What does CUSIP 427096508 represent in this 13F holders report?

CUSIP 427096508 is the security identifier for HTGC - Hercules Capital, Inc. - COM used to aggregate holder disclosures.

How many institutions held HTGC - Hercules Capital, Inc. - COM in Q4 2023?

286 institutional investors reported HTGC - Hercules Capital, Inc. - COM for Q4 2023. Use the holders table for investor-level position and value details.

Hercules Capital, Inc. - COM (HTGC)

CUSIP: 427096508

Q4 2023 13F Holders as of 31 Dec 2023

Type / Class: Equity / COM
Total 13F shares: 31,896,758
Share change: +1,911,447
Total reported value: $531,760,402
Put/Call ratio: 33%
Price per share: $16.67
Number of holders: 286
Value change: +$32,024,673
Number of buys: 147
Number of sells: 88

Quarterly Holders Quick Answers

What is CUSIP 427096508?
CUSIP 427096508 identifies HTGC - Hercules Capital, Inc. - COM in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2024
Previous quarter: Q3 2023

Recent filing periods for CUSIP 427096508:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Sound Income Strategies, LLC	13F	Company	— class O/S missing	2,521,109	$41,396,616	—	30 Sep 2023	13F
VAN ECK ASSOCIATES CORP	13F	Company	— class O/S missing	2,033,429	$33,389,000	—	30 Sep 2023	13F
MARSHALL WACE, LLP	13F	Company	— class O/S missing	1,215,820	$19,963,764	—	30 Sep 2023	13F
MORGAN STANLEY	13F	Company	— class O/S missing	1,085,698	$17,827,171	—	30 Sep 2023	13F
Legal & General Group Plc	13F	Company	— class O/S missing	1,032,341	$16,956,201	—	30 Sep 2023	13F
Advisors Capital Management, LLC	13F	Company	— class O/S missing	1,006,309	$16,524,000	—	30 Sep 2023	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	890,165	$14,616,508	—	30 Sep 2023	13F
TWO SIGMA ADVISERS, LP	13F	Company	— class O/S missing	751,500	$12,339,630	—	30 Sep 2023	13F
BlackRock Finance, Inc.	13F	Company	— class O/S missing	638,504	$10,484,244	—	30 Sep 2023	13F
Gilman Hill Asset Management, LLC	13F	Company	— class O/S missing	626,378	$10,285,133	—	30 Sep 2023	13F
S&T BANK/PA	13F	Company	— class O/S missing	604,192	$9,921,000	—	30 Sep 2023	13F
JPMORGAN CHASE & CO	13F	Company	— class O/S missing	590,027	$9,688,243	—	30 Sep 2023	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	536,626	$8,811,397	—	30 Sep 2023	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	531,099	$8,721,000	—	30 Sep 2023	13F
LPL Financial LLC	13F	Company	— class O/S missing	527,090	$8,654,820	—	30 Sep 2023	13F
TWO SIGMA INVESTMENTS, LP	13F	Company	— class O/S missing	494,191	$8,114,616	—	30 Sep 2023	13F
Advisors Asset Management, Inc.	13F	Company	— class O/S missing	420,971	$6,912,344	—	30 Sep 2023	13F
MILLER HOWARD INVESTMENTS INC /NY	13F	Company	— class O/S missing	400,000	$6,568,000	—	30 Sep 2023	13F
CONFLUENCE INVESTMENT MANAGEMENT LLC	13F	Company	— class O/S missing	387,190	$6,357,660	—	30 Sep 2023	13F
STIFEL FINANCIAL CORP	13F	Company	— class O/S missing	382,728	$6,284,405	—	30 Sep 2023	13F
Border to Coast Pensions Partnership Ltd	13F	Company	— class O/S missing	374,837	$6,204,000	—	30 Sep 2023	13F
Muzinich & Co., Inc.	13F	Company	— class O/S missing	371,378	$6,098,027	—	30 Sep 2023	13F
Sumitomo Mitsui Trust Group, Inc.	13F	Company	— class O/S missing	358,841	$5,892,169	—	30 Sep 2023	13F
MCKINLEY CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	348,992	$5,730,448	—	30 Sep 2023	13F
CENTAURUS FINANCIAL, INC.	13F	Company	— class O/S missing	332,751	$5,464,000	—	30 Sep 2023	13F
Janney Montgomery Scott LLC	13F	Company	— class O/S missing	310,579	$5,100,000	—	30 Sep 2023	13F
TECTONIC ADVISORS LLC	13F	Company	— class O/S missing	297,984	$4,892,906	—	30 Sep 2023	13F
Atria Wealth Solutions, Inc.	13F	Company	— class O/S missing	297,629	$4,887,071	—	30 Sep 2023	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	— class O/S missing	291,269	$4,782,637	—	30 Sep 2023	13F
CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC	13F	Company	— class O/S missing	278,925	$4,579,949	—	30 Sep 2023	13F
UBS Group AG	13F	Company	— class O/S missing	276,873	$4,546,255	—	30 Sep 2023	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	— class O/S missing	261,260	$4,290,000	—	30 Sep 2023	13F
FAS Wealth Partners, Inc.	13F	Company	— class O/S missing	222,146	$3,647,645	—	30 Sep 2023	13F
ALLIANCEBERNSTEIN L.P.	13F	Company	— class O/S missing	211,404	$3,471,254	—	30 Sep 2023	13F
AMERIPRISE FINANCIAL INC	13F	Company	— class O/S missing	208,664	$3,424,386	—	30 Sep 2023	13F
D.A. DAVIDSON & CO.	13F	Company	— class O/S missing	203,521	$3,341,828	—	30 Sep 2023	13F
Left Brain Wealth Management, LLC	13F	Company	— class O/S missing	173,801	$2,853,812	—	30 Sep 2023	13F
PUTNAM INVESTMENTS LLC	13F	Company	— class O/S missing	171,028	$2,808,280	—	30 Sep 2023	13F
Sigma Planning Corp	13F	Company	— class O/S missing	168,813	$2,771,915	—	30 Sep 2023	13F
ELEVATION POINT WEALTH PARTNERS, LLC	13F	Company	— class O/S missing	160,943	$2,642,686	—	30 Sep 2023	13F
Baker Avenue Asset Management, LP	13F	Company	— class O/S missing	155,686	$2,556,364	—	30 Sep 2023	13F
D. E. Shaw & Co., Inc.	13F	Company	— class O/S missing	145,108	$2,382,673	—	30 Sep 2023	13F
Golden Green, Inc.	13F	Company	— class O/S missing	138,408	$2,272,659	—	30 Sep 2023	13F
Rockefeller Capital Management L.P.	13F	Company	— class O/S missing	137,759	$2,262,006	—	30 Sep 2023	13F
BLAIR WILLIAM & CO/IL	13F	Company	— class O/S missing	137,379	$2,255,763	—	30 Sep 2023	13F
CANADA LIFE ASSURANCE Co	13F	Company	— class O/S missing	135,028	$2,217,000	—	30 Sep 2023	13F
NORTHERN TRUST CORP	13F	Company	— class O/S missing	131,933	$2,166,340	—	30 Sep 2023	13F
Hennion & Walsh Asset Management, Inc.	13F	Company	— class O/S missing	130,000	$2,134,600	—	30 Sep 2023	13F
OSAIC HOLDINGS, INC.	13F	Company	— class O/S missing	127,269	$2,089,776	—	30 Sep 2023	13F
Graypoint LLC	13F	Company	— class O/S missing	126,107	$2,070,677	—	30 Sep 2023	13F

Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q4 2023

As of 31 Dec 2023, Hercules Capital, Inc. - COM (HTGC) was held by 286 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 31,896,758 shares. The largest 10 holders included Sound Income Strategies, LLC, VAN ECK ASSOCIATES CORP, MARSHALL WACE, LLP, Legal & General Group Plc, MORGAN STANLEY, Advisors Capital Management, LLC, RAYMOND JAMES & ASSOCIATES, ROYAL BANK OF CANADA, TWO SIGMA ADVISERS, LP, and Melia Wealth LLC. This page lists 287 institutional shareholders reporting positions in this security for the Q4 2023 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2023 vs Q3 2023 Across Filers

Q3 2023 holders

263

Q4 2023 holders

286

Holder diff

Investor	Q3 2023 Shares	Q4 2023 Shares	Share Diff	Share Chg %	Q3 2023 Value $	Q4 2023 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.