DAVID S. BUZBY - 07 Jun 2024 Form 4 Insider Report for STEM, INC. (STEM)

Role
Director
Signature
/s/ Chen Zhang, attorney-in-fact
Issuer symbol
STEM
Transactions as of
07 Jun 2024
Net transactions value
$0
Form type
4
Filing time
10 Jun 2024, 16:14:01 UTC
Previous filing
30 May 2024
Next filing
30 Aug 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STEM Common Stock, Par Value $0.0001 Per Share Options Exercise $0 +23,489 +24% $0.000000 119,789 07 Jun 2024 Direct
holding STEM Common Stock, Par Value $0.0001 Per Share 641,209 07 Jun 2024 By the David S. Buzby Revocable Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEM Restricted Stock Unit Options Exercise $0 -23,489 -18% $0.000000 110,236 07 Jun 2024 Common Stock, Par Value $0.0001 Per Share 23,489 $0.000000 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On June 7, 2023, the reporting person was granted 23,489 RSUs vesting 100% on June 7, 2024.