B. Riley Financial, Inc. - Sep 17, 2021 Form 4 Insider Report for Eos Energy Enterprises, Inc. (EOSE)

Role
10%+ Owner
Signature
B. Riley Financial, Inc., by: /s/ Bryant R. Riley, Co-Chief Executive Officer
Stock symbol
EOSE
Transactions as of
Sep 17, 2021
Transactions value $
-$527,168
Form type
4
Date filed
9/21/2021, 09:30 PM
Previous filing
Sep 17, 2021
Next filing
Sep 29, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EOSE Class A Common Stock Sale -$252K -18.2K -91.16% $13.81* 1.77K Sep 17, 2021 Direct F3
transaction EOSE Class A Common Stock Sale -$68.8K -5K -100% $13.77* 0 Sep 17, 2021 By Bryant R. Riley, as UTMA custodian for Charlie Riley F1, F2
transaction EOSE Class A Common Stock Sale -$68.8K -5K -100% $13.77* 0 Sep 17, 2021 By Bryant R. Riley, as UTMA custodian for Susan Riley F1, F2
transaction EOSE Class A Common Stock Sale -$68.8K -5K -100% $13.77* 0 Sep 17, 2021 By Bryant R. Riley, as UTMA custodian for Abigail Riley F1, F2
transaction EOSE Class A Common Stock Sale -$68.8K -5K -100% $13.77* 0 Sep 17, 2021 By Bryant R. Riley, as UTMA custodian for Eloise Riley F1, F2
holding EOSE Class A Common Stock 6.04M Sep 17, 2021 By BRF Investments, LLC F1, F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding EOSE Warrants (right to buy) 325K Sep 17, 2021 Class A Common Stock 325K $11.50 By BRF Investments, LLC F1, F2, F5
holding EOSE Warrants (right to buy) 25K Sep 17, 2021 Class A Common Stock 25K $11.50 By BRC Partners Opportunity Fund, LP F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is being filed jointly by B. Riley Financial, Inc. ("BRF"), BRF Investments, LLC ("BRFI"), B. Riley Principal Sponsor Co. II, LLC (the "Sponsor"), B. Riley Principal Investments, LLC ("BRPI"), BRC Partners Opportunity Fund, LP ("BRPLP"), BRC Partners Opportunity Fund GP, LLC ("BRPGP"), B. Riley Capital Management, LLC ("BRCM"), B. Riley Securities, Inc. ("BRS"), and Bryant R. Riley. BRF is the parent company of BRFI and BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRFI and BRS, respectively. BRPI is the sole member of the Sponsor. BRF is the parent company of BRPI. As a result, BRF and BRPI may be deemed to indirectly beneficially own the shares held by the Sponsor. BRPGP is the general partner of BRPLP. BRCM is the sole member of BRPGP. BRF is the parent company of BRCM. As a result, BRF, BRPGP, and BRCM, may be deemed to indirectly beneficially own the shares held by BRPLP.
F2 Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRFI, BRS, BRPLP and the Sponsor. Each of BRF, BRFI, the Sponsor, BRPI, BRPLP, BRPGP, BRCM, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein.
F3 Represents shares held directly by Bryant R. Riley.
F4 Represents 3,871,250 shares of common stock previously held directly by the Sponsor and subsequently transferred to BRFI.
F5 Represents 325,000 warrants previously held directly by the Sponsor and subsequently transferred to BRFI.