David S. Buzby - Jul 2, 2021 Form 4 Insider Report for STEM, INC. (STEM)

Role
Director
Signature
/s/ William Bush, Attorney-in-Fact
Stock symbol
STEM
Transactions as of
Jul 2, 2021
Transactions value $
$0
Form type
4
Date filed
7/6/2021, 07:42 PM
Previous filing
May 25, 2021
Next filing
Jul 9, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEM Restricted Stock Unit Award $0 +5.52K $0.00 5.52K Jul 2, 2021 Common Stock, Par Value $0.0001 Per Share 5.52K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share.
F2 The RSU award vests 100% on April 28, 2022.