Pioneer Floating Rate Fund, Inc. - Common Stock (PHD)
CUSIP: 72369J102
Q2 2017 13F Holders as of 30 Jun 2017
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 12,280,456
- Total 13F shares
- 8,049,260
- Share change
- -53,637
- Total reported value
- $95,780,170
- Price per share
- $11.90
- Number of holders
- 54
- Value change
- -$914,395
- Number of buys
- 31
- Number of sells
- 19
Quarterly Holders Quick Answers
What is CUSIP 72369J102?
CUSIP 72369J102 identifies PHD - Pioneer Floating Rate Fund, Inc. - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 72369J102:
Top shareholders of PHD - Pioneer Floating Rate Fund, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BAILLIE GIFFORD & CO |
13F
|
Company |
10%
|
1,236,803
|
$15,114,000 | — | 31 Mar 2017 | |
| Invesco Ltd. |
13F
|
Company |
9.1%
|
1,113,492
|
$13,607,000 | — | 31 Mar 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
6.9%
|
848,338
|
$10,367,000 | — | 31 Mar 2017 | |
| BESSEMER GROUP INC |
13F
|
Company |
4.9%
|
598,946
|
$7,319,000 | — | 31 Mar 2017 | |
| Camarda Financial Advisors, LLC |
13F
|
Company |
3.4%
|
420,566
|
$5,139,000 | — | 31 Mar 2017 | |
| Gradient Investments LLC |
13F
|
Company |
3.2%
|
396,798
|
$4,849,000 | — | 31 Mar 2017 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
2.8%
|
341,279
|
$4,170,000 | — | 31 Mar 2017 | |
| Zuckerman Investment Group, LLC |
13F
|
Company |
2.7%
|
327,644
|
$4,004,000 | — | 31 Mar 2017 | |
| COHEN & STEERS, INC. |
13F
|
Company |
2.6%
|
317,486
|
$3,880,000 | — | 31 Mar 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
2.3%
|
283,092
|
$3,459,000 | — | 31 Mar 2017 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
2.2%
|
274,644
|
$3,348,000 | — | 31 Mar 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
2.1%
|
252,895
|
$3,090,000 | — | 31 Mar 2017 | |
| MORGAN STANLEY |
13F
|
Company |
1.7%
|
206,879
|
$2,528,000 | — | 31 Mar 2017 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
1.4%
|
169,235
|
$2,068,000 | — | 31 Mar 2017 | |
| COMERICA SECURITIES INC |
13F
|
Company |
1.2%
|
141,491
|
$1,729,000 | — | 31 Mar 2017 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
1%
|
128,042
|
$1,580,000 | — | 31 Mar 2017 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.73%
|
89,975
|
$1,099,000 | — | 31 Mar 2017 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.73%
|
89,036
|
$1,088,000 | — | 31 Mar 2017 | |
| LPL Financial LLC |
13F
|
Company |
0.62%
|
76,453
|
$938,000 | — | 31 Mar 2017 | |
| FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ |
13F
|
Company |
0.59%
|
72,335
|
$884,000 | — | 31 Mar 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.56%
|
68,454
|
$837,000 | — | 31 Mar 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.5%
|
61,258
|
$749,000 | — | 31 Mar 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.49%
|
59,977
|
$733,000 | — | 31 Mar 2017 | |
| Westbourne Investment Advisors, Inc. |
13F
|
Company |
0.46%
|
56,896
|
$695,000 | — | 31 Mar 2017 | |
| ZAZOVE ASSOCIATES LLC |
13F
|
Company |
0.39%
|
47,798
|
$584,000 | — | 31 Mar 2017 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
0.28%
|
34,080
|
$421,000 | — | 31 Mar 2017 | |
| Horizon Kinetics LLC |
13F
|
Company |
0.21%
|
26,388
|
$322,000 | — | 31 Mar 2017 | |
| West Oak Capital, LLC |
13F
|
Company |
0.21%
|
25,800
|
$315,276 | — | 31 Mar 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.16%
|
19,802
|
$242,000 | — | 31 Mar 2017 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.13%
|
15,678
|
$192,000 | — | 31 Mar 2017 | |
| UBS Group AG |
13F
|
Company |
0.11%
|
13,428
|
$164,000 | — | 31 Mar 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.11%
|
13,262
|
$162,000 | — | 31 Mar 2017 | |
| Greenwich Wealth Management LLC |
13F
|
Company |
0.1%
|
12,376
|
$151,000 | — | 31 Mar 2017 | |
| Corient Capital Partners, LLC |
13F
|
Company |
0.1%
|
12,217
|
$149,000 | — | 31 Mar 2017 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.09%
|
11,100
|
$136,000 | — | 31 Mar 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.07%
|
8,110
|
$99,000 | — | 31 Mar 2017 | |
| U S GLOBAL INVESTORS INC |
13F
|
Company |
0.07%
|
8,083
|
$99,000 | — | 31 Mar 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.06%
|
7,110
|
$87,000 | — | 31 Mar 2017 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0.05%
|
5,869
|
$72,000 | — | 31 Mar 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0.04%
|
5,254
|
$64,000 | — | 31 Mar 2017 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.04%
|
4,955
|
$60,000 | — | 31 Mar 2017 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0.02%
|
2,367
|
$29,000 | — | 31 Mar 2017 | |
| Acrospire Investment Management LLC |
13F
|
Company |
0.02%
|
2,364
|
$29,000 | — | 31 Mar 2017 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.02%
|
2,000
|
$24,000 | — | 31 Mar 2017 | |
| Watermark Asset Management, Inc. |
13F
|
Company |
0.01%
|
1,390
|
$17,000 | — | 31 Mar 2017 | |
| Creative Planning |
13F
|
Company |
0.01%
|
660
|
$8,000 | — | 31 Mar 2017 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0%
|
441
|
$5,000 | — | 31 Mar 2017 | |
| Penserra Capital Management LLC |
13F
|
Company |
0%
|
352
|
$4,000 | — | 31 Mar 2017 |
Institutional Holders of Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) as of Q2 2017
As of 30 Jun 2017,
Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) was held by
54 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
8,049,260 shares.
The largest 10 holders included
Invesco Ltd., BAILLIE GIFFORD & CO, GUGGENHEIM CAPITAL LLC, BESSEMER GROUP INC, Relative Value Partners Group, LLC, Camarda Financial Advisors, LLC, COHEN & STEERS INC, MORGAN STANLEY, BANK OF AMERICA CORP /DE/, and WELLS FARGO & COMPANY/MN.
This page lists
54
institutional shareholders reporting positions in this security
for the Q2 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2017 vs Q1 2017 Across Filers
Q1 2017 holders
48
Q2 2017 holders
54
Holder diff
6
| Investor | Q1 2017 Shares | Q2 2017 Shares | Share Diff | Share Chg % | Q1 2017 Value $ | Q2 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.