David S. Buzby - Sep 9, 2022 Form 4 Insider Report for STEM, INC. (STEM)

Role
Director
Signature
/s/ Kathy Medford, Attorney-in-Fact
Stock symbol
STEM
Transactions as of
Sep 9, 2022
Transactions value $
-$810,400
Form type
4
Date filed
9/12/2022, 04:57 PM
Previous filing
Aug 19, 2022
Next filing
Oct 12, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STEM Common Stock, Par Value $0.0001 Per Share Sale -$810K -50K -8.21% $16.21 559K Sep 9, 2022 By the David S. Buzby Revocable Trust F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $16.20 to $16.21. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 Held by the 2016 David S. Buzby Revocable Trust, of which the reporting person is sole trustee.