What does CUSIP 72369J102 represent in this 13F holders report?

CUSIP 72369J102 is the security identifier for PHD - Pioneer Floating Rate Fund, Inc. - Common Stock used to aggregate holder disclosures.

How many institutions held PHD - Pioneer Floating Rate Fund, Inc. - Common Stock in Q3 2016?

50 institutional investors reported PHD - Pioneer Floating Rate Fund, Inc. - Common Stock for Q3 2016. Use the holders table for investor-level position and value details.

Pioneer Floating Rate Fund, Inc. - Common Stock (PHD)

CUSIP: 72369J102

Q3 2016 13F Holders as of 30 Sep 2016

Type / Class: Equity / Common Stock
Shares outstanding: 12,280,456
Total 13F shares: 9,919,138
Share change: +783,550
Total reported value: $117,027,612
Price per share: $11.80
Number of holders: 50
Value change: +$9,254,548
Number of buys: 20
Number of sells: 16

Quarterly Holders Quick Answers

What is CUSIP 72369J102?
CUSIP 72369J102 identifies PHD - Pioneer Floating Rate Fund, Inc. - Common Stock in SEC institutional holdings data.

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Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2016
Previous quarter: Q2 2016

Recent filing periods for CUSIP 72369J102:

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Top shareholders of PHD - Pioneer Floating Rate Fund, Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
BAILLIE GIFFORD & CO	13F	Company	10%	1,236,803	$13,939,000	—	30 Jun 2016	13F
Invesco Ltd.	13F	Company	9.4%	1,149,942	$12,960,000	—	30 Jun 2016	13F
MORGAN STANLEY	13F	Company	5.9%	722,181	$8,139,000	—	30 Jun 2016	13F
BESSEMER GROUP INC	13F	Company	5.4%	657,840	$7,414,000	—	30 Jun 2016	13F
Advisors Asset Management, Inc.	13F	Company	4.6%	564,682	$6,364,000	—	30 Jun 2016	13F
GUGGENHEIM CAPITAL LLC	13F	Company	4.5%	548,578	$6,182,000	—	30 Jun 2016	13F
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD	13F	Company	3.9%	479,466	$5,404,000	—	30 Jun 2016	13F
Zuckerman Investment Group, LLC	13F	Company	3.1%	384,832	$4,337,000	—	30 Jun 2016	13F
COHEN & STEERS, INC.	13F	Company	2.9%	351,544	$3,962,000	—	30 Jun 2016	13F
Relative Value Partners Group, LLC	13F	Company	2.7%	329,516	$3,694,000	—	30 Jun 2016	13F
MARINER INVESTMENT GROUP LLC	13F	Company	2.6%	322,069	$3,630,000	—	30 Jun 2016	13F
Gradient Investments LLC	13F	Company	2.6%	316,953	$3,572,000	—	30 Jun 2016	13F
RIVERNORTH CAPITAL MANAGEMENT, LLC	13F	Company	2.4%	293,106	$3,303,000	—	30 Jun 2016	13F
BANK OF AMERICA CORP /DE/	13F	Company	1.9%	230,004	$2,592,000	—	30 Jun 2016	13F
Yorktown Management & Research Co Inc	13F	Company	1.8%	222,451	$2,507,000	—	30 Jun 2016	13F
Capital Investment Advisors, LLC	13F	Company	1.2%	143,839	$1,621,000	—	30 Jun 2016	13F
WELLS FARGO & COMPANY/MN	13F	Company	1.2%	142,005	$1,600,000	—	30 Jun 2016	13F
Round Table Services, LLC	13F	Company	1.1%	139,263	$1,569,000	—	30 Jun 2016	13F
CREDIT SUISSE AG/	13F	Company	1.1%	130,400	$1,470,000	—	30 Jun 2016	13F
Nuveen Asset Management, LLC	13F	Company	0.99%	122,036	$1,375,000	—	30 Jun 2016	13F
COMERICA SECURITIES INC	13F	Company	0.83%	102,041	$1,150,000	—	30 Jun 2016	13F
Camarda Financial Advisors, LLC	13F	Company	0.54%	66,305	$747,000	—	30 Jun 2016	13F
LPL Financial LLC	13F	Company	0.48%	58,457	$671,000	—	30 Jun 2016	13F
Westbourne Investment Advisors, Inc.	13F	Company	0.45%	55,396	$624,000	—	30 Jun 2016	13F
ROYAL BANK OF CANADA	13F	Company	0.44%	54,633	$615,000	—	30 Jun 2016	13F
Horizon Kinetics LLC	13F	Company	0.39%	48,448	$546,000	—	30 Jun 2016	13F
NATIONAL PLANNING CORP	13F	Company	0.32%	38,750	$442,000	—	30 Jun 2016	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	0.28%	34,106	$384,000	—	30 Jun 2016	13F
AMERIPRISE FINANCIAL INC	13F	Company	0.27%	33,237	$375,000	—	30 Jun 2016	13F
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	13F	Company	0.22%	27,017	$305,000	—	30 Jun 2016	13F
Greenwich Wealth Management LLC	13F	Company	0.13%	16,382	$185,000	—	30 Jun 2016	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0.13%	15,695	$177,000	—	30 Jun 2016	13F
WEDBUSH SECURITIES INC	13F	Company	0.12%	15,178	$171,000	—	30 Jun 2016	13F
DRW Securities, LLC	13F	Company	0.12%	14,619	$165,000	—	30 Jun 2016	13F
UBS Group AG	13F	Company	0.11%	13,944	$157,000	—	30 Jun 2016	13F
Stratos Wealth Partners, LTD.	13F	Company	0.09%	11,100	$125,000	—	30 Jun 2016	13F
U S GLOBAL INVESTORS INC	13F	Company	0.07%	8,000	$92,000	—	30 Jun 2016	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	0.07%	8,110	$91,000	—	30 Jun 2016	13F
FIFTH THIRD BANCORP	13F	Company	0.05%	5,869	$66,000	—	30 Jun 2016	13F
IFP Advisors, Inc	13F	Company	0.05%	5,744	$65,000	—	30 Jun 2016	13F
ENVESTNET ASSET MANAGEMENT INC	13F	Company	0.03%	3,843	$43,000	—	30 Jun 2016	13F
BANK OF MONTREAL /CAN/	13F	Company	0.02%	2,000	$23,000	—	30 Jun 2016	13F
Livingston Group Asset Management CO (operating as Southport Capital Management)	13F	Company	0.02%	2,000	$23,000	—	30 Jun 2016	13F
Geneos Wealth Management Inc.	13F	Company	0.02%	2,005	$22,000	—	30 Jun 2016	13F
WealthPLAN Partners, LLC	13F	Company	0.01%	1,525	$17,187	—	30 Jun 2016	13F
MSI Financial Services Inc	13F	Company	0.01%	1,099	$12,000	—	30 Jun 2016	13F
West Oak Capital, LLC	13F	Company	0.01%	1,000	$11,270	—	30 Jun 2016	13F
Chicago Partners Investment Group LLC	13F	Company	0.01%	822	$9,000	—	30 Jun 2016	13F
Creative Planning	13F	Company	0%	600	$7,000	—	30 Jun 2016	13F
Penserra Capital Management LLC	13F	Company	0%	285	$3,000	—	30 Jun 2016	13F

Institutional Holders of Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) as of Q3 2016

As of 30 Sep 2016, Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) was held by 50 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 9,919,138 shares. The largest 10 holders included BAILLIE GIFFORD & CO, Invesco Ltd., BESSEMER GROUP INC, GUGGENHEIM CAPITAL LLC, Advisors Asset Management, Inc., MORGAN STANLEY, Camarda Financial Advisors, LLC, FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD, Zuckerman Investment Group, LLC, and Relative Value Partners Group, LLC. This page lists 50 institutional shareholders reporting positions in this security for the Q3 2016 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2016 vs Q2 2016 Across Filers

Q2 2016 holders

Q3 2016 holders

Holder diff

Investor	Q2 2016 Shares	Q3 2016 Shares	Share Diff	Share Chg %	Q2 2016 Value $	Q3 2016 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.