Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
holding | QMCO | Common Stock | 5.36M | Sep 30, 2021 | By B. Riley Securities, Inc. | F1, F2 | |||||
holding | QMCO | Common Stock | 10.2K | Sep 30, 2021 | By Bryant R. Riley, as UTMA custodian for Charlie Riley | F1, F2 | |||||
holding | QMCO | Common Stock | 10.2K | Sep 30, 2021 | By Bryant R. Riley, as UTMA custodian for Susan Riley | F1, F2 | |||||
holding | QMCO | Common Stock | 10.2K | Sep 30, 2021 | By Bryant R. Riley, as UTMA custodian for Abigail Riley | F1, F2 | |||||
holding | QMCO | Common Stock | 10.2K | Sep 30, 2021 | By Bryant R. Riley, as UTMA custodian for Eloise Riley | F1, F2 |
B. Riley Financial, Inc. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Id | Content |
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F1 | This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), and Bryant R. Riley. BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS. |
F2 | Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, and BRS. Each of BRF, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. |
As of September 30, 2021, by virtue of the removal of any trading and voting power authority in any capacity of BRF, B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor ("BRCM"), and Bryant R. Riley over the assets of BRC Partners Opportunity Fund, LP, a Delaware limited partnership ("BRPLP"), BRF, BRCM and Bryant R. Riley no longer may be deemed to beneficially own the shares held by BRPLP.