What does CUSIP 427096508 represent in this 13F holders report?

CUSIP 427096508 is the security identifier for HTGC - Hercules Capital, Inc. - COM used to aggregate holder disclosures.

How many institutions held HTGC - Hercules Capital, Inc. - COM in Q2 2023?

246 institutional investors reported HTGC - Hercules Capital, Inc. - COM for Q2 2023. Use the holders table for investor-level position and value details.

Hercules Capital, Inc. - COM (HTGC)

CUSIP: 427096508

Q2 2023 13F Holders as of 30 Jun 2023

Type / Class: Equity / COM
Total 13F shares: 28,053,943
Share change: -3,056,264
Total reported value: $415,278,129
Put/Call ratio: 80%
Price per share: $14.80
Number of holders: 246
Value change: -$39,872,380
Number of buys: 113
Number of sells: 100

Quarterly Holders Quick Answers

What is CUSIP 427096508?
CUSIP 427096508 identifies HTGC - Hercules Capital, Inc. - COM in SEC institutional holdings data.

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Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q3 2023
Previous quarter: Q1 2023

Recent filing periods for CUSIP 427096508:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Sound Income Strategies, LLC	13F	Company	— class O/S missing	2,380,281	$30,681,825	—	31 Mar 2023	13F
VAN ECK ASSOCIATES CORP	13F	Company	— class O/S missing	1,787,434	$23,040,000	—	31 Mar 2023	13F
T. Rowe Price Investment Management, Inc.	13F	Company	— class O/S missing	1,404,876	$18,109,000	—	31 Mar 2023	13F
CITADEL ADVISORS LLC	13F	Company	— class O/S missing	1,253,891	$16,162,655	—	31 Mar 2023	13F
MORGAN STANLEY	13F	Company	— class O/S missing	1,233,873	$15,904,622	—	31 Mar 2023	13F
Advisors Capital Management, LLC	13F	Company	— class O/S missing	1,039,241	$13,396,000	—	31 Mar 2023	13F
Legal & General Group Plc	13F	Company	— class O/S missing	892,265	$11,492,373	—	31 Mar 2023	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	868,224	$11,191,401	—	31 Mar 2023	13F
BlackRock Finance, Inc.	13F	Company	— class O/S missing	828,201	$10,675,512	—	31 Mar 2023	13F
TWO SIGMA ADVISERS, LP	13F	Company	— class O/S missing	794,600	$10,242,394	—	31 Mar 2023	13F
Gilman Hill Asset Management, LLC	13F	Company	— class O/S missing	637,111	$8,212,366	—	31 Mar 2023	13F
S&T BANK/PA	13F	Company	— class O/S missing	628,258	$8,098,000	—	31 Mar 2023	13F
JPMORGAN CHASE & CO	13F	Company	— class O/S missing	607,938	$7,836,000	—	31 Mar 2023	13F
COOPER CREEK PARTNERS MANAGEMENT LLC	13F	Company	— class O/S missing	543,900	$7,011,000	—	31 Mar 2023	13F
Border to Coast Pensions Partnership Ltd	13F	Company	— class O/S missing	524,837	$6,765,000	—	31 Mar 2023	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	502,872	$6,482,021	—	31 Mar 2023	13F
Advisors Asset Management, Inc.	13F	Company	— class O/S missing	454,588	$5,859,639	—	31 Mar 2023	13F
LPL Financial LLC	13F	Company	— class O/S missing	451,201	$5,815,984	—	31 Mar 2023	13F
Connor, Clark & Lunn Investment Management Ltd.	13F	Company	— class O/S missing	401,704	$5,177,965	—	31 Mar 2023	13F
Muzinich & Co., Inc.	13F	Company	— class O/S missing	391,528	$5,046,796	—	31 Mar 2023	13F
STIFEL FINANCIAL CORP	13F	Company	— class O/S missing	389,990	$5,026,951	—	31 Mar 2023	13F
CONFLUENCE INVESTMENT MANAGEMENT LLC	13F	Company	— class O/S missing	383,272	$4,940,376	—	31 Mar 2023	13F
Sumitomo Mitsui Trust Group, Inc.	13F	Company	— class O/S missing	380,339	$4,902,570	—	31 Mar 2023	13F
CENTAURUS FINANCIAL, INC.	13F	Company	— class O/S missing	376,484	$4,853,000	—	31 Mar 2023	13F
MARSHALL WACE, LLP	13F	Company	— class O/S missing	368,676	$4,752,234	—	31 Mar 2023	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	366,127	$4,720,000	—	31 Mar 2023	13F
Cubist Systematic Strategies, LLC	13F	Company	— class O/S missing	332,524	$4,286,234	—	31 Mar 2023	13F
Janney Montgomery Scott LLC	13F	Company	— class O/S missing	316,629	$4,081,000	—	31 Mar 2023	13F
Atria Wealth Solutions, Inc.	13F	Company	— class O/S missing	308,308	$3,974,086	—	31 Mar 2023	13F
MILLER HOWARD INVESTMENTS INC /NY	13F	Company	— class O/S missing	300,000	$3,867,000	—	31 Mar 2023	13F
CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC	13F	Company	— class O/S missing	291,175	$3,753,246	—	31 Mar 2023	13F
UBS Group AG	13F	Company	— class O/S missing	287,903	$3,711,069	—	31 Mar 2023	13F
ALLIANCEBERNSTEIN L.P.	13F	Company	— class O/S missing	279,404	$3,601,518	—	31 Mar 2023	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	— class O/S missing	274,119	$3,533,393	—	31 Mar 2023	13F
TECTONIC ADVISORS LLC	13F	Company	— class O/S missing	258,027	$3,325,971	—	31 Mar 2023	13F
Security National Bank	13F	Company	— class O/S missing	237,262	$3,058,307	—	31 Mar 2023	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	— class O/S missing	228,882	$2,950,000	—	31 Mar 2023	13F
TWO SIGMA INVESTMENTS, LP	13F	Company	— class O/S missing	223,971	$2,886,986	—	31 Mar 2023	13F
MCKINLEY CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	219,253	$2,826,171	—	31 Mar 2023	13F
FAS Wealth Partners, Inc.	13F	Company	— class O/S missing	216,023	$2,784,539	—	31 Mar 2023	13F
Sigma Planning Corp	13F	Company	— class O/S missing	182,042	$2,346,522	—	31 Mar 2023	13F
D.A. DAVIDSON & CO.	13F	Company	— class O/S missing	177,286	$2,285,220	—	31 Mar 2023	13F
ELEVATION POINT WEALTH PARTNERS, LLC	13F	Company	— class O/S missing	176,211	$2,271,363	—	31 Mar 2023	13F
Left Brain Wealth Management, LLC	13F	Company	— class O/S missing	165,081	$2,185,672	—	31 Mar 2023	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	146,079	$1,882,958	—	31 Mar 2023	13F
Hennion & Walsh Asset Management, Inc.	13F	Company	— class O/S missing	142,814	$1,841,000	—	31 Mar 2023	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	— class O/S missing	142,337	$1,835,000	—	31 Mar 2023	13F
Golden Green, Inc.	13F	Company	— class O/S missing	139,680	$1,800,475	—	31 Mar 2023	13F
BLAIR WILLIAM & CO/IL	13F	Company	— class O/S missing	137,379	$1,770,815	—	31 Mar 2023	13F
Rockefeller Capital Management L.P.	13F	Company	— class O/S missing	134,921	$1,739,000	—	31 Mar 2023	13F

Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q2 2023

As of 30 Jun 2023, Hercules Capital, Inc. - COM (HTGC) was held by 246 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 28,053,943 shares. The largest 10 holders included Sound Income Strategies, LLC, VAN ECK ASSOCIATES CORP, MORGAN STANLEY, Legal & General Group Plc, Advisors Capital Management, LLC, RAYMOND JAMES & ASSOCIATES, BlackRock Inc., TWO SIGMA ADVISERS, LP, Gilman Hill Asset Management, LLC, and S&T Bank/PA. This page lists 247 institutional shareholders reporting positions in this security for the Q2 2023 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q2 2023 vs Q1 2023 Across Filers

Q1 2023 holders

253

Q2 2023 holders

246

Holder diff

-7

Investor	Q1 2023 Shares	Q2 2023 Shares	Share Diff	Share Chg %	Q1 2023 Value $	Q2 2023 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.