B. Riley Financial, Inc. - Jul 18, 2022 Form 4 Insider Report for ALTA EQUIPMENT GROUP INC. (ALTG)

Role
10%+ Owner
Signature
B. Riley Financial, Inc., by: /s/ Bryant R. Riley, Co-Chief Executive Officer
Stock symbol
ALTG
Transactions as of
Jul 18, 2022
Transactions value $
$204,782
Form type
4
Date filed
7/20/2022, 09:30 PM
Previous filing
Jul 14, 2022
Next filing
Jul 21, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALTG Common Stock Purchase $204K +20.2K +1.01% $10.12 2.02M Jul 18, 2022 By B. Riley Securities, Inc. F1, F2, F3, F5, F6, F7
transaction ALTG Common Stock Purchase $436 +43 +0% $10.15 2.02M Jul 19, 2022 By B. Riley Securities, Inc. F1, F2, F3, F6, F7
holding ALTG Common Stock 3.98M Jul 18, 2022 By BRF Investments, LLC F1, F2, F3, F6, F7
holding ALTG Common Stock 625K Jul 18, 2022 Direct F4
holding ALTG Common Stock 1.06K Jul 18, 2022 By Bryant R. Riley, as UTMA custodian for Charlie Riley F1, F3
holding ALTG Common Stock 1.06K Jul 18, 2022 By Bryant R. Riley, as UTMA custodian for Susan Riley F1, F3
holding ALTG Common Stock 1.06K Jul 18, 2022 By Bryant R. Riley, as UTMA custodian for Abigail Riley F1, F3
holding ALTG Common Stock 1.06K Jul 18, 2022 By Bryant R. Riley, as UTMA custodian for Eloise Riley F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), BRF Investments, LLC, a Delaware limited liability company ("BRFI"), and Bryant R. Riley.
F2 BRF is the parent company of BRS and BRFI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS and BRFI.
F3 Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS and BRFI. Each of BRF, BRS, BRFI, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein.
F4 Represents shares held directly by Bryant R. Riley.
F5 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.05 to $10.15, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares purchased at each separate price.
F6 Represents 1,686,508 shares of Common Stock previously held by BRS and subsequently transferred to BRFI.
F7 Represents 2,293,121 shares of Common Stock previously held by BRS and subsequently transferred to B. Riley Principal Investments, LLC ("BRPI") and then transferred to BRFI.