| Company | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| STEM, INC. | Director | Common Stock, Par Value $0.0001 Per Share | 37,571 | $18,409 | $0.4900 | 03 Jul 2025 | By the David S. Buzby Revocable Trust |
| STEM, INC. | Director | Common Stock, Par Value $0.0001 Per Share | 478 | $234 | $0.4900 | 03 Jul 2025 | Direct |
| STEM, INC. | Director | Restricted Stock Unit | 149,723 | 04 Jun 2025 | Direct | ||
| STEM, INC. | Director | Stock Option (Right to Buy) | 66,667 | 14 Jan 2025 | Direct | ||
| Spring Valley Acquisition Corp. II | Director | Class A ordinary shares | 40,000 | 25 Jan 2024 | Direct | ||
| Spring Valley Acquisition Corp. II | Director | Class B ordinary shares | 0 | 25 Jan 2024 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Role | Filing Time |
|---|---|---|---|---|---|---|---|
| /report/000110465925087204-buzby-david-s-2025-09-03 | Spring Valley Acquisition Corp. III | 03 Sep 2025 | 0 | $0 | 3 | Director | 03 Sep 2025, 21:21 |
| STEM | STEM, INC. | 03 Jul 2025 | 2 | $0 | 4 | Director | 08 Jul 2025, 14:47 |
| STEM | STEM, INC. | 04 Jun 2025 | 1 | $0 | 4 | Director | 06 Jun 2025, 19:25 |
| STEM | STEM, INC. | 29 May 2025 | 2 | $0 | 4 | Director | 02 Jun 2025, 17:09 |
| STEM | STEM, INC. | 14 Jan 2025 | 1 | $0 | 4 | Executive Chair of Board and Interim CEO, Director | 16 Jan 2025, 17:37 |
| STEM | STEM, INC. | 28 Aug 2024 | 1 | $0 | 4 | Executive Chair of the Board, Director | 30 Aug 2024, 16:15 |
| STEM | STEM, INC. | 07 Jun 2024 | 2 | $0 | 4 | Director | 10 Jun 2024, 16:14 |
| STEM | STEM, INC. | 29 May 2024 | 1 | $0 | 4 | Director | 30 May 2024, 16:33 |
| STEM | STEM, INC. | 18 Mar 2024 | 1 | +$61,178 | 4 | Director | 20 Mar 2024, 18:04 |
| STEM | STEM, INC. | 15 Mar 2024 | 1 | +$115,000 | 4 | Director | 18 Mar 2024, 18:13 |
| SVII | Spring Valley Acquisition Corp. II | 25 Jan 2024 | 2 | $0 | 4 | Director | 29 Jan 2024, 21:10 |
| STEM | STEM, INC. | 15 Sep 2023 | 1 | +$298,840 | 4 | Director | 18 Sep 2023, 16:51 |
| STEM | STEM, INC. | 20 Jun 2023 | 4 | +$176,178 | 4/A | Director | 10 Jun 2024, 16:13 |
| STEM | STEM, INC. | 15 Jun 2023 | 2 | $0 | 4 | Director | 20 Jun 2023, 16:16 |
| STEM | STEM, INC. | 07 Jun 2023 | 1 | $0 | 4 | Director | 08 Jun 2023, 17:52 |
| SVII | Spring Valley Acquisition Corp. II | 12 Oct 2022 | 0 | $0 | 3 | Director | 12 Oct 2022, 21:30 |
| STEM | STEM, INC. | 09 Sep 2022 | 1 | -$810,400 | 4 | Director | 12 Sep 2022, 16:57 |
| STEM | STEM, INC. | 17 Aug 2022 | 1 | -$1,039,170 | 4 | Director | 19 Aug 2022, 16:07 |
| STEM | STEM, INC. | 28 Jul 2022 | 1 | $0 | 4 | Director | 29 Jul 2022, 18:19 |
| STEM | STEM, INC. | 28 Apr 2022 | 2 | $0 | 4 | Director | 29 Apr 2022, 07:19 |
| STEM | STEM, INC. | 08 Mar 2022 | 1 | -$775,950 | 4 | Director | 09 Mar 2022, 13:31 |
| STEM | STEM, INC. | 07 Jul 2021 | 9 | -$61.34 | 4 | Director | 09 Jul 2021, 19:16 |
| STEM | STEM, INC. | 02 Jul 2021 | 1 | $0 | 4 | Director | 06 Jul 2021, 19:42 |
| STEM | STEM, INC. | 28 Apr 2021 | 0 | $0 | 3 | Director | 25 May 2021, 17:46 |