| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| STEM, INC. | Executive Chair of the Board, Director | Common Stock, Par Value $0.0001 Per Share | 641K | $846K | $1.32 | Jun 7, 2024 | By the David S. Buzby Revocable Trust |
| STEM, INC. | Executive Chair of the Board, Director | Common Stock, Par Value $0.0001 Per Share | 120K | $158K | $1.32 | Jun 7, 2024 | Direct |
| STEM, INC. | Executive Chair of the Board, Director | Restricted Stock Unit | 110K | $146K | $1.32 | Jun 7, 2024 | Direct |
| STEM, INC. | Executive Chair of the Board, Director | Stock Option (Right to Buy) | 400K | Aug 28, 2024 | Direct | ||
| Spring Valley Acquisition Corp. II | Director | Class A ordinary shares | 40K | Jan 25, 2024 | Direct | ||
| Spring Valley Acquisition Corp. II | Director | Class B ordinary shares | 0 | Jan 25, 2024 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| STEM | STEM, INC. | Aug 28, 2024 | 1 | $0 | 4 | Aug 30, 2024 | Executive Chair of the Board, Director |
| STEM | STEM, INC. | Jun 7, 2024 | 2 | $0 | 4 | Jun 10, 2024 | Director |
| STEM | STEM, INC. | May 29, 2024 | 1 | $0 | 4 | May 30, 2024 | Director |
| STEM | STEM, INC. | Mar 18, 2024 | 1 | $61.2K | 4 | Mar 20, 2024 | Director |
| STEM | STEM, INC. | Mar 15, 2024 | 1 | $115K | 4 | Mar 18, 2024 | Director |
| SVII | Spring Valley Acquisition Corp. II | Jan 25, 2024 | 2 | $0 | 4 | Jan 29, 2024 | Director |
| STEM | STEM, INC. | Sep 15, 2023 | 1 | $299K | 4 | Sep 18, 2023 | Director |
| STEM | STEM, INC. | Jun 20, 2023 | 4 | $176K | 4/A | Jun 10, 2024 | Director |
| STEM | STEM, INC. | Jun 15, 2023 | 2 | $0 | 4 | Jun 20, 2023 | Director |
| STEM | STEM, INC. | Jun 7, 2023 | 1 | $0 | 4 | Jun 8, 2023 | Director |
| SVII | Spring Valley Acquisition Corp. II | Oct 12, 2022 | 0 | $0 | 3 | Oct 12, 2022 | Director |
| STEM | STEM, INC. | Sep 9, 2022 | 1 | -$810K | 4 | Sep 12, 2022 | Director |
| STEM | STEM, INC. | Aug 17, 2022 | 1 | -$1.04M | 4 | Aug 19, 2022 | Director |
| STEM | STEM, INC. | Jul 28, 2022 | 1 | $0 | 4 | Jul 29, 2022 | Director |
| STEM | STEM, INC. | Apr 28, 2022 | 2 | $0 | 4 | Apr 29, 2022 | Director |
| STEM | STEM, INC. | Mar 8, 2022 | 1 | -$776K | 4 | Mar 9, 2022 | Director |
| STEM | STEM, INC. | Jul 7, 2021 | 9 | -$61 | 4 | Jul 9, 2021 | Director |
| STEM | STEM, INC. | Jul 2, 2021 | 1 | $0 | 4 | Jul 6, 2021 | Director |
| STEM | STEM, INC. | Apr 28, 2021 | 0 | $0 | 3 | May 25, 2021 | Director |