What does CUSIP 427096508 represent in this 13F holders report?

CUSIP 427096508 is the security identifier for HTGC - Hercules Capital, Inc. - COM used to aggregate holder disclosures.

How many institutions held HTGC - Hercules Capital, Inc. - COM in Q1 2024?

290 institutional investors reported HTGC - Hercules Capital, Inc. - COM for Q1 2024. Use the holders table for investor-level position and value details.

Hercules Capital, Inc. - COM (HTGC)

CUSIP: 427096508

Q1 2024 13F Holders as of 31 Mar 2024

Type / Class: Equity / COM
Total 13F shares: 33,501,990
Share change: +1,954,150
Total reported value: $617,435,383
Put/Call ratio: 82%
Price per share: $18.45
Number of holders: 290
Value change: +$38,245,942
Number of buys: 158
Number of sells: 103

Quarterly Holders Quick Answers

What is CUSIP 427096508?
CUSIP 427096508 identifies HTGC - Hercules Capital, Inc. - COM in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Next holder-history checks

These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.

Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q2 2024
Previous quarter: Q4 2023

Recent filing periods for CUSIP 427096508:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Sound Income Strategies, LLC	13F	Company	— class O/S missing	2,580,372	$43,014,803	—	31 Dec 2023	13F
VAN ECK ASSOCIATES CORP	13F	Company	— class O/S missing	2,414,747	$40,254,000	—	31 Dec 2023	13F
MARSHALL WACE, LLP	13F	Company	— class O/S missing	1,813,922	$30,238,084	—	31 Dec 2023	13F
Legal & General Group Plc	13F	Company	— class O/S missing	1,170,501	$19,518,105	—	31 Dec 2023	13F
MORGAN STANLEY	13F	Company	— class O/S missing	1,023,878	$17,068,056	—	31 Dec 2023	13F
Advisors Capital Management, LLC	13F	Company	— class O/S missing	929,499	$15,495,000	—	31 Dec 2023	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	857,677	$14,297,476	—	31 Dec 2023	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	728,710	$12,147,000	—	31 Dec 2023	13F
TWO SIGMA ADVISERS, LP	13F	Company	— class O/S missing	718,600	$11,979,062	—	31 Dec 2023	13F
Melia Wealth LLC	13F	Company	— class O/S missing	655,215	$10,922,434	—	31 Dec 2023	13F
BlackRock Finance, Inc.	13F	Company	— class O/S missing	642,008	$10,702,282	—	31 Dec 2023	13F
Gilman Hill Asset Management, LLC	13F	Company	— class O/S missing	609,323	$10,157,421	—	31 Dec 2023	13F
JPMORGAN CHASE & CO	13F	Company	— class O/S missing	601,035	$10,019,253	—	31 Dec 2023	13F
LPL Financial LLC	13F	Company	— class O/S missing	581,387	$9,691,721	—	31 Dec 2023	13F
S&T BANK/PA	13F	Company	— class O/S missing	575,396	$9,592,000	—	31 Dec 2023	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	513,338	$8,557,354	—	31 Dec 2023	13F
TWO SIGMA INVESTMENTS, LP	13F	Company	— class O/S missing	395,353	$6,590,535	—	31 Dec 2023	13F
CONFLUENCE INVESTMENT MANAGEMENT LLC	13F	Company	— class O/S missing	387,424	$6,458,358	—	31 Dec 2023	13F
Muzinich & Co., Inc.	13F	Company	— class O/S missing	378,292	$6,306,128	—	31 Dec 2023	13F
Border to Coast Pensions Partnership Ltd	13F	Company	— class O/S missing	374,837	$6,249,000	—	31 Dec 2023	13F
STIFEL FINANCIAL CORP	13F	Company	— class O/S missing	373,641	$6,228,577	—	31 Dec 2023	13F
Sumitomo Mitsui Trust Group, Inc.	13F	Company	— class O/S missing	371,063	$6,185,620	—	31 Dec 2023	13F
Advisors Asset Management, Inc.	13F	Company	— class O/S missing	367,364	$6,123,958	—	31 Dec 2023	13F
MCKINLEY CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	352,453	$5,875,391	—	31 Dec 2023	13F
TECTONIC ADVISORS LLC	13F	Company	— class O/S missing	324,792	$5,414,284	—	31 Dec 2023	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	— class O/S missing	296,636	$4,944,921	—	31 Dec 2023	13F
Atria Wealth Solutions, Inc.	13F	Company	— class O/S missing	284,173	$4,737,165	—	31 Dec 2023	13F
Janney Montgomery Scott LLC	13F	Company	— class O/S missing	282,596	$4,711,000	—	31 Dec 2023	13F
CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC	13F	Company	— class O/S missing	279,103	$4,652,647	—	31 Dec 2023	13F
MILLER HOWARD INVESTMENTS INC /NY	13F	Company	— class O/S missing	270,000	$4,500,900	—	31 Dec 2023	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	— class O/S missing	262,538	$4,377,000	—	31 Dec 2023	13F
GOLDMAN SACHS GROUP INC	13F	Company	— class O/S missing	245,444	$4,091,551	—	31 Dec 2023	13F
CENTAURUS FINANCIAL, INC.	13F	Company	— class O/S missing	244,588	$4,077,000	—	31 Dec 2023	13F
D. E. Shaw & Co., Inc.	13F	Company	— class O/S missing	240,996	$4,017,403	—	31 Dec 2023	13F
CITADEL ADVISORS LLC	13F	Company	— class O/S missing	231,459	$3,858,422	—	31 Dec 2023	13F
D.A. DAVIDSON & CO.	13F	Company	— class O/S missing	221,994	$3,700,655	—	31 Dec 2023	13F
FAS Wealth Partners, Inc.	13F	Company	— class O/S missing	218,696	$3,645,661	—	31 Dec 2023	13F
PUTNAM INVESTMENTS LLC	13F	Company	— class O/S missing	215,071	$3,585,234	—	31 Dec 2023	13F
ALLIANCEBERNSTEIN L.P.	13F	Company	— class O/S missing	211,404	$3,524,105	—	31 Dec 2023	13F
AMERIPRISE FINANCIAL INC	13F	Company	— class O/S missing	197,332	$3,289,528	—	31 Dec 2023	13F
UBS Group AG	13F	Company	— class O/S missing	171,399	$2,857,221	—	31 Dec 2023	13F
Hennion & Walsh Asset Management, Inc.	13F	Company	— class O/S missing	171,119	$2,852,554	—	31 Dec 2023	13F
Baker Avenue Asset Management, LP	13F	Company	— class O/S missing	167,854	$2,798,131	—	31 Dec 2023	13F
Jump Financial, LLC	13F	Company	— class O/S missing	165,400	$2,757,218	—	31 Dec 2023	13F
Left Brain Wealth Management, LLC	13F	Company	— class O/S missing	164,821	$2,747,566	—	31 Dec 2023	13F
Schonfeld Strategic Advisors LLC	13F	Company	— class O/S missing	149,800	$2,497,166	—	31 Dec 2023	13F
OSAIC HOLDINGS, INC.	13F	Company	— class O/S missing	149,027	$2,484,326	—	31 Dec 2023	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	148,458	$2,474,803	—	31 Dec 2023	13F
BLAIR WILLIAM & CO/IL	13F	Company	— class O/S missing	140,379	$2,340,118	—	31 Dec 2023	13F
FJ Capital Management LLC	13F	Company	— class O/S missing	140,352	$2,339,668	—	31 Dec 2023	13F

Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q1 2024

As of 31 Mar 2024, Hercules Capital, Inc. - COM (HTGC) was held by 290 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 33,501,990 shares. The largest 10 holders included Sound Income Strategies, LLC, VAN ECK ASSOCIATES CORP, MARSHALL WACE, LLP, Legal & General Group Plc, MORGAN STANLEY, Hudson Bay Capital Management LP, Advisors Capital Management, LLC, LPL Financial LLC, TWO SIGMA ADVISERS, LP, and RAYMOND JAMES & ASSOCIATES. This page lists 291 institutional shareholders reporting positions in this security for the Q1 2024 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q1 2024 vs Q4 2023 Across Filers

Q4 2023 holders

286

Q1 2024 holders

290

Holder diff

Investor	Q4 2023 Shares	Q1 2024 Shares	Share Diff	Share Chg %	Q4 2023 Value $	Q1 2024 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.