What does CUSIP 427096508 represent in this 13F holders report?

CUSIP 427096508 is the security identifier for HTGC - Hercules Capital, Inc. - COM used to aggregate holder disclosures.

How many institutions held HTGC - Hercules Capital, Inc. - COM in Q3 2023?

263 institutional investors reported HTGC - Hercules Capital, Inc. - COM for Q3 2023. Use the holders table for investor-level position and value details.

Hercules Capital, Inc. - COM (HTGC)

CUSIP: 427096508

Q3 2023 13F Holders as of 30 Sep 2023

Type / Class: Equity / COM
Total 13F shares: 29,152,795
Share change: +1,043,416
Total reported value: $478,693,431
Put/Call ratio: 58%
Price per share: $16.42
Number of holders: 263
Value change: +$18,059,537
Number of buys: 125
Number of sells: 87

Quarterly Holders Quick Answers

What is CUSIP 427096508?
CUSIP 427096508 identifies HTGC - Hercules Capital, Inc. - COM in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2023
Previous quarter: Q2 2023

Recent filing periods for CUSIP 427096508:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Sound Income Strategies, LLC	13F	Company	— class O/S missing	2,479,869	$36,702,056	—	30 Jun 2023	13F
VAN ECK ASSOCIATES CORP	13F	Company	— class O/S missing	1,916,745	$28,368,000	—	30 Jun 2023	13F
MORGAN STANLEY	13F	Company	— class O/S missing	1,081,063	$15,999,733	—	30 Jun 2023	13F
Legal & General Group Plc	13F	Company	— class O/S missing	1,014,908	$15,015,563	—	30 Jun 2023	13F
Advisors Capital Management, LLC	13F	Company	— class O/S missing	983,152	$14,551,000	—	30 Jun 2023	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	893,841	$13,228,840	—	30 Jun 2023	13F
BlackRock Finance, Inc.	13F	Company	— class O/S missing	790,034	$11,692,511	—	30 Jun 2023	13F
TWO SIGMA ADVISERS, LP	13F	Company	— class O/S missing	703,100	$10,405,880	—	30 Jun 2023	13F
Gilman Hill Asset Management, LLC	13F	Company	— class O/S missing	637,690	$9,437,818	—	30 Jun 2023	13F
S&T BANK/PA	13F	Company	— class O/S missing	617,304	$9,136,000	—	30 Jun 2023	13F
JPMORGAN CHASE & CO	13F	Company	— class O/S missing	599,162	$8,867,597	—	30 Jun 2023	13F
TWO SIGMA INVESTMENTS, LP	13F	Company	— class O/S missing	580,483	$8,591,148	—	30 Jun 2023	13F
Border to Coast Pensions Partnership Ltd	13F	Company	— class O/S missing	524,837	$7,761,000	—	30 Jun 2023	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	493,210	$7,299,508	—	30 Jun 2023	13F
LPL Financial LLC	13F	Company	— class O/S missing	484,673	$7,173,167	—	30 Jun 2023	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	408,254	$6,042,000	—	30 Jun 2023	13F
Advisors Asset Management, Inc.	13F	Company	— class O/S missing	406,583	$6,017,428	—	30 Jun 2023	13F
MILLER HOWARD INVESTMENTS INC /NY	13F	Company	— class O/S missing	400,000	$5,920,000	—	30 Jun 2023	13F
STIFEL FINANCIAL CORP	13F	Company	— class O/S missing	392,579	$5,810,167	—	30 Jun 2023	13F
CONFLUENCE INVESTMENT MANAGEMENT LLC	13F	Company	— class O/S missing	387,041	$5,728,207	—	30 Jun 2023	13F
Muzinich & Co., Inc.	13F	Company	— class O/S missing	375,749	$5,561,085	—	30 Jun 2023	13F
Connor, Clark & Lunn Investment Management Ltd.	13F	Company	— class O/S missing	374,324	$5,539,995	—	30 Jun 2023	13F
Sumitomo Mitsui Trust Group, Inc.	13F	Company	— class O/S missing	364,560	$5,395,488	—	30 Jun 2023	13F
CENTAURUS FINANCIAL, INC.	13F	Company	— class O/S missing	342,862	$5,074,000	—	30 Jun 2023	13F
Janney Montgomery Scott LLC	13F	Company	— class O/S missing	317,888	$4,705,000	—	30 Jun 2023	13F
Atria Wealth Solutions, Inc.	13F	Company	— class O/S missing	305,526	$4,521,787	—	30 Jun 2023	13F
CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC	13F	Company	— class O/S missing	303,032	$4,485,000	—	30 Jun 2023	13F
TECTONIC ADVISORS LLC	13F	Company	— class O/S missing	291,728	$4,317,585	—	30 Jun 2023	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	— class O/S missing	290,719	$4,302,641	—	30 Jun 2023	13F
UBS Group AG	13F	Company	— class O/S missing	290,252	$4,295,729	—	30 Jun 2023	13F
CITADEL ADVISORS LLC	13F	Company	— class O/S missing	265,652	$3,931,650	—	30 Jun 2023	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	— class O/S missing	260,812	$3,860,000	—	30 Jun 2023	13F
FAS Wealth Partners, Inc.	13F	Company	— class O/S missing	221,224	$3,274,111	—	30 Jun 2023	13F
MCKINLEY CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	217,068	$3,212,606	—	30 Jun 2023	13F
ALLIANCEBERNSTEIN L.P.	13F	Company	— class O/S missing	214,317	$3,171,892	—	30 Jun 2023	13F
AMERIPRISE FINANCIAL INC	13F	Company	— class O/S missing	199,007	$2,945,308	—	30 Jun 2023	13F
MARSHALL WACE, LLP	13F	Company	— class O/S missing	196,144	$2,902,931	—	30 Jun 2023	13F
D.A. DAVIDSON & CO.	13F	Company	— class O/S missing	184,794	$2,734,953	—	30 Jun 2023	13F
Left Brain Wealth Management, LLC	13F	Company	— class O/S missing	173,376	$2,565,965	—	30 Jun 2023	13F
Sigma Planning Corp	13F	Company	— class O/S missing	171,604	$2,539,750	—	30 Jun 2023	13F
D. E. Shaw & Co., Inc.	13F	Company	— class O/S missing	171,557	$2,539,044	—	30 Jun 2023	13F
ELEVATION POINT WEALTH PARTNERS, LLC	13F	Company	— class O/S missing	164,206	$2,430,255	—	30 Jun 2023	13F
Baker Avenue Asset Management, LP	13F	Company	— class O/S missing	142,087	$2,102,888	—	30 Jun 2023	13F
Schonfeld Strategic Advisors LLC	13F	Company	— class O/S missing	142,000	$2,101,600	—	30 Jun 2023	13F
Rockefeller Capital Management L.P.	13F	Company	— class O/S missing	138,445	$2,048,989	—	30 Jun 2023	13F
BLAIR WILLIAM & CO/IL	13F	Company	— class O/S missing	137,379	$2,033,209	—	30 Jun 2023	13F
Jump Financial, LLC	13F	Company	— class O/S missing	137,361	$2,032,943	—	30 Jun 2023	13F
Golden Green, Inc.	13F	Company	— class O/S missing	137,220	$2,030,856	—	30 Jun 2023	13F
BALYASNY ASSET MANAGEMENT L.P.	13F	Company	— class O/S missing	133,985	$1,982,978	—	30 Jun 2023	13F
NORTHERN TRUST CORP	13F	Company	— class O/S missing	126,578	$1,873,354	—	30 Jun 2023	13F

Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q3 2023

As of 30 Sep 2023, Hercules Capital, Inc. - COM (HTGC) was held by 263 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 29,152,795 shares. The largest 10 holders included Sound Income Strategies, LLC, VAN ECK ASSOCIATES CORP, MARSHALL WACE, LLP, MORGAN STANLEY, Legal & General Group Plc, Advisors Capital Management, LLC, RAYMOND JAMES & ASSOCIATES, TWO SIGMA ADVISERS, LP, BlackRock Inc., and Gilman Hill Asset Management, LLC. This page lists 264 institutional shareholders reporting positions in this security for the Q3 2023 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2023 vs Q2 2023 Across Filers

Q2 2023 holders

246

Q3 2023 holders

263

Holder diff

Investor	Q2 2023 Shares	Q3 2023 Shares	Share Diff	Share Chg %	Q2 2023 Value $	Q3 2023 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.