Key facts
- This page summarizes David S. Buzby's Form 4 filing for STEM, INC. (STEM).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 16 Jan 2025, 17:37.
David S. Buzby - 14 Jan 2025 Form 4 Insider Report for STEM, INC. (STEM)
- Reporting relationship
- Executive Chair of Board and Interim CEO, Director
- Issuer ticker
- STEM
- Reported as of
- 14 Jan 2025
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 16 Jan 2025, 17:37:17 UTC
- Prior SEC filing
- 30 Aug 2024
- Next SEC filing
- 02 Jun 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Saul R. Laureles, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
David S. Buzby filed Form 4 for STEM, INC. (STEM) on 16 Jan 2025.
Change
- Previous filing in this sequence was filed on 30 Aug 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
STEM
transaction
Derivative
Stock Option (Right to Buy)
Award
- Transaction value
- $0
- Shares
- +66,667
- Change %
- Price
- $0.000000
- Shares after
- 66,667
- Date
- 14 Jan 2025
- Ownership
- Direct
- Underlying class
- Common Stock, Par Value $0.0001 Per Share
- Underlying amount
- 66,667
- Exercise price
- $0.8400
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
SEC remarks
Executive Chair of Board and Interim CEO