Babcock & Wilcox Enterprises, Inc. |
10%+ Owner |
Common Stock, $0.01 par value per share |
19.8M |
$29.9M |
$1.51 |
Nov 14, 2023 |
By BRF Investments, LLC |
Nogin, Inc. |
10%+ Owner |
Common Stock |
5.68M |
$17.1M |
$3.00 |
Aug 19, 2022 |
By ABJ5, LLC |
SYNCHRONOSS TECHNOLOGIES INC |
10%+ Owner |
Common Stock |
981K |
$12.6M |
$12.82 |
Aug 27, 2024 |
By BRF Investments, LLC |
Babcock & Wilcox Enterprises, Inc. |
10%+ Owner |
Common Stock, $0.01 par value per share |
7.6M |
$11.5M |
$1.51 |
Nov 14, 2023 |
By B. Riley Securities, Inc. |
Eos Energy Enterprises, Inc. |
10%+ Owner |
Class A Common Stock |
5.37M |
$6.28M |
$1.17 |
Aug 1, 2022 |
By BRF Investments, LLC |
TRANSACT TECHNOLOGIES INC |
10%+ Owner |
Common Stock |
800K |
$6.26M |
$7.82 |
Jan 19, 2024 |
By BRF Investments, LLC |
QUANTUM CORP /DE/ |
10%+ Owner |
Common Stock |
5.36M |
$2.5M |
$0.47 |
Sep 30, 2021 |
By B. Riley Securities, Inc. |
ALTA EQUIPMENT GROUP INC. |
10%+ Owner |
Common Stock |
211K |
$2.32M |
$11.00 |
Feb 7, 2024 |
Direct |
Lazydays Holdings, Inc. |
10%+ Owner |
Common Stock |
285K |
$2.27M |
$7.95 |
Nov 10, 2022 |
By B. Riley Securities, Inc. |
SONIM TECHNOLOGIES INC |
10%+ Owner |
Common Stock |
4.7M |
$1.97M |
$0.42 |
Aug 23, 2021 |
By B. Riley Principal Investments, LLC |
Nogin, Inc. |
10%+ Owner |
Common Stock |
517K |
$1.55M |
$3.00 |
Aug 19, 2022 |
By B. Riley Securities, Inc. |
TRANSACT TECHNOLOGIES INC |
10%+ Owner |
Common Stock |
185K |
$1.45M |
$7.82 |
Jan 23, 2024 |
By B. Riley Securities, Inc. |
SONIM TECHNOLOGIES INC |
10%+ Owner |
Common Stock |
2.9M |
$1.22M |
$0.42 |
Aug 25, 2021 |
By BRC Partners Opportunity Fund, L.P. |
Babcock & Wilcox Enterprises, Inc. |
10%+ Owner |
Common Stock, $0.01 par value per share |
520K |
$784K |
$1.51 |
Nov 14, 2023 |
Direct |
SYNCHRONOSS TECHNOLOGIES INC |
10%+ Owner |
Common Stock |
49.5K |
$635K |
$12.82 |
Aug 23, 2024 |
Direct |
Babcock & Wilcox Enterprises, Inc. |
10%+ Owner |
Common Stock, $0.01 par value per share |
43.9K |
$66.2K |
$1.51 |
Nov 14, 2023 |
By Bryant R. Riley, as UTMA custodian for Charlie Riley |
Babcock & Wilcox Enterprises, Inc. |
10%+ Owner |
Common Stock, $0.01 par value per share |
43.6K |
$65.7K |
$1.51 |
Nov 14, 2023 |
By Bryant R. Riley, as UTMA custodian for Abigail Riley |
Babcock & Wilcox Enterprises, Inc. |
10%+ Owner |
Common Stock, $0.01 par value per share |
43.6K |
$65.7K |
$1.51 |
Nov 14, 2023 |
By Bryant R. Riley, as UTMA custodian for Eloise Riley |
Babcock & Wilcox Enterprises, Inc. |
10%+ Owner |
Common Stock, $0.01 par value per share |
41.9K |
$63.2K |
$1.51 |
Nov 14, 2023 |
By Bryant R. Riley, as UTMA custodian for Susan Riley |
Babcock & Wilcox Enterprises, Inc. |
10%+ Owner |
Common Stock, $0.01 par value per share |
37.4K |
$56.3K |
$1.51 |
Nov 14, 2023 |
Held in Bryant R. Riley's 401(k) account |
SYNCHRONOSS TECHNOLOGIES INC |
10%+ Owner |
Common Stock |
2.74K |
$35.1K |
$12.82 |
Aug 23, 2024 |
By B. Riley Securities, Inc. |
ALTA EQUIPMENT GROUP INC. |
10%+ Owner |
Common Stock |
1.06K |
$11.7K |
$11.00 |
Feb 7, 2024 |
By Bryant R. Riley, as UTMA custodian for Abigail Riley |
ALTA EQUIPMENT GROUP INC. |
10%+ Owner |
Common Stock |
1.06K |
$11.7K |
$11.00 |
Feb 7, 2024 |
By Bryant R. Riley, as UTMA custodian for Charlie Riley |
ALTA EQUIPMENT GROUP INC. |
10%+ Owner |
Common Stock |
1.06K |
$11.7K |
$11.00 |
Feb 7, 2024 |
By Bryant R. Riley, as UTMA custodian for Eloise Riley |
ALTA EQUIPMENT GROUP INC. |
10%+ Owner |
Common Stock |
1.06K |
$11.7K |
$11.00 |
Feb 7, 2024 |
By Bryant R. Riley, as UTMA custodian for Susan Riley |
SONIM TECHNOLOGIES INC |
10%+ Owner |
Common Stock |
24.3K |
$10.2K |
$0.42 |
Aug 23, 2021 |
By Bryant R. Riley, as UTMA custodian for Charlie Riley |
SONIM TECHNOLOGIES INC |
10%+ Owner |
Common Stock |
24.3K |
$10.2K |
$0.42 |
Aug 23, 2021 |
By Bryant R. Riley, as UTMA custodian for Eloise Riley |
SONIM TECHNOLOGIES INC |
10%+ Owner |
Common Stock |
24.3K |
$10.2K |
$0.42 |
Aug 23, 2021 |
By Bryant R. Riley, as UTMA custodian for Susan Riley |
SONIM TECHNOLOGIES INC |
10%+ Owner |
Common Stock |
24.3K |
$10.2K |
$0.42 |
Aug 23, 2021 |
By Bryant R. Riley, as UTMA custodian for Abigail Riley |
QUANTUM CORP /DE/ |
10%+ Owner |
Common Stock |
10.2K |
$4.76K |
$0.47 |
Sep 30, 2021 |
By Bryant R. Riley, as UTMA custodian for Susan Riley |
QUANTUM CORP /DE/ |
10%+ Owner |
Common Stock |
10.2K |
$4.76K |
$0.47 |
Sep 30, 2021 |
By Bryant R. Riley, as UTMA custodian for Abigail Riley |
QUANTUM CORP /DE/ |
10%+ Owner |
Common Stock |
10.2K |
$4.76K |
$0.47 |
Sep 30, 2021 |
By Bryant R. Riley, as UTMA custodian for Charlie Riley |
QUANTUM CORP /DE/ |
10%+ Owner |
Common Stock |
10.2K |
$4.76K |
$0.47 |
Sep 30, 2021 |
By Bryant R. Riley, as UTMA custodian for Eloise Riley |
SYNCHRONOSS TECHNOLOGIES INC |
10%+ Owner |
Common Stock |
273 |
$3.5K |
$12.82 |
Aug 23, 2024 |
By Bryant R. Riley, as UTMA custodian for Abigail Riley |
SYNCHRONOSS TECHNOLOGIES INC |
10%+ Owner |
Common Stock |
273 |
$3.5K |
$12.82 |
Aug 23, 2024 |
By Bryant R. Riley, as UTMA custodian for Charlie Riley |
SYNCHRONOSS TECHNOLOGIES INC |
10%+ Owner |
Common Stock |
273 |
$3.5K |
$12.82 |
Aug 23, 2024 |
By Bryant R. Riley, as UTMA custodian for Eloise Riley |
SYNCHRONOSS TECHNOLOGIES INC |
10%+ Owner |
Common Stock |
273 |
$3.5K |
$12.82 |
Aug 23, 2024 |
By Bryant R. Riley, as UTMA custodian for Susan Riley |
Eos Energy Enterprises, Inc. |
10%+ Owner |
Class A Common Stock |
1.77K |
$2.07K |
$1.17 |
Aug 1, 2022 |
Direct |
ALTA EQUIPMENT GROUP INC. |
10%+ Owner |
Common Stock |
0 |
$0 |
$11.00 |
Feb 7, 2024 |
By BRF Investments, LLC |
ALTA EQUIPMENT GROUP INC. |
10%+ Owner |
Common Stock |
0 |
$0 |
$11.00 |
Feb 8, 2024 |
By B. Riley Securities, Inc. |
Eos Energy Enterprises, Inc. |
10%+ Owner |
Warrants (right to buy) |
325K |
|
|
Aug 1, 2022 |
By BRF Investments, LLC |
Arena Group Holdings, Inc. |
10%+ Owner |
Warrants to purchase Common Stock |
28.4K |
|
|
Nov 30, 2023 |
By BRF Investments, LLC |
Eos Energy Enterprises, Inc. |
10%+ Owner |
Warrants (right to buy) |
15K |
|
|
Aug 1, 2022 |
Direct |
Eos Energy Enterprises, Inc. |
10%+ Owner |
Warrants (right to buy) |
27 |
|
|
Aug 1, 2022 |
By Bryant R. Riley, as UTMA custodian for Abigail Riley |
Eos Energy Enterprises, Inc. |
10%+ Owner |
Warrants (right to buy) |
27 |
|
|
Aug 1, 2022 |
By Bryant R. Riley, as UTMA custodian for Charlie Riley |
Eos Energy Enterprises, Inc. |
10%+ Owner |
Warrants (right to buy) |
27 |
|
|
Aug 1, 2022 |
By Bryant R. Riley, as UTMA custodian for Eloise Riley |
Eos Energy Enterprises, Inc. |
10%+ Owner |
Warrants (right to buy) |
27 |
|
|
Aug 1, 2022 |
By Bryant R. Riley, as UTMA custodian for Susan Riley |
Arena Group Holdings, Inc. |
10%+ Owner |
Common Stock, par value $0.01 per share |
0 |
|
$2.90 |
Nov 30, 2023 |
By BRF Investments, LLC |
Arena Group Holdings, Inc. |
10%+ Owner |
Common Stock, par value $0.01 per share |
0 |
|
$2.90 |
Nov 30, 2023 |
By B. Riley Principal Investments, LLC |
Arena Group Holdings, Inc. |
10%+ Owner |
Common Stock, par value $0.01 per share |
0 |
|
$2.90 |
Nov 30, 2023 |
By B. Riley Securities, Inc. |
Arena Group Holdings, Inc. |
10%+ Owner |
Common Stock, par value $0.01 per share |
0 |
|
$2.90 |
Nov 30, 2023 |
By Bryant R. Riley, as UTMA custodian for Abigail Riley |
Arena Group Holdings, Inc. |
10%+ Owner |
Common Stock, par value $0.01 per share |
0 |
|
$2.90 |
Nov 30, 2023 |
By Bryant R. Riley, as UTMA custodian for Charlie Riley |
Arena Group Holdings, Inc. |
10%+ Owner |
Common Stock, par value $0.01 per share |
0 |
|
$2.90 |
Nov 30, 2023 |
By Bryant R. Riley, as UTMA custodian for Eloise Riley |
Arena Group Holdings, Inc. |
10%+ Owner |
Common Stock, par value $0.01 per share |
0 |
|
$2.90 |
Nov 30, 2023 |
By Bryant R. Riley, as UTMA custodian for Susan Riley |
Arena Group Holdings, Inc. |
10%+ Owner |
Common Stock, par value $0.01 per share |
0 |
|
$2.90 |
Nov 30, 2023 |
Direct |
Arena Group Holdings, Inc. |
10%+ Owner |
Series H Preferred Stock, par value $0.01 per share |
0 |
|
|
Aug 10, 2023 |
By BRF Investments, LLC |
Arena Group Holdings, Inc. |
10%+ Owner |
Series H Preferred Stock, par value $0.01 per share |
0 |
|
|
Aug 10, 2023 |
By B. Riley Principal Investments, LLC |
B. Riley Principal 250 Merger Corp. |
Director, 10%+ Owner |
Class A Common Stock |
0 |
|
$10.00 |
May 4, 2023 |
By B. Riley Principal 250 Sponsor Co. LLC |
B. Riley Principal 250 Merger Corp. |
Director, 10%+ Owner |
Class B. Common Stock |
0 |
|
$10.00 |
Jun 2, 2023 |
By B. Riley Principal 250 Sponsor Co. LLC |
FaZe Holdings Inc. |
10%+ Owner |
Common Stock |
0 |
|
|
Mar 7, 2024 |
By. B. Riley Principal Investments, LLC |
FaZe Holdings Inc. |
10%+ Owner |
Common Stock |
0 |
|
|
Mar 7, 2024 |
Direct |
FaZe Holdings Inc. |
10%+ Owner |
Warrants (right to buy) |
0 |
|
|
Mar 7, 2024 |
By. B. Riley Principal Investments, LLC |
Lazydays Holdings, Inc. |
10%+ Owner |
Common Stock |
0 |
|
$7.95 |
Nov 10, 2022 |
By BRF Investments, LLC |
Lazydays Holdings, Inc. |
10%+ Owner |
Common Stock |
0 |
|
$7.95 |
Nov 10, 2022 |
By B. Riley Principal Investments, LLC |