DAVID S. BUZBY - 29 May 2025 Form 4 Insider Report for STEM, INC. (STEM)

Role
Director
Signature
/s/ Saul R. Laureles, Attorney-in-Fact
Issuer symbol
STEM
Transactions as of
29 May 2025
Net transactions value
$0
Form type
4
Filing time
02 Jun 2025, 17:09:08 UTC
Previous filing
16 Jan 2025
Next filing
06 Jun 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
BUZBY DAVID S Director FOUR EMBARCADERO CENTER, SUITE 710, SAN FRANCISCO /s/ Saul R. Laureles, Attorney-in-Fact 02 Jun 2025 0001244203

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STEM Common Stock, Par Value $0.0001 Per Share Options Exercise $0 +110,236 +92% $0.000000 230,025 29 May 2025 Direct
holding STEM Common Stock, Par Value $0.0001 Per Share 641,209 29 May 2025 By the David S. Buzby Revocable Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEM Restricted Stock Unit Options Exercise $0 -110,236 -100% $0.000000 0 29 May 2025 Common Stock, Par Value 0.0001 Per Share 110,236 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
F2 On May 29, 2024, the Reporting Person was granted 110,236 RSUs vesting 100% on May 29, 2025.