DAVID S. BUZBY - 28 Aug 2024 Form 4 Insider Report for STEM, INC. (STEM)

Role
Executive Chair of the Board, Director
Signature
/s/ Chen Zhang, attorney-in-fact
Issuer symbol
STEM
Transactions as of
28 Aug 2024
Net transactions value
$0
Form type
4
Filing time
30 Aug 2024, 16:15:23 UTC
Previous filing
10 Jun 2024
Next filing
16 Jan 2025
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEM Stock Option (Right to Buy) Award $0 +400,000 $0.000000 400,000 28 Aug 2024 Common Stock, Par Value $0.0001 Per Share 400,000 $1.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option award vests in six equal monthly installments, subject to the reporting person's continuing service as Executive Chair of the Board on the applicable vesting date.