Security key
427096508
- Security type / class
- Equity / COM
- Total 13F shares
- 29,152,795
- Total 13F value
- $478,693,431
- Share change
- +1,043,416
- Put/Call ratio
- 58%
- SEC-reported price per share
- $16.42
- Number of holders
- 263
- Value change
- +$18,059,537
- Number of buys
- 125
- Number of sells
- 87
Open additional details 1 more signal available
Report period
Q3 2023
Institutions
263
Top holders
10
HTGC full security history
Ownership snapshot
Full 13F holder table
Hercules Capital, Inc. SEC filings
Hercules Capital, Inc. company facts
Broader feeds
Ownership snapshot
Top reported holders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Sound Income Strategies, LLC
Disclosed value leader
Sound Income Strategies, LLC
Comparable rows
0/15
Latest evidence
30 Jun 2023
13F
Highest disclosed value: $36,702,056
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Sound Income Strategies, LLC has the largest disclosed position value at $36.7M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Sound Income Strategies, LLC's linked filing trail.
Disclosed position value
Top 5
Sound Income Strategies, LLC
$36.7M
VAN ECK ASSOCIATES CORP
$28.37M
MORGAN STANLEY
$16M
Legal & General Group Plc
$15.02M
Advisors Capital Management, LLC
$14.55M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC |
13F
Company
|
—
class O/S missing
|
$36,702,056
2,479,869 shares
|
— | 30 Jun 2023 |
| VAN ECK ASSOCIATES CORP |
13F
Company
|
—
class O/S missing
|
$28,368,000
1,916,745 shares
|
— | 30 Jun 2023 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$15,999,733
1,081,063 shares
|
— | 30 Jun 2023 |
| Legal & General Group Plc |
13F
Company
|
—
class O/S missing
|
$15,015,563
1,014,908 shares
|
— | 30 Jun 2023 |
| Advisors Capital Management, LLC |
13F
Company
|
—
class O/S missing
|
$14,551,000
983,152 shares
|
— | 30 Jun 2023 |
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
—
class O/S missing
|
$13,228,840
893,841 shares
|
— | 30 Jun 2023 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2023
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
263
Shares
29,152,795
Rows available
263
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
246
Q3 2023 holders
263
Holder diff
17
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 value | Q3 2023 value | Value change | Value Chg % |
|---|