- Type / Class
- Equity / COM
- Total 13F shares
- 30,191,349
- Share change
- -325,084
- Total reported value
- $349,712,356
- Put/Call ratio
- 196%
- Price per share
- $11.58
- Number of holders
- 228
- Value change
- -$9,740,934
- Number of buys
- 114
- Number of sells
- 99
Quarterly Holders Quick Answers
What is CUSIP 427096508?
CUSIP 427096508 identifies HTGC - Hercules Capital, Inc. - COM in SEC institutional holdings data.
Need full ownership history?
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Recent filing periods for CUSIP 427096508:
Top shareholders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Sound Income Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
2,117,766
|
$28,569,000 | — | 30 Jun 2022 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
—
class O/S missing
|
1,780,910
|
$24,024,000 | — | 30 Jun 2022 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
—
class O/S missing
|
1,637,228
|
$22,086,000 | — | 30 Jun 2022 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,338,984
|
$18,063,000 | — | 30 Jun 2022 | |
| Border to Coast Pensions Partnership Ltd |
13F
|
Company |
—
class O/S missing
|
1,234,173
|
$16,695,000 | — | 30 Jun 2022 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
1,237,500
|
$16,694,000 | — | 30 Jun 2022 | |
| Advisors Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
917,401
|
$12,376,000 | — | 30 Jun 2022 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
856,108
|
$11,549,000 | — | 30 Jun 2022 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
755,999
|
$10,198,000 | — | 30 Jun 2022 | |
| Legal & General Group Plc |
13F
|
Company |
—
class O/S missing
|
717,843
|
$9,680,000 | — | 30 Jun 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
683,346
|
$9,218,000 | — | 30 Jun 2022 | |
| S&T BANK/PA |
13F
|
Company |
—
class O/S missing
|
650,643
|
$8,777,000 | — | 30 Jun 2022 | |
| Leeward Investments, LLC - MA |
13F
|
Company |
—
class O/S missing
|
649,100
|
$8,756,000 | — | 30 Jun 2022 | |
| Gilman Hill Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
641,091
|
$8,648,000 | — | 30 Jun 2022 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
572,429
|
$7,722,000 | — | 30 Jun 2022 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
522,569
|
$7,049,000 | — | 30 Jun 2022 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
475,496
|
$6,414,000 | — | 30 Jun 2022 | |
| Muzinich & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
452,554
|
$6,105,000 | — | 30 Jun 2022 | |
| Sumitomo Mitsui Trust Group, Inc. |
13F
|
Company |
—
class O/S missing
|
439,315
|
$5,926,000 | — | 30 Jun 2022 | |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
425,992
|
$5,747,000 | — | 30 Jun 2022 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
422,927
|
$5,705,000 | — | 30 Jun 2022 | |
| McGowan Group Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
421,196
|
$5,682,000 | — | 30 Jun 2022 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
418,305
|
$5,643,000 | — | 30 Jun 2022 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
404,170
|
$5,453,000 | — | 30 Jun 2022 | |
| Steven Patrick Farmer |
13F
|
Individual |
—
class O/S missing
|
404,170
|
$5,453,000 | — | 30 Jun 2022 | |
| CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
292,705
|
$4,713,000 | — | 30 Jun 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
348,688
|
$4,704,000 | — | 30 Jun 2022 | |
| Uniplan Investment Counsel, Inc. |
13F
|
Company |
—
class O/S missing
|
301,680
|
$4,069,000 | — | 30 Jun 2022 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
—
class O/S missing
|
294,915
|
$3,978,000 | — | 30 Jun 2022 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
288,717
|
$3,896,000 | — | 30 Jun 2022 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
283,683
|
$3,827,000 | — | 30 Jun 2022 | |
| Schonfeld Strategic Advisors LLC |
13F
|
Company |
—
class O/S missing
|
265,100
|
$3,576,000 | — | 30 Jun 2022 | |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
229,953
|
$3,102,000 | — | 30 Jun 2022 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
211,486
|
$2,852,000 | — | 30 Jun 2022 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
—
class O/S missing
|
207,167
|
$2,795,000 | — | 30 Jun 2022 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
204,205
|
$2,754,000 | — | 30 Jun 2022 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
180,616
|
$2,437,000 | — | 30 Jun 2022 | |
| Hennion & Walsh Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
171,120
|
$2,308,000 | — | 30 Jun 2022 | |
| ELEVATION POINT WEALTH PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
163,042
|
$2,199,000 | — | 30 Jun 2022 | |
| Security National Bank |
13F
|
Company |
—
class O/S missing
|
162,547
|
$2,193,000 | — | 30 Jun 2022 | |
| OCCUDO QUANTITATIVE STRATEGIES LP |
13F
|
Company |
—
class O/S missing
|
157,399
|
$2,123,000 | — | 30 Jun 2022 | |
| FAS Wealth Partners, Inc. |
13F
|
Company |
—
class O/S missing
|
156,399
|
$2,110,000 | — | 30 Jun 2022 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
150,981
|
$2,037,000 | — | 30 Jun 2022 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
144,322
|
$1,947,000 | — | 30 Jun 2022 | |
| BLAIR WILLIAM & CO/IL |
13F
|
Company |
—
class O/S missing
|
139,342
|
$1,880,000 | — | 30 Jun 2022 | |
| CANADA LIFE ASSURANCE Co |
13F
|
Company |
—
class O/S missing
|
130,281
|
$1,757,000 | — | 30 Jun 2022 | |
| BANQUE PICTET & CIE SA |
13F
|
Company |
—
class O/S missing
|
130,016
|
$1,754,000 | — | 30 Jun 2022 | |
| Pictet North America Advisors SA |
13F
|
Company |
—
class O/S missing
|
130,016
|
$1,754,000 | — | 30 Jun 2022 | |
| LSV ASSET MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
124,895
|
$1,685,000 | — | 30 Jun 2022 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
122,180
|
$1,648,000 | — | 30 Jun 2022 |
Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q3 2022
As of 30 Sep 2022,
Hercules Capital, Inc. - COM (HTGC) was held by
228 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
30,191,349 shares.
The largest 10 holders included
Sound Income Strategies, LLC, VAN ECK ASSOCIATES CORP, T. Rowe Price Investment Management, Inc., MILLENNIUM MANAGEMENT LLC, Border to Coast Pensions Partnership Ltd, MORGAN STANLEY, BlackRock Inc., TWO SIGMA ADVISERS, LP, Granite Investment Partners, LLC, and Legal & General Group Plc.
This page lists
228
institutional shareholders reporting positions in this security
for the Q3 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2022 vs Q2 2022 Across Filers
Q2 2022 holders
243
Q3 2022 holders
228
Holder diff
-15
| Investor | Q2 2022 Shares | Q3 2022 Shares | Share Diff | Share Chg % | Q2 2022 Value $ | Q3 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.