What does CUSIP 427096508 represent in this 13F holders report?

CUSIP 427096508 is the security identifier for HTGC - Hercules Capital, Inc. - COM used to aggregate holder disclosures.

How many institutions held HTGC - Hercules Capital, Inc. - COM in Q4 2022?

257 institutional investors reported HTGC - Hercules Capital, Inc. - COM for Q4 2022. Use the holders table for investor-level position and value details.

Hercules Capital, Inc. - COM (HTGC)

CUSIP: 427096508

Q4 2022 13F Holders as of 31 Dec 2022

Type / Class: Equity / COM
Total 13F shares: 32,795,960
Share change: +1,352,173
Total reported value: $433,578,808
Put/Call ratio: 254%
Price per share: $13.22
Number of holders: 257
Value change: +$18,568,961
Number of buys: 127
Number of sells: 78

Quarterly Holders Quick Answers

What is CUSIP 427096508?
CUSIP 427096508 identifies HTGC - Hercules Capital, Inc. - COM in SEC institutional holdings data.

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Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2023
Previous quarter: Q3 2022

Recent filing periods for CUSIP 427096508:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Sound Income Strategies, LLC	13F	Company	— class O/S missing	2,206,047	$25,546,000	—	30 Sep 2022	13F
VAN ECK ASSOCIATES CORP	13F	Company	— class O/S missing	1,681,943	$19,477,000	—	30 Sep 2022	13F
T. Rowe Price Investment Management, Inc.	13F	Company	— class O/S missing	1,592,458	$18,441,000	—	30 Sep 2022	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	— class O/S missing	1,494,565	$17,307,000	—	30 Sep 2022	13F
Advisors Capital Management, LLC	13F	Company	— class O/S missing	965,786	$13,560,000	—	30 Sep 2022	13F
Border to Coast Pensions Partnership Ltd	13F	Company	— class O/S missing	1,124,837	$13,026,000	—	30 Sep 2022	13F
MORGAN STANLEY	13F	Company	— class O/S missing	1,104,056	$12,785,000	—	30 Sep 2022	13F
BlackRock Finance, Inc.	13F	Company	— class O/S missing	1,014,724	$11,750,000	—	30 Sep 2022	13F
TWO SIGMA ADVISERS, LP	13F	Company	— class O/S missing	948,200	$10,980,000	—	30 Sep 2022	13F
Granite Investment Partners, LLC	13F	Company	— class O/S missing	828,786	$9,597,000	—	30 Sep 2022	13F
Legal & General Group Plc	13F	Company	— class O/S missing	781,820	$9,046,000	—	30 Sep 2022	13F
JPMORGAN CHASE & CO	13F	Company	— class O/S missing	737,559	$8,541,000	—	30 Sep 2022	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	654,856	$7,584,000	—	30 Sep 2022	13F
S&T BANK/PA	13F	Company	— class O/S missing	641,010	$7,423,000	—	30 Sep 2022	13F
Gilman Hill Asset Management, LLC	13F	Company	— class O/S missing	633,596	$7,337,000	—	30 Sep 2022	13F
UBS Group AG	13F	Company	— class O/S missing	543,827	$6,298,000	—	30 Sep 2022	13F
LPL Financial LLC	13F	Company	— class O/S missing	542,709	$6,285,000	—	30 Sep 2022	13F
Advisors Asset Management, Inc.	13F	Company	— class O/S missing	449,088	$5,200,000	—	30 Sep 2022	13F
NORTHERN TRUST CORP	13F	Company	— class O/S missing	440,877	$5,105,000	—	30 Sep 2022	13F
STIFEL FINANCIAL CORP	13F	Company	— class O/S missing	432,790	$5,011,000	—	30 Sep 2022	13F
McGowan Group Asset Management, Inc.	13F	Company	— class O/S missing	423,951	$4,909,000	—	30 Sep 2022	13F
MCKINLEY CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	415,954	$4,817,000	—	30 Sep 2022	13F
CONFLUENCE INVESTMENT MANAGEMENT LLC	13F	Company	— class O/S missing	401,900	$4,654,000	—	30 Sep 2022	13F
Muzinich & Co., Inc.	13F	Company	— class O/S missing	397,072	$4,598,000	—	30 Sep 2022	13F
Sumitomo Mitsui Trust Group, Inc.	13F	Company	— class O/S missing	383,833	$4,445,000	—	30 Sep 2022	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	372,657	$4,315,000	—	30 Sep 2022	13F
CENTAURUS FINANCIAL, INC.	13F	Company	— class O/S missing	366,148	$4,240,000	—	30 Sep 2022	13F
Cubist Systematic Strategies, LLC	13F	Company	— class O/S missing	329,366	$3,814,000	—	30 Sep 2022	13F
CITADEL ADVISORS LLC	13F	Company	— class O/S missing	317,344	$3,675,000	—	30 Sep 2022	13F
CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC	13F	Company	— class O/S missing	281,472	$3,259,000	—	30 Sep 2022	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	— class O/S missing	274,119	$3,174,000	—	30 Sep 2022	13F
ALLIANCEBERNSTEIN L.P.	13F	Company	— class O/S missing	273,404	$3,166,000	—	30 Sep 2022	13F
Atria Wealth Solutions, Inc.	13F	Company	— class O/S missing	272,598	$3,156,682	—	30 Sep 2022	13F
Schonfeld Strategic Advisors LLC	13F	Company	— class O/S missing	246,400	$2,853,000	—	30 Sep 2022	13F
Janney Montgomery Scott LLC	13F	Company	— class O/S missing	237,973	$2,756,000	—	30 Sep 2022	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	— class O/S missing	214,670	$2,485,000	—	30 Sep 2022	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	212,659	$2,463,000	—	30 Sep 2022	13F
Security National Bank	13F	Company	— class O/S missing	178,127	$2,063,000	—	30 Sep 2022	13F
ELEVATION POINT WEALTH PARTNERS, LLC	13F	Company	— class O/S missing	167,288	$1,937,000	—	30 Sep 2022	13F
Hennion & Walsh Asset Management, Inc.	13F	Company	— class O/S missing	166,136	$1,924,000	—	30 Sep 2022	13F
Sigma Planning Corp	13F	Company	— class O/S missing	160,720	$1,861,000	—	30 Sep 2022	13F
FAS Wealth Partners, Inc.	13F	Company	— class O/S missing	159,621	$1,848,000	—	30 Sep 2022	13F
D.A. DAVIDSON & CO.	13F	Company	— class O/S missing	155,278	$1,798,000	—	30 Sep 2022	13F
TECTONIC ADVISORS LLC	13F	Company	— class O/S missing	150,159	$1,739,000	—	30 Sep 2022	13F
CANADA LIFE ASSURANCE Co	13F	Company	— class O/S missing	148,655	$1,716,000	—	30 Sep 2022	13F
BLAIR WILLIAM & CO/IL	13F	Company	— class O/S missing	140,292	$1,625,000	—	30 Sep 2022	13F
GOLDMAN SACHS GROUP INC	13F	Company	— class O/S missing	136,026	$1,575,000	—	30 Sep 2022	13F
Melanie Grace	3/4/5	General Counsel & CCO	— mixed-class rows	87,140 mixed-class rows	$1,539,914	—	24 Sep 2021	3/4/5
LSV ASSET MANAGEMENT	13F	Company	— class O/S missing	123,395	$1,429,000	—	30 Sep 2022	13F
Rockefeller Capital Management L.P.	13F	Company	— class O/S missing	113,914	$1,319,000	—	30 Sep 2022	13F

Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q4 2022

As of 31 Dec 2022, Hercules Capital, Inc. - COM (HTGC) was held by 257 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 32,795,960 shares. The largest 10 holders included Sound Income Strategies, LLC, VAN ECK ASSOCIATES CORP, T. Rowe Price Investment Management, Inc., MORGAN STANLEY, MILLENNIUM MANAGEMENT LLC, Border to Coast Pensions Partnership Ltd, BlackRock Inc., Advisors Capital Management, LLC, Legal & General Group Plc, and JPMORGAN CHASE & CO. This page lists 257 institutional shareholders reporting positions in this security for the Q4 2022 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2022 vs Q3 2022 Across Filers

Q3 2022 holders

228

Q4 2022 holders

257

Holder diff

Investor	Q3 2022 Shares	Q4 2022 Shares	Share Diff	Share Chg %	Q3 2022 Value $	Q4 2022 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.