B. Riley Financial, Inc. - Aug 1, 2022 Form 4 Insider Report for Eos Energy Enterprises, Inc. (EOSE)

Role
10%+ Owner
Signature
B. Riley Financial, Inc., by: /s/ Bryant R. Riley, Co-Chief Executive Officer
Stock symbol
EOSE
Transactions as of
Aug 1, 2022
Transactions value $
$0
Form type
4
Date filed
8/1/2022, 09:30 PM
Previous filing
Jul 28, 2022
Next filing
Sep 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding EOSE Class A Common Stock 5.37M Aug 1, 2022 By BRF Investments, LLC F1, F2
holding EOSE Class A Common Stock 1.77K Aug 1, 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding EOSE Warrants (right to buy) 325K Aug 1, 2022 Common Stock 325K $11.50 By BRF Investments, LLC F1, F2
holding EOSE Warrants (right to buy) 15K Aug 1, 2022 Common Stock 15K $11.50 Direct F3, F4
holding EOSE Warrants (right to buy) 27 Aug 1, 2022 Common Stock 27 $11.50 By Bryant R. Riley, as UTMA custodian for Abigail Riley F1, F2, F5
holding EOSE Warrants (right to buy) 27 Aug 1, 2022 Common Stock 27 $11.50 By Bryant R. Riley, as UTMA custodian for Charlie Riley F1, F2, F5
holding EOSE Warrants (right to buy) 27 Aug 1, 2022 Common Stock 27 $11.50 By Bryant R. Riley, as UTMA custodian for Susan Riley F1, F2, F5
holding EOSE Warrants (right to buy) 27 Aug 1, 2022 Common Stock 27 $11.50 By Bryant R. Riley, as UTMA custodian for Eloise Riley F1, F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

B. Riley Financial, Inc. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 This Form 4 is being filed jointly by B. Riley Financial, Inc. ("BRF"), BRF Investments, LLC ("BRFI"), and Bryant R. Riley. BRF is the parent company of BRFI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRFI.
F2 Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRFI. Each of BRF, BRFI, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein.
F3 Represents shares held directly by Bryant R. Riley.
F4 Includes 14,993 shares received upon distribution from a limited partnership.
F5 Includes 27 shares received upon distribution from a limited partnership.

Remarks:

As of August 1, 2022, due to an increase in the total outstanding shares of Common Stock of the Issuer, the Reporting Persons no longer beneficially own more than 10% of the outstanding Common Stock of the Issuer.