | +$220,557 | 4 | 10%+ Owner | 07 Jun 2023, 09:00 |
| /report/000121390023045913-b-riley-financial-inc-2023-06-02 | B. Riley Principal 250 Merger Corp. | 02 Jun 2023 | 1 | $0 | 4 | Director, 10%+ Owner | 02 Jun 2023, 19:39 |
| BW | Babcock & Wilcox Enterprises, Inc. | 02 Jun 2023 | 5 | +$85,767 | 4 | 10%+ Owner | 02 Jun 2023, 12:05 |
| AREN | Arena Group Holdings, Inc. | 26 May 2023 | 1 | +$69,724 | 4 | 10%+ Owner | 31 May 2023, 21:30 |
| AREN | Arena Group Holdings, Inc. | 22 May 2023 | 1 | +$8,880 | 4 | 10%+ Owner | 24 May 2023, 21:30 |
| AREN | Arena Group Holdings, Inc. | 17 May 2023 | 2 | +$28,787 | 4 | 10%+ Owner | 19 May 2023, 21:30 |
| AREN | Arena Group Holdings, Inc. | 16 May 2023 | 1 | +$178,500 | 4 | 10%+ Owner | 17 May 2023, 10:56 |
| BW | Babcock & Wilcox Enterprises, Inc. | 12 May 2023 | 6 | +$577,535 | 4 | 10%+ Owner | 16 May 2023, 09:00 |
| /report/000121390023037819-b-riley-financial-inc-2023-05-04 | B. Riley Principal 250 Merger Corp. | 04 May 2023 | 2 | $0 | 4 | Director, 10%+ Owner | 09 May 2023, 21:11 |
| ALTG | ALTA EQUIPMENT GROUP INC. | 13 Apr 2023 | 3 | +$1,156,080 | 4 | 10%+ Owner | 17 Apr 2023, 13:41 |
| AREN | Arena Group Holdings, Inc. | 11 Apr 2023 | 1 | +$75,834 | 4 | 10%+ Owner | 13 Apr 2023, 11:55 |
| AREN | Arena Group Holdings, Inc. | 05 Apr 2023 | 1 | +$33,067 | 4 | 10%+ Owner | 06 Apr 2023, 21:30 |
| ALTG | ALTA EQUIPMENT GROUP INC. | 04 Apr 2023 | 2 | +$752,035 | 4 | 10%+ Owner | 06 Apr 2023, 21:30 |
| AREN | Arena Group Holdings, Inc. | 31 Mar 2023 | 6 | +$3,915,001 | 4 | 10%+ Owner | 31 Mar 2023, 09:19 |
| /report/000121390022079604-b-riley-financial-inc-2022-12-06 | FaZe Holdings Inc. | 06 Dec 2022 | 2 | $0 | 4 | 10%+ Owner | 13 Dec 2022, 20:30 |
| BW | Babcock & Wilcox Enterprises, Inc. | 29 Nov 2022 | 1 | +$2,229,100 | 4 | 10%+ Owner | 30 Nov 2022, 08:00 |
| TACT | TRANSACT TECHNOLOGIES INC | 11 Nov 2022 | 1 | +$127,780 | 4 | 10%+ Owner | 15 Nov 2022, 20:30 |
| GORV | Lazydays Holdings, Inc. | 10 Nov 2022 | 3 | -$24,140,000 | 4 | 10%+ Owner | 14 Nov 2022, 16:25 |
| BW | Babcock & Wilcox Enterprises, Inc. | 09 Nov 2022 | 1 | +$5,330 | 4 | 10%+ Owner | 14 Nov 2022, 05:01 |
| TACT | TRANSACT TECHNOLOGIES INC | 08 Nov 2022 | 2 | +$5,140 | 4 | 10%+ Owner | 10 Nov 2022, 20:30 |
| TACT | TRANSACT TECHNOLOGIES INC | 03 Nov 2022 | 2 | +$48,860 | 4 | 10%+ Owner | 07 Nov 2022, 20:30 |
| TACT | TRANSACT TECHNOLOGIES INC | 31 Oct 2022 | 1 | +$31,551 | 4 | 10%+ Owner | 02 Nov 2022, 21:30 |
| TACT | TRANSACT TECHNOLOGIES INC | 26 Oct 2022 | 2 | +$21,511 | 4 | 10%+ Owner | 28 Oct 2022, 21:30 |
| TACT | TRANSACT TECHNOLOGIES INC | 21 Oct 2022 | 2 | +$97,035 | 4 | 10%+ Owner | 25 Oct 2022, 21:30 |
| GORV | Lazydays Holdings, Inc. | 07 Oct 2022 | 2 | +$201,375 | 4 | 10%+ Owner | 11 Oct 2022, 21:30 |
| GORV | Lazydays Holdings, Inc. | 04 Oct 2022 | 3 | +$2,475,301 | 4 | 10%+ Owner | 06 Oct 2022, 21:30 |
| TACT | TRANSACT TECHNOLOGIES INC | 03 Oct 2022 | 1 | +$117,612 | 4 | 10%+ Owner | 05 Oct 2022, 21:30 |
| GORV | Lazydays Holdings, Inc. | 22 Sep 2022 | 3 | +$254,135 | 4 | 10%+ Owner | 26 Sep 2022, 21:30 |
| /report/000121390022053433-b-riley-financial-inc-2022-08-29-restatement | Nogin, Inc. | 29 Aug 2022 | 0 | $0 | 4/A | 10%+ Owner | 01 Sep 2022, 21:31 |
| /report/000121390022053431-b-riley-financial-inc-2022-08-19-restatement | Nogin, Inc. | 19 Aug 2022 | 0 | $0 | 3/A | 10%+ Owner | 01 Sep 2022, 21:30 |
| EOSE | Eos Energy Enterprises, Inc. | 01 Aug 2022 | 0 | $0 | 4 | 10%+ Owner | 01 Aug 2022, 21:30 |
| ALTG | ALTA EQUIPMENT GROUP INC. | 26 Jul 2022 | 1 | +$30,828 | 4 | 10%+ Owner | 28 Jul 2022, 21:30 |
| /report/000121390022041839-b-riley-financial-inc-2022-07-22 | FaZe Holdings Inc. | 22 Jul 2022 | 2 | $0 | 4 | 10%+ Owner | 26 Jul 2022, 21:31 |
| ALTG | ALTA EQUIPMENT GROUP INC. | 21 Jul 2022 | 1 | +$8,484 | 4 | 10%+ Owner | 25 Jul 2022, 21:30 |
| BW | Babcock & Wilcox Enterprises, Inc. | 20 Jul 2022 | 2 | $0 | 4 | 10%+ Owner | 26 Jul 2022, 21:30 |
| /report/000121390022040794-b-riley-financial-inc-2022-07-19 | FaZe Holdings Inc. | 19 Jul 2022 | 5 | +$75,425,000 | 4 | 10%+ Owner | 21 Jul 2022, 21:30 |
| ALTG | ALTA EQUIPMENT GROUP INC. | 18 Jul 2022 | 2 | +$204,782 | 4 | 10%+ Owner | 20 Jul 2022, 21:30 |
| GORV | Lazydays Holdings, Inc. | 12 Jul 2022 | 2 | +$121,734 | 4 | 10%+ Owner | 14 Jul 2022, 21:30 |
| GORV | Lazydays Holdings, Inc. | 07 Jul 2022 | 2 | +$22,482 | 4 | 10%+ Owner | 11 Jul 2022, 21:30 |
| TACT | TRANSACT TECHNOLOGIES INC | 05 Jul 2022 | 0 | $0 | 3 | 10%+ Owner | 14 Jul 2022, 21:30 |
| ALTG | ALTA EQUIPMENT GROUP INC. | 05 Jul 2022 | 2 | +$81,243 | 4 | 10%+ Owner | 07 Jul 2022, 21:30 |
| GORV | Lazydays Holdings, Inc. | 01 Jul 2022 | 1 | +$88,850 | 4 | 10%+ Owner | 06 Jul 2022, 21:33 |
| ALTG | ALTA EQUIPMENT GROUP INC. | 29 Jun 2022 | 1 | +$445,465 | 4 | 10%+ Owner | 01 Jul 2022, 21:30 |
| GORV | Lazydays Holdings, Inc. | 27 Jun 2022 | 3 | +$1,060,123 | 4 | 10%+ Owner | 29 Jun 2022, 21:30 |
| ALTG | ALTA EQUIPMENT GROUP INC. | 24 Jun 2022 | 3 | +$340,506 | 4 | 10%+ Owner | 28 Jun 2022, 21:30 |
| GORV | Lazydays Holdings, Inc. | 17 Jun 2022 | 3 | +$687,808 | 4 | 10%+ Owner | 22 Jun 2022, 21:30 |
| SNCR | SYNCHRONOSS TECHNOLOGIES INC | 09 Jun 2022 | 1 | +$540 | 4 | 10%+ Owner | 13 Jun 2022, 21:30 |
| GORV | Lazydays Holdings, Inc. | 06 Jun 2022 | 0 | $0 | 3 | 10%+ Owner | 16 Jun 2022, 21:30 |
| SNCR | SYNCHRONOSS TECHNOLOGIES INC | 03 Jun 2022 | 2 | +$49,440 | 4 | 10%+ Owner | 07 Jun 2022, 21:30 |
| SNCR | SYNCHRONOSS TECHNOLOGIES INC | 31 May 2022 | 3 | +$58,886 | 4 | 10%+ Owner | 02 Jun 2022, 21:30 |
| SNCR | SYNCHRONOSS TECHNOLOGIES INC | 23 May 2022 | 2 | +$298,125 | 4 | 10%+ Owner | 25 May 2022, 21:30 |
| ALTG | ALTA EQUIPMENT GROUP INC. | 17 May 2022 | 2 | +$274,997 | 4 | 10%+ Owner | 19 May 2022, 21:30 |
| SNCR | SYNCHRONOSS TECHNOLOGIES INC | 13 May 2022 | 3 | +$191,192 | 4 | 10%+ Owner | 17 May 2022, 16:49 |
| BW | Babcock & Wilcox Enterprises, Inc. | 12 May 2022 | 1 | +$1,142,320 | 4 | Director, 10%+ Owner | 13 May 2022, 12:25 |
| ALTG | ALTA EQUIPMENT GROUP INC. | 09 May 2022 | 2 | +$777,450 | 4 | 10%+ Owner | 11 May 2022, 21:30 |
| AREN | Arena Group Holdings, Inc. | 06 May 2022 | 1 | +$630,573 | 4 | 10%+ Owner | 10 May 2022, 21:30 |
| ALTG | ALTA EQUIPMENT GROUP INC. | 27 Apr 2022 | 3 | +$787,011 | 4 | 10%+ Owner | 29 Apr 2022, 21:30 |
| ALTG | ALTA EQUIPMENT GROUP INC. | 22 Apr 2022 | 3 | +$678,417 | 4 | 10%+ Owner | 26 Apr 2022, 21:30 |
| ALTG | ALTA EQUIPMENT GROUP INC. | 19 Apr 2022 | 1 | +$153,476 | 4 | 10%+ Owner | 21 Apr 2022, 21:00 |
| AREN | Arena Group Holdings, Inc. | 25 Mar 2022 | 0 | $0 | 4/A | 10%+ Owner | 31 Mar 2022, 21:31 |
| ALTG | ALTA EQUIPMENT GROUP INC. | 24 Mar 2022 | 2 | +$2,288,931 | 4 | 10%+ Owner | 28 Mar 2022, 16:38 |
| SNCR | SYNCHRONOSS TECHNOLOGIES INC | 11 Mar 2022 | 1 | +$160,672 | 4 | 10%+ Owner | 15 Mar 2022, 17:16 |
| ALTG | ALTA EQUIPMENT GROUP INC. | 07 Mar 2022 | 2 | +$85,092 | 4 | 10%+ Owner | 09 Mar 2022, 15:22 |
| AREN | Arena Group Holdings, Inc. | 02 Mar 2022 | 4 | +$1,072,400 | 4 | 10%+ Owner | 10 Mar 2022, 08:02 |
| AREN | Arena Group Holdings, Inc. | 01 Mar 2022 | 1 | +$6,422 | 4 | 10%+ Owner | 03 Mar 2022, 15:26 |
| ALTG | ALTA EQUIPMENT GROUP INC. | 01 Mar 2022 | 1 | +$123,462 | 4 | 10%+ Owner | 03 Mar 2022, 15:23 |
| AREN | Arena Group Holdings, Inc. | 24 Feb 2022 | 3 | +$21,044 | 4 | 10%+ Owner | 28 Feb 2022, 15:40 |
| ALTG | ALTA EQUIPMENT GROUP INC. | 23 Feb 2022 | 2 | +$343,816 | 4 | 10%+ Owner | 25 Feb 2022, 15:19 |
| AREN | Arena Group Holdings, Inc. | 18 Feb 2022 | 5 | +$1,605,323 | 4 | 10%+ Owner | 23 Feb 2022, 20:30 |
| AREN | Arena Group Holdings, Inc. | 16 Feb 2022 | 6 | +$611,828 | 4 | 10%+ Owner | 18 Feb 2022, 14:53 |
| ALTG | ALTA EQUIPMENT GROUP INC. | 14 Feb 2022 | 1 | +$189,489 | 4 | 10%+ Owner | 16 Feb 2022, 15:16 |
| AREN | Arena Group Holdings, Inc. | 11 Feb 2022 | 8 | +$16,329,921 | 4 | 10%+ Owner | 15 Feb 2022, 20:30 |
| ALTG | ALTA EQUIPMENT GROUP INC. | 04 Feb 2022 | 1 | +$1,920,624 | 4 | 10%+ Owner | 08 Feb 2022, 11:18 |
| ALTG | ALTA EQUIPMENT GROUP INC. | 27 Jan 2022 | 1 | +$196,074 | 4 | 10%+ Owner | 31 Jan 2022, 15:37 |
| ALTG | ALTA EQUIPMENT GROUP INC. | 24 Jan 2022 | 2 | +$107,366 | 4 | 10%+ Owner | 26 Jan 2022, 15:43 |
| ALTG | ALTA EQUIPMENT GROUP INC. | 19 Jan 2022 | 3 | +$1,196,455 | 4 | 10%+ Owner | 21 Jan 2022, 15:58 |
| ALTG | ALTA EQUIPMENT GROUP INC. | 11 Jan 2022 | 2 | +$955,943 | 4 | 10%+ Owner | 13 Jan 2022, 15:24 |
| ALTG | ALTA EQUIPMENT GROUP INC. | 30 Dec 2021 | 1 | +$39,729 | 4 | 10%+ Owner | 03 Jan 2022, 20:30 |
| ALTG | ALTA EQUIPMENT GROUP INC. | 13 Dec 2021 | 3 | +$2,009,462 | 4 | 10%+ Owner | 15 Dec 2021, 20:31 |
| EOSE | Eos Energy Enterprises, Inc. | 17 Nov 2021 | 1 | -$32,473 | 4 | 10%+ Owner | 19 Nov 2021, 20:30 |
| EOSE | Eos Energy Enterprises, Inc. | 12 Nov 2021 | 3 | -$3,097,369 | 4 | 10%+ Owner | 16 Nov 2021, 20:30 |
| EOSE | Eos Energy Enterprises, Inc. | 08 Nov 2021 | 2 | -$1,313,199 | 4 | 10%+ Owner | 10 Nov 2021, 20:30 |
| ALTG | ALTA EQUIPMENT GROUP INC. | 18 Oct 2021 | 2 | +$387,193 | 4 | 10%+ Owner | 20 Oct 2021, 21:30 |
| EOSE | Eos Energy Enterprises, Inc. | 14 Oct 2021 | 2 | -$91,505 | 4 | 10%+ Owner | 18 Oct 2021, 21:30 |
| AREN | theMaven, Inc. | 06 Oct 2021 | 2 | $0 | 4 | 10%+ Owner | 08 Oct 2021, 20:51 |
| QMCO | QUANTUM CORP /DE/ | 30 Sep 2021 | 0 | $0 | 4 | 10%+ Owner | 29 Oct 2021, 21:30 |
| BW | Babcock & Wilcox Enterprises, Inc. | 30 Sep 2021 | 0 | $0 | 4 | Director, 10%+ Owner | 29 Oct 2021, 21:30 |
| ALTG | ALTA EQUIPMENT GROUP INC. | 30 Sep 2021 | 0 | $0 | 4 | 10%+ Owner | 29 Oct 2021, 21:30 |
| SNCR | SYNCHRONOSS TECHNOLOGIES INC | 30 Sep 2021 | 0 | $0 | 4 | 10%+ Owner | 29 Oct 2021, 21:30 |
| AREN | theMaven, Inc. | 30 Sep 2021 | 0 | $0 | 4 | 10%+ Owner | 29 Oct 2021, 21:30 |
| EOSE | Eos Energy Enterprises, Inc. | 30 Sep 2021 | 0 | $0 | 4 | 10%+ Owner | 29 Oct 2021, 21:30 |
| EOSE | Eos Energy Enterprises, Inc. | 30 Sep 2021 | 2 | -$1,871,367 | 4 | 10%+ Owner | 04 Oct 2021, 21:30 |
| EOSE | Eos Energy Enterprises, Inc. | 27 Sep 2021 | 3 | -$1,882,990 | 4 | 10%+ Owner | 29 Sep 2021, 21:30 |
| EOSE | Eos Energy Enterprises, Inc. | 17 Sep 2021 | 5 | -$527,168 | 4 | 10%+ Owner | 21 Sep 2021, 21:30 |
| ALTG | ALTA EQUIPMENT GROUP INC. | 15 Sep 2021 | 2 | +$293,312 | 4 | 10%+ Owner | 17 Sep 2021, 21:30 |
| ALTG | ALTA EQUIPMENT GROUP INC. | 08 Sep 2021 | 3 | +$226,700 | 4 | 10%+ Owner | 10 Sep 2021, 17:32 |
| EOSE | Eos Energy Enterprises, Inc. | 07 Sep 2021 | 3 | -$875,400 | 4 | 10%+ Owner | 09 Sep 2021, 21:30 |
| EOSE | Eos Energy Enterprises, Inc. | 01 Sep 2021 | 3 | -$2,071,829 | 4 | 10%+ Owner | 03 Sep 2021, 21:30 |
| EOSE | Eos Energy Enterprises, Inc. | 27 Aug 2021 | 2 | -$1,404,420 | 4 | 10%+ Owner | 31 Aug 2021, 16:18 |
| EOSE | Eos Energy Enterprises, Inc. | 24 Aug 2021 | 4 | -$2,404,898 | 4/A | 10%+ Owner | 30 Aug 2021, 16:01 |
| SONM | SONIM TECHNOLOGIES INC | 23 Aug 2021 | 3 | -$1,161,817 | 4 | 10%+ Owner | 25 Aug 2021, 17:31 |
| ALTG | ALTA EQUIPMENT GROUP INC. | 19 Aug 2021 | 1 | +$10,456 | 4 | 10%+ Owner | 23 Aug 2021, 17:01 |
| SNCR | SYNCHRONOSS TECHNOLOGIES INC | 25 Jun 2021 | 0 | $0 | 3 | 10%+ Owner | 29 Jun 2021, 16:01 |
| /report/000121390021032827-b-riley-financial-inc-2021-06-14 | B. Riley Principal 250 Merger Corp. | 14 Jun 2021 | 1 | +$450,000 | 4 | Director, 10%+ Owner | 17 Jun 2021, 06:10 |
| AREN | theMaven, Inc. | 20 May 2021 | 1 | +$2,000,000 | 4 | 10%+ Owner | 24 May 2021, 16:02 |
| /report/000121390021025882-b-riley-financial-inc-2021-05-11 | B. Riley Principal 250 Merger Corp. | 11 May 2021 | 1 | +$5,550,000 | 4 | Director, 10%+ Owner | 12 May 2021, 21:08 |
| /report/000121390021025009-b-riley-financial-inc-2021-05-06 | B. Riley Principal 250 Merger Corp. | 06 May 2021 | 0 | $0 | 3 | 10%+ Owner | 07 May 2021, 09:19 |