Security key
427096508
- Security type / class
- Equity / COM
- Total 13F shares
- 33,501,990
- Total 13F value
- $617,435,383
- Share change
- +1,954,150
- Put/Call ratio
- 82%
- SEC-reported price per share
- $18.45
- Number of holders
- 290
- Value change
- +$38,245,942
- Number of buys
- 158
- Number of sells
- 103
Open additional details 1 more signal available
Report period
Q1 2024
Institutions
290
Top holders
10
HTGC full security history
Ownership snapshot
Full 13F holder table
Hercules Capital, Inc. SEC filings
Hercules Capital, Inc. company facts
Broader feeds
Ownership snapshot
Top reported holders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Sound Income Strategies, LLC
Disclosed value leader
Sound Income Strategies, LLC
Comparable rows
0/15
Latest evidence
31 Dec 2023
13F
Highest disclosed value: $43,014,803
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Sound Income Strategies, LLC has the largest disclosed position value at $43.01M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Sound Income Strategies, LLC's linked filing trail.
Disclosed position value
Top 5
Sound Income Strategies, LLC
$43.01M
VAN ECK ASSOCIATES CORP
$40.25M
MARSHALL WACE, LLP
$30.24M
Legal & General Group Plc
$19.52M
MORGAN STANLEY
$17.07M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC |
13F
Company
|
—
class O/S missing
|
$43,014,803
2,580,372 shares
|
— | 31 Dec 2023 |
| VAN ECK ASSOCIATES CORP |
13F
Company
|
—
class O/S missing
|
$40,254,000
2,414,747 shares
|
— | 31 Dec 2023 |
| MARSHALL WACE, LLP |
13F
Company
|
—
class O/S missing
|
$30,238,084
1,813,922 shares
|
— | 31 Dec 2023 |
| Legal & General Group Plc |
13F
Company
|
—
class O/S missing
|
$19,518,105
1,170,501 shares
|
— | 31 Dec 2023 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$17,068,056
1,023,878 shares
|
— | 31 Dec 2023 |
| Advisors Capital Management, LLC |
13F
Company
|
—
class O/S missing
|
$15,495,000
929,499 shares
|
— | 31 Dec 2023 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2024
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
290
Shares
33,501,990
Rows available
290
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2024 vs Q1 2024 Across Filers
Q1 2024 holders
290
Q1 2024 holders
290
Holder diff
0
| Investor | Q1 2024 Shares | Q1 2024 Shares | Share Diff | Share Chg % | Q1 2024 value | Q1 2024 value | Value change | Value Chg % |
|---|