BRC Group Holdings, Inc. - 01 Aug 2022 Form 4 Insider Report for Eos Energy Enterprises, Inc. (EOSE)

Role
10%+ Owner
Signature
B. Riley Financial, Inc., by: /s/ Bryant R. Riley, Co-Chief Executive Officer
Issuer symbol
EOSE
Transactions as of
01 Aug 2022
Net transactions value
$0
Form type
4
Filing time
01 Aug 2022, 21:30:40 UTC
Previous filing
28 Jul 2022
Next filing
01 Sep 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding EOSE Class A Common Stock 5,369,778 01 Aug 2022 By BRF Investments, LLC F1, F2
holding EOSE Class A Common Stock 1,769 01 Aug 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding EOSE Warrants (right to buy) 325,000 01 Aug 2022 Common Stock 325,000 $11.50 By BRF Investments, LLC F1, F2
holding EOSE Warrants (right to buy) 14,993 01 Aug 2022 Common Stock 14,993 $11.50 Direct F3, F4
holding EOSE Warrants (right to buy) 27 01 Aug 2022 Common Stock 27 $11.50 By Bryant R. Riley, as UTMA custodian for Abigail Riley F1, F2, F5
holding EOSE Warrants (right to buy) 27 01 Aug 2022 Common Stock 27 $11.50 By Bryant R. Riley, as UTMA custodian for Charlie Riley F1, F2, F5
holding EOSE Warrants (right to buy) 27 01 Aug 2022 Common Stock 27 $11.50 By Bryant R. Riley, as UTMA custodian for Susan Riley F1, F2, F5
holding EOSE Warrants (right to buy) 27 01 Aug 2022 Common Stock 27 $11.50 By Bryant R. Riley, as UTMA custodian for Eloise Riley F1, F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

BRC Group Holdings, Inc. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 This Form 4 is being filed jointly by B. Riley Financial, Inc. ("BRF"), BRF Investments, LLC ("BRFI"), and Bryant R. Riley. BRF is the parent company of BRFI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRFI.
F2 Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRFI. Each of BRF, BRFI, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein.
F3 Represents shares held directly by Bryant R. Riley.
F4 Includes 14,993 shares received upon distribution from a limited partnership.
F5 Includes 27 shares received upon distribution from a limited partnership.

Remarks:

As of August 1, 2022, due to an increase in the total outstanding shares of Common Stock of the Issuer, the Reporting Persons no longer beneficially own more than 10% of the outstanding Common Stock of the Issuer.