B. Riley Financial, Inc. - Dec 13, 2021 Form 4 Insider Report for ALTA EQUIPMENT GROUP INC. (ALTG)

Role
10%+ Owner
Signature
B. Riley Financial, Inc., by: /s/ Bryant R. Riley, Co-Chief Executive Officer
Stock symbol
ALTG
Transactions as of
Dec 13, 2021
Transactions value $
$2,009,462
Form type
4
Date filed
12/15/2021, 08:31 PM
Previous filing
Nov 19, 2021
Next filing
Jan 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALTG Common Stock Purchase $493K +36.5K +0.74% $13.49 4.97M Dec 13, 2021 By B. Riley Securities, Inc. F1, F2, F3, F5
transaction ALTG Common Stock Purchase $291K +21.6K +0.43% $13.50 4.99M Dec 14, 2021 By B. Riley Securities, Inc. F1, F2, F3, F6
transaction ALTG Common Stock Purchase $1.23M +91.2K +1.83% $13.43 5.08M Dec 15, 2021 By B. Riley Securities, Inc. F1, F2, F3, F7
holding ALTG Common Stock 606K Dec 13, 2021 Direct F4, F8
holding ALTG Common Stock 1.06K Dec 13, 2021 By Bryant R. Riley, as UTMA custodian for Charlie Riley F1, F3, F9
holding ALTG Common Stock 1.06K Dec 13, 2021 By Bryant R. Riley, as UTMA custodian for Susan Riley F1, F3, F9
holding ALTG Common Stock 1.06K Dec 13, 2021 By Bryant R. Riley, as UTMA custodian for Abigail Riley F1, F3, F9
holding ALTG Common Stock 1.06K Dec 13, 2021 By Bryant R. Riley, as UTMA custodian for Eloise Riley F1, F3, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), and Bryant R. Riley.
F2 BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS.
F3 Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS. Each of BRF, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein.
F4 Represents shares held directly by Bryant R. Riley.
F5 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.42 to $13.50, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares sold at each separate price.
F6 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.40 to $13.50, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares sold at each separate price.
F7 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.35 to $13.70, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares sold at each separate price.
F8 Includes 394,833 shares received upon distribution from a limited partnership.
F9 Includes 1,062 shares received upon distribution from a limited partnership.