B. Riley Financial, Inc.

Insider Reports History

Entity
Company
Location
11100 Santa Monica Blvd, Suite 800, Los Angeles, CA
Signature
B. Riley Financial, Inc., by: /s/ Bryant R. Riley, Co-Chief Executive Officer
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by B. Riley Financial, Inc.:

Stock Role Class Num Shares Value Price $ Report Date Ownership
Babcock & Wilcox Enterprises, Inc. 10%+ Owner Common Stock, $0.01 par value per share 19.8M $29.9M $1.51 Nov 14, 2023 By BRF Investments, LLC
Nogin, Inc. 10%+ Owner Common Stock 5.68M $17.1M $3.00 Aug 19, 2022 By ABJ5, LLC
SYNCHRONOSS TECHNOLOGIES INC 10%+ Owner Common Stock 981K $12.6M $12.82 Aug 27, 2024 By BRF Investments, LLC
Babcock & Wilcox Enterprises, Inc. 10%+ Owner Common Stock, $0.01 par value per share 7.6M $11.5M $1.51 Nov 14, 2023 By B. Riley Securities, Inc.
Eos Energy Enterprises, Inc. 10%+ Owner Class A Common Stock 5.37M $6.28M $1.17 Aug 1, 2022 By BRF Investments, LLC
TRANSACT TECHNOLOGIES INC 10%+ Owner Common Stock 800K $6.26M $7.82 Jan 19, 2024 By BRF Investments, LLC
QUANTUM CORP /DE/ 10%+ Owner Common Stock 5.36M $2.5M $0.47 Sep 30, 2021 By B. Riley Securities, Inc.
ALTA EQUIPMENT GROUP INC. 10%+ Owner Common Stock 211K $2.32M $11.00 Feb 7, 2024 Direct
Lazydays Holdings, Inc. 10%+ Owner Common Stock 285K $2.27M $7.95 Nov 10, 2022 By B. Riley Securities, Inc.
SONIM TECHNOLOGIES INC 10%+ Owner Common Stock 4.7M $1.97M $0.42 Aug 23, 2021 By B. Riley Principal Investments, LLC
Nogin, Inc. 10%+ Owner Common Stock 517K $1.55M $3.00 Aug 19, 2022 By B. Riley Securities, Inc.
TRANSACT TECHNOLOGIES INC 10%+ Owner Common Stock 185K $1.45M $7.82 Jan 23, 2024 By B. Riley Securities, Inc.
SONIM TECHNOLOGIES INC 10%+ Owner Common Stock 2.9M $1.22M $0.42 Aug 25, 2021 By BRC Partners Opportunity Fund, L.P.
Babcock & Wilcox Enterprises, Inc. 10%+ Owner Common Stock, $0.01 par value per share 520K $784K $1.51 Nov 14, 2023 Direct
SYNCHRONOSS TECHNOLOGIES INC 10%+ Owner Common Stock 49.5K $635K $12.82 Aug 23, 2024 Direct
Babcock & Wilcox Enterprises, Inc. 10%+ Owner Common Stock, $0.01 par value per share 43.9K $66.2K $1.51 Nov 14, 2023 By Bryant R. Riley, as UTMA custodian for Charlie Riley
Babcock & Wilcox Enterprises, Inc. 10%+ Owner Common Stock, $0.01 par value per share 43.6K $65.7K $1.51 Nov 14, 2023 By Bryant R. Riley, as UTMA custodian for Abigail Riley
Babcock & Wilcox Enterprises, Inc. 10%+ Owner Common Stock, $0.01 par value per share 43.6K $65.7K $1.51 Nov 14, 2023 By Bryant R. Riley, as UTMA custodian for Eloise Riley
Babcock & Wilcox Enterprises, Inc. 10%+ Owner Common Stock, $0.01 par value per share 41.9K $63.2K $1.51 Nov 14, 2023 By Bryant R. Riley, as UTMA custodian for Susan Riley
Babcock & Wilcox Enterprises, Inc. 10%+ Owner Common Stock, $0.01 par value per share 37.4K $56.3K $1.51 Nov 14, 2023 Held in Bryant R. Riley's 401(k) account
SYNCHRONOSS TECHNOLOGIES INC 10%+ Owner Common Stock 2.74K $35.1K $12.82 Aug 23, 2024 By B. Riley Securities, Inc.
ALTA EQUIPMENT GROUP INC. 10%+ Owner Common Stock 1.06K $11.7K $11.00 Feb 7, 2024 By Bryant R. Riley, as UTMA custodian for Abigail Riley
ALTA EQUIPMENT GROUP INC. 10%+ Owner Common Stock 1.06K $11.7K $11.00 Feb 7, 2024 By Bryant R. Riley, as UTMA custodian for Charlie Riley
ALTA EQUIPMENT GROUP INC. 10%+ Owner Common Stock 1.06K $11.7K $11.00 Feb 7, 2024 By Bryant R. Riley, as UTMA custodian for Eloise Riley
ALTA EQUIPMENT GROUP INC. 10%+ Owner Common Stock 1.06K $11.7K $11.00 Feb 7, 2024 By Bryant R. Riley, as UTMA custodian for Susan Riley
SONIM TECHNOLOGIES INC 10%+ Owner Common Stock 24.3K $10.2K $0.42 Aug 23, 2021 By Bryant R. Riley, as UTMA custodian for Charlie Riley
SONIM TECHNOLOGIES INC 10%+ Owner Common Stock 24.3K $10.2K $0.42 Aug 23, 2021 By Bryant R. Riley, as UTMA custodian for Eloise Riley
SONIM TECHNOLOGIES INC 10%+ Owner Common Stock 24.3K $10.2K $0.42 Aug 23, 2021 By Bryant R. Riley, as UTMA custodian for Susan Riley
SONIM TECHNOLOGIES INC 10%+ Owner Common Stock 24.3K $10.2K $0.42 Aug 23, 2021 By Bryant R. Riley, as UTMA custodian for Abigail Riley
QUANTUM CORP /DE/ 10%+ Owner Common Stock 10.2K $4.76K $0.47 Sep 30, 2021 By Bryant R. Riley, as UTMA custodian for Susan Riley
QUANTUM CORP /DE/ 10%+ Owner Common Stock 10.2K $4.76K $0.47 Sep 30, 2021 By Bryant R. Riley, as UTMA custodian for Abigail Riley
QUANTUM CORP /DE/ 10%+ Owner Common Stock 10.2K $4.76K $0.47 Sep 30, 2021 By Bryant R. Riley, as UTMA custodian for Charlie Riley
QUANTUM CORP /DE/ 10%+ Owner Common Stock 10.2K $4.76K $0.47 Sep 30, 2021 By Bryant R. Riley, as UTMA custodian for Eloise Riley
SYNCHRONOSS TECHNOLOGIES INC 10%+ Owner Common Stock 273 $3.5K $12.82 Aug 23, 2024 By Bryant R. Riley, as UTMA custodian for Abigail Riley
SYNCHRONOSS TECHNOLOGIES INC 10%+ Owner Common Stock 273 $3.5K $12.82 Aug 23, 2024 By Bryant R. Riley, as UTMA custodian for Charlie Riley
SYNCHRONOSS TECHNOLOGIES INC 10%+ Owner Common Stock 273 $3.5K $12.82 Aug 23, 2024 By Bryant R. Riley, as UTMA custodian for Eloise Riley
SYNCHRONOSS TECHNOLOGIES INC 10%+ Owner Common Stock 273 $3.5K $12.82 Aug 23, 2024 By Bryant R. Riley, as UTMA custodian for Susan Riley
Eos Energy Enterprises, Inc. 10%+ Owner Class A Common Stock 1.77K $2.07K $1.17 Aug 1, 2022 Direct
ALTA EQUIPMENT GROUP INC. 10%+ Owner Common Stock 0 $0 $11.00 Feb 7, 2024 By BRF Investments, LLC
ALTA EQUIPMENT GROUP INC. 10%+ Owner Common Stock 0 $0 $11.00 Feb 8, 2024 By B. Riley Securities, Inc.
Eos Energy Enterprises, Inc. 10%+ Owner Warrants (right to buy) 325K Aug 1, 2022 By BRF Investments, LLC
Arena Group Holdings, Inc. 10%+ Owner Warrants to purchase Common Stock 28.4K Nov 30, 2023 By BRF Investments, LLC
Eos Energy Enterprises, Inc. 10%+ Owner Warrants (right to buy) 15K Aug 1, 2022 Direct
Eos Energy Enterprises, Inc. 10%+ Owner Warrants (right to buy) 27 Aug 1, 2022 By Bryant R. Riley, as UTMA custodian for Abigail Riley
Eos Energy Enterprises, Inc. 10%+ Owner Warrants (right to buy) 27 Aug 1, 2022 By Bryant R. Riley, as UTMA custodian for Charlie Riley
Eos Energy Enterprises, Inc. 10%+ Owner Warrants (right to buy) 27 Aug 1, 2022 By Bryant R. Riley, as UTMA custodian for Eloise Riley
Eos Energy Enterprises, Inc. 10%+ Owner Warrants (right to buy) 27 Aug 1, 2022 By Bryant R. Riley, as UTMA custodian for Susan Riley
Arena Group Holdings, Inc. 10%+ Owner Common Stock, par value $0.01 per share 0 $2.90 Nov 30, 2023 By BRF Investments, LLC
Arena Group Holdings, Inc. 10%+ Owner Common Stock, par value $0.01 per share 0 $2.90 Nov 30, 2023 By B. Riley Principal Investments, LLC
Arena Group Holdings, Inc. 10%+ Owner Common Stock, par value $0.01 per share 0 $2.90 Nov 30, 2023 By B. Riley Securities, Inc.
Arena Group Holdings, Inc. 10%+ Owner Common Stock, par value $0.01 per share 0 $2.90 Nov 30, 2023 By Bryant R. Riley, as UTMA custodian for Abigail Riley
Arena Group Holdings, Inc. 10%+ Owner Common Stock, par value $0.01 per share 0 $2.90 Nov 30, 2023 By Bryant R. Riley, as UTMA custodian for Charlie Riley
Arena Group Holdings, Inc. 10%+ Owner Common Stock, par value $0.01 per share 0 $2.90 Nov 30, 2023 By Bryant R. Riley, as UTMA custodian for Eloise Riley
Arena Group Holdings, Inc. 10%+ Owner Common Stock, par value $0.01 per share 0 $2.90 Nov 30, 2023 By Bryant R. Riley, as UTMA custodian for Susan Riley
Arena Group Holdings, Inc. 10%+ Owner Common Stock, par value $0.01 per share 0 $2.90 Nov 30, 2023 Direct
Arena Group Holdings, Inc. 10%+ Owner Series H Preferred Stock, par value $0.01 per share 0 Aug 10, 2023 By BRF Investments, LLC
Arena Group Holdings, Inc. 10%+ Owner Series H Preferred Stock, par value $0.01 per share 0 Aug 10, 2023 By B. Riley Principal Investments, LLC
B. Riley Principal 250 Merger Corp. Director, 10%+ Owner Class A Common Stock 0 $10.00 May 4, 2023 By B. Riley Principal 250 Sponsor Co. LLC
B. Riley Principal 250 Merger Corp. Director, 10%+ Owner Class B. Common Stock 0 $10.00 Jun 2, 2023 By B. Riley Principal 250 Sponsor Co. LLC
FaZe Holdings Inc. 10%+ Owner Common Stock 0 Mar 7, 2024 By. B. Riley Principal Investments, LLC
FaZe Holdings Inc. 10%+ Owner Common Stock 0 Mar 7, 2024 Direct
FaZe Holdings Inc. 10%+ Owner Warrants (right to buy) 0 Mar 7, 2024 By. B. Riley Principal Investments, LLC
Lazydays Holdings, Inc. 10%+ Owner Common Stock 0 $7.95 Nov 10, 2022 By BRF Investments, LLC
Lazydays Holdings, Inc. 10%+ Owner Common Stock 0 $7.95 Nov 10, 2022 By B. Riley Principal Investments, LLC

Insider Reports Filed by B. Riley Financial, Inc.

Symbol Company Period Transactions Value $ Form Type Date Filed Role
SNCR SYNCHRONOSS TECHNOLOGIES INC Aug 23, 2024 3 -$719K 4 Aug 27, 2024 10%+ Owner
SNCR SYNCHRONOSS TECHNOLOGIES INC Aug 20, 2024 3 -$156K 4 Aug 22, 2024 10%+ Owner
SNCR SYNCHRONOSS TECHNOLOGIES INC Aug 15, 2024 3 -$1.43M 4 Aug 19, 2024 10%+ Owner
SNCR SYNCHRONOSS TECHNOLOGIES INC Aug 12, 2024 3 -$1.67M 4 Aug 14, 2024 10%+ Owner
SNCR SYNCHRONOSS TECHNOLOGIES INC Aug 7, 2024 3 -$1.12M 4 Aug 9, 2024 10%+ Owner
FAZE FaZe Holdings Inc. Mar 7, 2024 3 $0 4 Mar 26, 2024 10%+ Owner
ALTG ALTA EQUIPMENT GROUP INC. Feb 7, 2024 3 -$39.7M 4 Feb 9, 2024 10%+ Owner
TACT TRANSACT TECHNOLOGIES INC Jan 19, 2024 3 -$467K 4 Jan 23, 2024 10%+ Owner
TACT TRANSACT TECHNOLOGIES INC Jan 16, 2024 3 -$154K 4 Jan 18, 2024 10%+ Owner
TACT TRANSACT TECHNOLOGIES INC Jan 10, 2024 3 -$130K 4 Jan 12, 2024 10%+ Owner
TACT TRANSACT TECHNOLOGIES INC Jan 5, 2024 3 -$217K 4 Jan 9, 2024 10%+ Owner
AREN Arena Group Holdings, Inc. Nov 30, 2023 8 -$21.5M 4 Dec 4, 2023 10%+ Owner
SNCR SYNCHRONOSS TECHNOLOGIES INC Nov 14, 2023 1 $33.4K 4 Nov 16, 2023 10%+ Owner
BW Babcock & Wilcox Enterprises, Inc. Nov 14, 2023 1 $183K 4 Nov 16, 2023 10%+ Owner
SNCR SYNCHRONOSS TECHNOLOGIES INC Nov 10, 2023 2 $254K 4 Nov 14, 2023 10%+ Owner
AREN Arena Group Holdings, Inc. Aug 10, 2023 4 $0 4 Aug 22, 2023 10%+ Owner
ALTG ALTA EQUIPMENT GROUP INC. Aug 4, 2023 1 -$5.36M 4 Aug 7, 2023 10%+ Owner
ALTG ALTA EQUIPMENT GROUP INC. Jul 21, 2023 1 -$35.8M 4 Jul 21, 2023 10%+ Owner
BW Babcock & Wilcox Enterprises, Inc. Jun 26, 2023 2 $578K 4 Jun 27, 2023 10%+ Owner
AREN Arena Group Holdings, Inc. Jun 21, 2023 4 $888K 4 Jun 23, 2023 10%+ Owner
AREN Arena Group Holdings, Inc. Jun 15, 2023 3 $83.1K 4 Jun 20, 2023 10%+ Owner
BW Babcock & Wilcox Enterprises, Inc. Jun 6, 2023 5 $221K 4 Jun 7, 2023 10%+ Owner
BRIV B. Riley Principal 250 Merger Corp. Jun 2, 2023 1 $0 4 Jun 2, 2023 Director, 10%+ Owner
BW Babcock & Wilcox Enterprises, Inc. Jun 2, 2023 5 $85.8K 4 Jun 2, 2023 10%+ Owner
AREN Arena Group Holdings, Inc. May 26, 2023 1 $69.7K 4 May 31, 2023 10%+ Owner
AREN Arena Group Holdings, Inc. May 22, 2023 1 $8.88K 4 May 24, 2023 10%+ Owner
AREN Arena Group Holdings, Inc. May 17, 2023 2 $28.8K 4 May 19, 2023 10%+ Owner
AREN Arena Group Holdings, Inc. May 16, 2023 1 $179K 4 May 17, 2023 10%+ Owner
BW Babcock & Wilcox Enterprises, Inc. May 12, 2023 6 $578K 4 May 16, 2023 10%+ Owner
BRIV B. Riley Principal 250 Merger Corp. May 4, 2023 2 $0 4 May 9, 2023 Director, 10%+ Owner
ALTG ALTA EQUIPMENT GROUP INC. Apr 13, 2023 3 $1.16M 4 Apr 17, 2023 10%+ Owner
AREN Arena Group Holdings, Inc. Apr 11, 2023 1 $75.8K 4 Apr 13, 2023 10%+ Owner
AREN Arena Group Holdings, Inc. Apr 5, 2023 1 $33.1K 4 Apr 6, 2023 10%+ Owner
ALTG ALTA EQUIPMENT GROUP INC. Apr 4, 2023 2 $752K 4 Apr 6, 2023 10%+ Owner
AREN Arena Group Holdings, Inc. Mar 31, 2023 6 $3.92M 4 Mar 31, 2023 10%+ Owner
FAZE FaZe Holdings Inc. Dec 6, 2022 2 $0 4 Dec 13, 2022 10%+ Owner
BW Babcock & Wilcox Enterprises, Inc. Nov 29, 2022 1 $2.23M 4 Nov 30, 2022 10%+ Owner
TACT TRANSACT TECHNOLOGIES INC Nov 11, 2022 1 $128K 4 Nov 15, 2022 10%+ Owner
LAZY Lazydays Holdings, Inc. Nov 10, 2022 3 -$24.1M 4 Nov 14, 2022 10%+ Owner
BW Babcock & Wilcox Enterprises, Inc. Nov 9, 2022 1 $5.33K 4 Nov 14, 2022 10%+ Owner
TACT TRANSACT TECHNOLOGIES INC Nov 8, 2022 2 $5.14K 4 Nov 10, 2022 10%+ Owner
TACT TRANSACT TECHNOLOGIES INC Nov 3, 2022 2 $48.9K 4 Nov 7, 2022 10%+ Owner
TACT TRANSACT TECHNOLOGIES INC Oct 31, 2022 1 $31.6K 4 Nov 2, 2022 10%+ Owner
TACT TRANSACT TECHNOLOGIES INC Oct 26, 2022 2 $21.5K 4 Oct 28, 2022 10%+ Owner
TACT TRANSACT TECHNOLOGIES INC Oct 21, 2022 2 $97K 4 Oct 25, 2022 10%+ Owner
LAZY Lazydays Holdings, Inc. Oct 7, 2022 2 $201K 4 Oct 11, 2022 10%+ Owner
LAZY Lazydays Holdings, Inc. Oct 4, 2022 3 $2.48M 4 Oct 6, 2022 10%+ Owner
TACT TRANSACT TECHNOLOGIES INC Oct 3, 2022 1 $118K 4 Oct 5, 2022 10%+ Owner
LAZY Lazydays Holdings, Inc. Sep 22, 2022 3 $254K 4 Sep 26, 2022 10%+ Owner
NOGN Nogin, Inc. Aug 29, 2022 0 $0 4/A Sep 1, 2022 10%+ Owner
NOGN Nogin, Inc. Aug 19, 2022 0 $0 3/A Sep 1, 2022 10%+ Owner
EOSE Eos Energy Enterprises, Inc. Aug 1, 2022 0 $0 4 Aug 1, 2022 10%+ Owner
ALTG ALTA EQUIPMENT GROUP INC. Jul 26, 2022 1 $30.8K 4 Jul 28, 2022 10%+ Owner
FAZE FaZe Holdings Inc. Jul 22, 2022 2 $0 4 Jul 26, 2022 10%+ Owner
ALTG ALTA EQUIPMENT GROUP INC. Jul 21, 2022 1 $8.48K 4 Jul 25, 2022 10%+ Owner
BW Babcock & Wilcox Enterprises, Inc. Jul 20, 2022 2 $0 4 Jul 26, 2022 10%+ Owner
FAZE FaZe Holdings Inc. Jul 19, 2022 5 $75.4M 4 Jul 21, 2022 10%+ Owner
ALTG ALTA EQUIPMENT GROUP INC. Jul 18, 2022 2 $205K 4 Jul 20, 2022 10%+ Owner
LAZY Lazydays Holdings, Inc. Jul 12, 2022 2 $122K 4 Jul 14, 2022 10%+ Owner
LAZY Lazydays Holdings, Inc. Jul 7, 2022 2 $22.5K 4 Jul 11, 2022 10%+ Owner
TACT TRANSACT TECHNOLOGIES INC Jul 5, 2022 0 $0 3 Jul 14, 2022 10%+ Owner
ALTG ALTA EQUIPMENT GROUP INC. Jul 5, 2022 2 $81.2K 4 Jul 7, 2022 10%+ Owner
LAZY Lazydays Holdings, Inc. Jul 1, 2022 1 $88.8K 4 Jul 6, 2022 10%+ Owner
ALTG ALTA EQUIPMENT GROUP INC. Jun 29, 2022 1 $445K 4 Jul 1, 2022 10%+ Owner
LAZY Lazydays Holdings, Inc. Jun 27, 2022 3 $1.06M 4 Jun 29, 2022 10%+ Owner
ALTG ALTA EQUIPMENT GROUP INC. Jun 24, 2022 3 $341K 4 Jun 28, 2022 10%+ Owner
LAZY Lazydays Holdings, Inc. Jun 17, 2022 3 $688K 4 Jun 22, 2022 10%+ Owner
SNCR SYNCHRONOSS TECHNOLOGIES INC Jun 9, 2022 1 $540 4 Jun 13, 2022 10%+ Owner
LAZY Lazydays Holdings, Inc. Jun 6, 2022 0 $0 3 Jun 16, 2022 10%+ Owner
SNCR SYNCHRONOSS TECHNOLOGIES INC Jun 3, 2022 2 $49.4K 4 Jun 7, 2022 10%+ Owner
SNCR SYNCHRONOSS TECHNOLOGIES INC May 31, 2022 3 $58.9K 4 Jun 2, 2022 10%+ Owner
SNCR SYNCHRONOSS TECHNOLOGIES INC May 23, 2022 2 $298K 4 May 25, 2022 10%+ Owner
ALTG ALTA EQUIPMENT GROUP INC. May 17, 2022 2 $275K 4 May 19, 2022 10%+ Owner
SNCR SYNCHRONOSS TECHNOLOGIES INC May 13, 2022 3 $191K 4 May 17, 2022 10%+ Owner
BW Babcock & Wilcox Enterprises, Inc. May 12, 2022 1 $1.14M 4 May 13, 2022 Director, 10%+ Owner
ALTG ALTA EQUIPMENT GROUP INC. May 9, 2022 2 $777K 4 May 11, 2022 10%+ Owner
AREN Arena Group Holdings, Inc. May 6, 2022 1 $631K 4 May 10, 2022 10%+ Owner
ALTG ALTA EQUIPMENT GROUP INC. Apr 27, 2022 3 $787K 4 Apr 29, 2022 10%+ Owner
ALTG ALTA EQUIPMENT GROUP INC. Apr 22, 2022 3 $678K 4 Apr 26, 2022 10%+ Owner
ALTG ALTA EQUIPMENT GROUP INC. Apr 19, 2022 1 $153K 4 Apr 21, 2022 10%+ Owner
AREN Arena Group Holdings, Inc. Mar 25, 2022 0 $0 4/A Mar 31, 2022 10%+ Owner
ALTG ALTA EQUIPMENT GROUP INC. Mar 24, 2022 2 $2.29M 4 Mar 28, 2022 10%+ Owner
SNCR SYNCHRONOSS TECHNOLOGIES INC Mar 11, 2022 1 $161K 4 Mar 15, 2022 10%+ Owner
ALTG ALTA EQUIPMENT GROUP INC. Mar 7, 2022 2 $85.1K 4 Mar 9, 2022 10%+ Owner
AREN Arena Group Holdings, Inc. Mar 2, 2022 4 $1.07M 4 Mar 10, 2022 10%+ Owner
AREN Arena Group Holdings, Inc. Mar 1, 2022 1 $6.42K 4 Mar 3, 2022 10%+ Owner
ALTG ALTA EQUIPMENT GROUP INC. Mar 1, 2022 1 $123K 4 Mar 3, 2022 10%+ Owner
AREN Arena Group Holdings, Inc. Feb 24, 2022 3 $21K 4 Feb 28, 2022 10%+ Owner
ALTG ALTA EQUIPMENT GROUP INC. Feb 23, 2022 2 $344K 4 Feb 25, 2022 10%+ Owner
AREN Arena Group Holdings, Inc. Feb 18, 2022 5 $1.61M 4 Feb 23, 2022 10%+ Owner
AREN Arena Group Holdings, Inc. Feb 16, 2022 6 $612K 4 Feb 18, 2022 10%+ Owner
ALTG ALTA EQUIPMENT GROUP INC. Feb 14, 2022 1 $189K 4 Feb 16, 2022 10%+ Owner
AREN Arena Group Holdings, Inc. Feb 11, 2022 8 $16.3M 4 Feb 15, 2022 10%+ Owner
ALTG ALTA EQUIPMENT GROUP INC. Feb 4, 2022 1 $1.92M 4 Feb 8, 2022 10%+ Owner
ALTG ALTA EQUIPMENT GROUP INC. Jan 27, 2022 1 $196K 4 Jan 31, 2022 10%+ Owner
ALTG ALTA EQUIPMENT GROUP INC. Jan 24, 2022 2 $107K 4 Jan 26, 2022 10%+ Owner
ALTG ALTA EQUIPMENT GROUP INC. Jan 19, 2022 3 $1.2M 4 Jan 21, 2022 10%+ Owner
ALTG ALTA EQUIPMENT GROUP INC. Jan 11, 2022 2 $956K 4 Jan 13, 2022 10%+ Owner
ALTG ALTA EQUIPMENT GROUP INC. Dec 30, 2021 1 $39.7K 4 Jan 3, 2022 10%+ Owner
ALTG ALTA EQUIPMENT GROUP INC. Dec 13, 2021 3 $2.01M 4 Dec 15, 2021 10%+ Owner
EOSE Eos Energy Enterprises, Inc. Nov 17, 2021 1 -$32.5K 4 Nov 19, 2021 10%+ Owner
EOSE Eos Energy Enterprises, Inc. Nov 12, 2021 3 -$3.1M 4 Nov 16, 2021 10%+ Owner
EOSE Eos Energy Enterprises, Inc. Nov 8, 2021 2 -$1.31M 4 Nov 10, 2021 10%+ Owner
ALTG ALTA EQUIPMENT GROUP INC. Oct 18, 2021 2 $387K 4 Oct 20, 2021 10%+ Owner
EOSE Eos Energy Enterprises, Inc. Oct 14, 2021 2 -$91.5K 4 Oct 18, 2021 10%+ Owner
AREN theMaven, Inc. Oct 6, 2021 2 $0 4 Oct 8, 2021 10%+ Owner
QMCO QUANTUM CORP /DE/ Sep 30, 2021 0 $0 4 Oct 29, 2021 10%+ Owner
BW Babcock & Wilcox Enterprises, Inc. Sep 30, 2021 0 $0 4 Oct 29, 2021 Director, 10%+ Owner
ALTG ALTA EQUIPMENT GROUP INC. Sep 30, 2021 0 $0 4 Oct 29, 2021 10%+ Owner
SNCR SYNCHRONOSS TECHNOLOGIES INC Sep 30, 2021 0 $0 4 Oct 29, 2021 10%+ Owner
AREN theMaven, Inc. Sep 30, 2021 0 $0 4 Oct 29, 2021 10%+ Owner
EOSE Eos Energy Enterprises, Inc. Sep 30, 2021 0 $0 4 Oct 29, 2021 10%+ Owner
EOSE Eos Energy Enterprises, Inc. Sep 30, 2021 2 -$1.87M 4 Oct 4, 2021 10%+ Owner
EOSE Eos Energy Enterprises, Inc. Sep 27, 2021 3 -$1.88M 4 Sep 29, 2021 10%+ Owner
EOSE Eos Energy Enterprises, Inc. Sep 17, 2021 5 -$527K 4 Sep 21, 2021 10%+ Owner
ALTG ALTA EQUIPMENT GROUP INC. Sep 15, 2021 2 $293K 4 Sep 17, 2021 10%+ Owner
ALTG ALTA EQUIPMENT GROUP INC. Sep 8, 2021 3 $227K 4 Sep 10, 2021 10%+ Owner
EOSE Eos Energy Enterprises, Inc. Sep 7, 2021 3 -$875K 4 Sep 9, 2021 10%+ Owner
EOSE Eos Energy Enterprises, Inc. Sep 1, 2021 3 -$2.07M 4 Sep 3, 2021 10%+ Owner
EOSE Eos Energy Enterprises, Inc. Aug 27, 2021 2 -$1.4M 4 Aug 31, 2021 10%+ Owner
EOSE Eos Energy Enterprises, Inc. Aug 24, 2021 4 -$2.4M 4/A Aug 30, 2021 10%+ Owner
SONM SONIM TECHNOLOGIES INC Aug 23, 2021 3 -$1.16M 4 Aug 25, 2021 10%+ Owner
ALTG ALTA EQUIPMENT GROUP INC. Aug 19, 2021 1 $10.5K 4 Aug 23, 2021 10%+ Owner
SNCR SYNCHRONOSS TECHNOLOGIES INC Jun 25, 2021 0 $0 3 Jun 29, 2021 10%+ Owner
BRIV B. Riley Principal 250 Merger Corp. Jun 14, 2021 1 $450K 4 Jun 17, 2021 Director, 10%+ Owner
AREN theMaven, Inc. May 20, 2021 1 $2M 4 May 24, 2021 10%+ Owner
BRIV B. Riley Principal 250 Merger Corp. May 11, 2021 1 $5.55M 4 May 12, 2021 Director, 10%+ Owner
BRIV B. Riley Principal 250 Merger Corp. May 6, 2021 0 $0 3 May 7, 2021 10%+ Owner