B. Riley Financial, Inc. - Sep 30, 2021 Form 4 Insider Report for Eos Energy Enterprises, Inc. (EOSE)

Role
10%+ Owner
Signature
B. Riley Financial, Inc., by: /s/ Bryant R. Riley, Co-Chief Executive Officer
Stock symbol
EOSE
Transactions as of
Sep 30, 2021
Transactions value $
-$1,871,367
Form type
4
Date filed
10/4/2021, 09:30 PM
Previous filing
Sep 29, 2021
Next filing
Oct 8, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EOSE Class A Common Stock Sale -$623K -44.2K -0.75% $14.11* 5.86M Sep 30, 2021 By BRF Investments, LLC F1, F2
transaction EOSE Class A Common Stock Sale -$1.25M -87.7K -1.5% $14.23* 5.77M Oct 1, 2021 By BRF Investments, LLC F1, F2
holding EOSE Class A Common Stock 1.77K Sep 30, 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding EOSE Warrants (right to buy) 325K Sep 30, 2021 Class A Common Stock 325K $11.50 By BRF Investments, LLC F1, F2
holding EOSE Warrants (right to buy) 25K Sep 30, 2021 Class A Common Stock 25K $11.50 By BRC Partners Opportunity Fund, LP F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is being filed jointly by B. Riley Financial, Inc. ("BRF"), BRF Investments, LLC ("BRFI"), BRC Partners Opportunity Fund, LP ("BRPLP"), BRC Partners Opportunity Fund GP, LLC ("BRPGP"), B. Riley Capital Management, LLC ("BRCM"), and Bryant R. Riley. BRF is the parent company of BRFI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRFI. BRPGP is the general partner of BRPLP. BRCM is the sole member of BRPGP. BRF is the parent company of BRCM. As a result, BRF, BRPGP, and BRCM, may be deemed to indirectly beneficially own the shares held by BRPLP.
F2 Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRFI and BRPLP. Each of BRF, BRFI, BRPLP, BRPGP, BRCM, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein.
F3 Represents shares held directly by Bryant R. Riley.