David S. Buzby - 03 Jul 2025 Form 4 Insider Report for STEM, INC. (STEM)

Role
Director
Signature
/s/ Saul R. Laureles, Attorney-in-Fact
Issuer symbol
STEM
Transactions as of
03 Jul 2025
Net transactions value
$0
Form type
4
Filing time
08 Jul 2025, 14:47:09 UTC
Previous filing
06 Jun 2025
Next filing
03 Sep 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
BUZBY DAVID S Director 1400 POST OAK BOULEVARD, SUITE 560, HOUSTON /s/ Saul R. Laureles, Attorney-in-Fact 08 Jul 2025 0001244203

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STEM Common Stock, Par Value $0.0001 Per Share Gift $0 -5,511 -92% $0.000000 478 03 Jul 2025 Direct F1
transaction STEM Common Stock, Par Value $0.0001 Per Share Gift $0 +5,511 +17% $0.000000 37,571 03 Jul 2025 By the David S. Buzby Revocable Trust F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On July 3, 2025, the reporting person transferred 5,511 shares of common stock to the 2016 David S. Buzby Revocable Trust (of which the reporting person is sole trustee) for no consideration.
F2 Held by the 2016 David S. Buzby Revocable Trust, of which the reporting person is sole trustee.