David S. Buzby - Jun 20, 2023 Form 4/A Insider Report for STEM, INC. (STEM)

Role
Director
Signature
/s/ Chen Zhang, attorney-in-fact
Stock symbol
STEM
Transactions as of
Jun 20, 2023
Transactions value $
$176,178
Form type
4/A
Date filed
6/10/2024, 04:13 PM
Date Of Original Report
Mar 18, 2024
Previous filing
Jun 20, 2023
Next filing
Sep 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STEM Common Stock, Par Value $0.0001 Per Share Gift $0 -20.5K -100% $0.00* 0 Jun 20, 2023 Direct F1
transaction STEM Common Stock, Par Value $0.0001 Per Share Gift $0 +20.5K +3.3% $0.00 641K Jun 20, 2023 By the David S. Buzby Revocable Trust F1, F2
transaction STEM Common Stock, Par Value $0.0001 Per Share Purchase $115K +62.5K $1.84 62.5K Mar 15, 2024 Direct F3
transaction STEM Common Stock, Par Value $0.0001 Per Share Purchase $61.2K +33.8K +54.08% $1.81 96.3K Mar 18, 2024 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On June 20, 2023, the reporting person transferred 20,498 shares of common stock to the 2016 David S. Buzby Revocable Trust (of which the reporting person is sole trustee) for no consideration.
F2 Held by the 2016 David S. Buzby Revocable Trust, of which the reporting person is sole trustee.
F3 The Form 4 filed on March 18, 2024 incorrectly reported that, following the reporting person's purchase of 62,500 shares of common stock on March 15, 2024, he owned 734,648 shares of common stock. In fact, as reported in this amendment, the reporting person directly owned 62,500 shares after such transaction.
F4 The Form 4 filed on March 20, 2024 incorrectly reported that, following the reporting person's purchase of 33,800 shares of common stock on March 18, 2024, he directly owned 768,448 shares of common stock. In fact, as reported in this amendment, the reporting person directly owned 96,300 shares after such transaction.