What does CUSIP 427096508 represent in this 13F holders report?

CUSIP 427096508 is the security identifier for HTGC - Hercules Capital, Inc. - COM used to aggregate holder disclosures.

How many institutions held HTGC - Hercules Capital, Inc. - COM in Q1 2023?

253 institutional investors reported HTGC - Hercules Capital, Inc. - COM for Q1 2023. Use the holders table for investor-level position and value details.

Hercules Capital, Inc. - COM (HTGC)

CUSIP: 427096508

Q1 2023 13F Holders as of 31 Mar 2023

Type / Class: Equity / COM
Total 13F shares: 31,117,246
Share change: -1,797,093
Total reported value: $401,122,627
Put/Call ratio: 226%
Price per share: $12.89
Number of holders: 253
Value change: -$24,005,696
Number of buys: 135
Number of sells: 102

Security key

427096508

Report period

Q1 2023

Institutions

253

Top holders

HTGC full security history Ownership snapshot Full 13F holder table Newer quarter: Q2 2023 Previous quarter: Q4 2022 Hercules Capital, Inc. SEC filings Hercules Capital, Inc. company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 427096508

Newer quarter: Q2 2023 Previous quarter: Q4 2022

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Ownership snapshot

Top shareholders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder

Sound Income Strategies, LLC

13D/G signal

—

Evidence rows

Latest as of

31 Dec 2022

13F Highest disclosed value: $32,279,984 Showing first 8 of 50 holder rows. Open remaining rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Sound Income Strategies, LLC	13F Company 13F	— class O/S missing	$32,279,984 2,441,754 shares	—	31 Dec 2022
VAN ECK ASSOCIATES CORP	13F Company 13F	— class O/S missing	$23,390,000 1,769,236 shares	—	31 Dec 2022
T. Rowe Price Investment Management, Inc.	13F Company 13F	— class O/S missing	$18,267,000 1,381,750 shares	—	31 Dec 2022
MORGAN STANLEY	13F Company 13F	— class O/S missing	$15,030,003 1,136,914 shares	—	31 Dec 2022
MILLENNIUM MANAGEMENT LLC	13F Company 13F	— class O/S missing	$14,911,000 1,127,897 shares	—	31 Dec 2022
Border to Coast Pensions Partnership Ltd	13F Company 13F	— class O/S missing	$14,870,000 1,124,837 shares	—	31 Dec 2022
BlackRock Finance, Inc.	13F Company 13F	— class O/S missing	$13,878,373 1,049,801 shares	—	31 Dec 2022
Advisors Capital Management, LLC	13F Company 13F	— class O/S missing	$12,864,000 973,086 shares	—	31 Dec 2022

Show 42 additional holder rows in the full holder list

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Legal & General Group Plc	13F Company 13F	— class O/S missing	$11,338,943 857,387 shares	—	31 Dec 2022
JPMORGAN CHASE & CO	13F Company 13F	— class O/S missing	$11,155,000 843,835 shares	—	31 Dec 2022
Granite Investment Partners, LLC	13F Company 13F	— class O/S missing	$10,722,266 811,064 shares	—	31 Dec 2022
TWO SIGMA ADVISERS, LP	13F Company 13F	— class O/S missing	$10,498,002 794,100 shares	—	31 Dec 2022
CITADEL ADVISORS LLC	13F Company 13F	— class O/S missing	$10,141,564 767,138 shares	—	31 Dec 2022
S&T BANK/PA	13F Company 13F	— class O/S missing	$8,372,000 633,346 shares	—	31 Dec 2022
Gilman Hill Asset Management, LLC	13F Company 13F	— class O/S missing	$8,345,302 631,263 shares	—	31 Dec 2022
WELLS FARGO & COMPANY/MN	13F Company 13F	— class O/S missing	$7,453,185 563,781 shares	—	31 Dec 2022
LPL Financial LLC	13F Company 13F	— class O/S missing	$6,499,635 491,652 shares	—	31 Dec 2022
Advisors Asset Management, Inc.	13F Company 13F	— class O/S missing	$5,754,415 435,281 shares	—	31 Dec 2022
McGowan Group Asset Management, Inc.	13F Company 13F	— class O/S missing	$5,697,907 431,007 shares	—	31 Dec 2022
STIFEL FINANCIAL CORP	13F Company 13F	— class O/S missing	$5,617,818 424,949 shares	—	31 Dec 2022
NORTHERN TRUST CORP	13F Company 13F	— class O/S missing	$5,608,149 424,217 shares	—	31 Dec 2022
CONFLUENCE INVESTMENT MANAGEMENT LLC	13F Company 13F	— class O/S missing	$5,317,000 402,192 shares	—	31 Dec 2022
MCKINLEY CAPITAL MANAGEMENT LLC	13F Company 13F	— class O/S missing	$5,286,255 399,868 shares	—	31 Dec 2022
Muzinich & Co., Inc.	13F Company 13F	— class O/S missing	$5,176,000 391,528 shares	—	31 Dec 2022
CENTAURUS FINANCIAL, INC.	13F Company 13F	— class O/S missing	$5,063,000 383,013 shares	—	31 Dec 2022
Sumitomo Mitsui Trust Group, Inc.	13F Company 13F	— class O/S missing	$5,028,082 380,339 shares	—	31 Dec 2022
ROYAL BANK OF CANADA	13F Company 13F	— class O/S missing	$4,846,000 366,490 shares	—	31 Dec 2022
Security National Bank	13F Company 13F	— class O/S missing	$4,409,518 333,549 shares	—	31 Dec 2022
Conversant Capital LLC	13F Company 13F	— class O/S missing	$4,296,500 325,000 shares	—	31 Dec 2022
UBS Group AG	13F Company 13F	— class O/S missing	$3,996,076 302,275 shares	—	31 Dec 2022
Atria Wealth Solutions, Inc.	13F Company 13F	— class O/S missing	$3,816,637 288,702 shares	—	31 Dec 2022
Cubist Systematic Strategies, LLC	13F Company 13F	— class O/S missing	$3,794,999 287,065 shares	—	31 Dec 2022
CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC	13F Company 13F	— class O/S missing	$3,725,251 281,789 shares	—	31 Dec 2022
Janney Montgomery Scott LLC	13F Company 13F	— class O/S missing	$3,720,000 281,396 shares	—	31 Dec 2022
PNC FINANCIAL SERVICES GROUP, INC.	13F Company 13F	— class O/S missing	$3,623,853 274,119 shares	—	31 Dec 2022
ALLIANCEBERNSTEIN L.P.	13F Company 13F	— class O/S missing	$3,614,401 273,404 shares	—	31 Dec 2022
RAYMOND JAMES & ASSOCIATES	13F Company 13F	— class O/S missing	$3,147,736 238,104 shares	—	31 Dec 2022
Connor, Clark & Lunn Investment Management Ltd.	13F Company 13F	— class O/S missing	$2,930,596 221,679 shares	—	31 Dec 2022
COMMONWEALTH EQUITY SERVICES, LLC	13F Company 13F	— class O/S missing	$2,904,000 219,689 shares	—	31 Dec 2022
TECTONIC ADVISORS LLC	13F Company 13F	— class O/S missing	$2,643,928 199,995 shares	—	31 Dec 2022
Schonfeld Strategic Advisors LLC	13F Company 13F	— class O/S missing	$2,499,902 189,100 shares	—	31 Dec 2022
FAS Wealth Partners, Inc.	13F Company 13F	— class O/S missing	$2,418,213 182,921 shares	—	31 Dec 2022
Sigma Planning Corp	13F Company 13F	— class O/S missing	$2,303,886 174,272 shares	—	31 Dec 2022
ELEVATION POINT WEALTH PARTNERS, LLC	13F Company 13F	— class O/S missing	$2,283,291 172,715 shares	—	31 Dec 2022
Left Brain Wealth Management, LLC	13F Company 13F	— class O/S missing	$2,273,034 171,939 shares	—	31 Dec 2022
BANK OF AMERICA CORP /DE/	13F Company 13F	— class O/S missing	$2,253,661 170,474 shares	—	31 Dec 2022
D.A. DAVIDSON & CO.	13F Company 13F	— class O/S missing	$2,207,265 166,964 shares	—	31 Dec 2022
Hennion & Walsh Asset Management, Inc.	13F Company 13F	— class O/S missing	$2,103,000 159,074 shares	—	31 Dec 2022
D. E. Shaw & Co., Inc.	13F Company 13F	— class O/S missing	$2,058,314 155,697 shares	—	31 Dec 2022
CANADA LIFE ASSURANCE Co	13F Company 13F	— class O/S missing	$2,020,000 151,828 shares	—	31 Dec 2022

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2023

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

253

31,117,246

Rows loaded

254

Investor	Option	Weight %	Change %	Reported value	* Price	Shares	Share Change	Activity	Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q1 2023 vs Q4 2022 Across Filers

Q4 2022 holders

257

Q1 2023 holders

253

Holder diff

-4

Investor	Q4 2022 Shares	Q1 2023 Shares	Share Diff	Share Chg %	Q4 2022 value	Q1 2023 value	Value change	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend