What does CUSIP 427096508 represent in this 13F holders report?

CUSIP 427096508 is the security identifier for HTGC - Hercules Capital, Inc. - COM used to aggregate holder disclosures.

How many institutions held HTGC - Hercules Capital, Inc. - COM in Q4 2021?

241 institutional investors reported HTGC - Hercules Capital, Inc. - COM for Q4 2021. Use the holders table for investor-level position and value details.

Hercules Capital, Inc. - COM (HTGC)

CUSIP: 427096508

Q4 2021 13F Holders as of 31 Dec 2021

Type / Class: Equity / COM
Total 13F shares: 31,058,109
Share change: +47,168
Total reported value: $515,344,984
Put/Call ratio: 124%
Price per share: $16.59
Number of holders: 241
Value change: +$802,975
Number of buys: 122
Number of sells: 73

Quarterly Holders Quick Answers

What is CUSIP 427096508?
CUSIP 427096508 identifies HTGC - Hercules Capital, Inc. - COM in SEC institutional holdings data.

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SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2022
Previous quarter: Q3 2021

Recent filing periods for CUSIP 427096508:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
PRICE T ROWE ASSOCIATES INC /MD/	13F	Company	— class O/S missing	2,328,975	$38,684,000	—	30 Sep 2021	13F
Sound Income Strategies, LLC	13F	Company	— class O/S missing	2,053,137	$34,103,000	—	30 Sep 2021	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	1,868,228	$31,032,000	—	30 Sep 2021	13F
VAN ECK ASSOCIATES CORP	13F	Company	— class O/S missing	1,319,095	$21,910,000	—	30 Sep 2021	13F
Invesco Ltd.	13F	Company	— class O/S missing	1,086,354	$18,044,000	—	30 Sep 2021	13F
Advisors Capital Management, LLC	13F	Company	— class O/S missing	999,384	$16,600,000	—	30 Sep 2021	13F
BlackRock Finance, Inc.	13F	Company	— class O/S missing	931,669	$15,475,000	—	30 Sep 2021	13F
MORGAN STANLEY	13F	Company	— class O/S missing	878,253	$14,588,000	—	30 Sep 2021	13F
TWO SIGMA ADVISERS, LP	13F	Company	— class O/S missing	798,500	$13,263,000	—	30 Sep 2021	13F
JPMORGAN CHASE & CO	13F	Company	— class O/S missing	721,431	$11,983,000	—	30 Sep 2021	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	709,383	$11,782,000	—	30 Sep 2021	13F
Legal & General Group Plc	13F	Company	— class O/S missing	690,000	$11,464,000	—	30 Sep 2021	13F
CENTAURUS FINANCIAL, INC.	13F	Company	— class O/S missing	687,259	$11,415,000	—	30 Sep 2021	13F
S&T BANK/PA	13F	Company	— class O/S missing	639,795	$10,627,000	—	30 Sep 2021	13F
1832 Asset Management L.P.	13F	Company	— class O/S missing	556,108	$9,352,000	—	30 Sep 2021	13F
UBS Group AG	13F	Company	— class O/S missing	520,103	$8,639,000	—	30 Sep 2021	13F
Muzinich & Co., Inc.	13F	Company	— class O/S missing	513,780	$8,534,000	—	30 Sep 2021	13F
Gilman Hill Asset Management, LLC	13F	Company	— class O/S missing	511,854	$8,502,000	—	30 Sep 2021	13F
TWO SIGMA INVESTMENTS, LP	13F	Company	— class O/S missing	509,621	$8,465,000	—	30 Sep 2021	13F
Sumitomo Mitsui Trust Group, Inc.	13F	Company	— class O/S missing	498,859	$8,286,000	—	30 Sep 2021	13F
STIFEL FINANCIAL CORP	13F	Company	— class O/S missing	486,575	$8,082,000	—	30 Sep 2021	13F
MCKINLEY CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	421,248	$6,997,000	—	30 Sep 2021	13F
CONFLUENCE INVESTMENT MANAGEMENT LLC	13F	Company	— class O/S missing	410,429	$6,817,000	—	30 Sep 2021	13F
McGowan Group Asset Management, Inc.	13F	Company	— class O/S missing	408,887	$6,792,000	—	30 Sep 2021	13F
Advisors Asset Management, Inc.	13F	Company	— class O/S missing	374,028	$6,213,000	—	30 Sep 2021	13F
SHANDA ASSET MANAGEMENT HOLDINGS Ltd	13F	Company	— class O/S missing	333,350	$5,537,000	—	30 Sep 2021	13F
NATIXIS	13F	Company	— class O/S missing	318,719	$5,294,000	—	30 Sep 2021	13F
LPL Financial LLC	13F	Company	— class O/S missing	292,867	$4,865,000	—	30 Sep 2021	13F
LSV ASSET MANAGEMENT	13F	Company	— class O/S missing	283,310	$4,705,000	—	30 Sep 2021	13F
Aberdeen Group plc	13F	Company	— class O/S missing	278,628	$4,656,000	—	30 Sep 2021	13F
ALLIANCEBERNSTEIN L.P.	13F	Company	— class O/S missing	268,404	$4,458,000	—	30 Sep 2021	13F
CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC	13F	Company	— class O/S missing	266,150	$4,421,000	—	30 Sep 2021	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	— class O/S missing	266,138	$4,421,000	—	30 Sep 2021	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	— class O/S missing	230,283	$3,825,000	—	30 Sep 2021	13F
Hennion & Walsh Asset Management, Inc.	13F	Company	— class O/S missing	209,804	$3,485,000	—	30 Sep 2021	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	204,343	$3,394,000	—	30 Sep 2021	13F
A. D. Beadell Investment Counsel, Inc.	13F	Company	— class O/S missing	191,450	$3,179,000	—	30 Sep 2021	13F
VOLORIDGE INVESTMENT MANAGEMENT, LLC	13F	Company	— class O/S missing	189,341	$3,145,000	—	30 Sep 2021	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	— class O/S missing	178,164	$2,959,000	—	30 Sep 2021	13F
Neuberger Berman Group LLC	13F	Company	— class O/S missing	174,292	$2,895,000	—	30 Sep 2021	13F
TUDOR INVESTMENT CORP ET AL	13F	Company	— class O/S missing	167,200	$2,777,000	—	30 Sep 2021	13F
Sigma Planning Corp	13F	Company	— class O/S missing	160,719	$2,670,000	—	30 Sep 2021	13F
Uniplan Investment Counsel, Inc.	13F	Company	— class O/S missing	156,649	$2,601,000	—	30 Sep 2021	13F
Security National Bank	13F	Company	— class O/S missing	154,767	$2,571,000	—	30 Sep 2021	13F
FAS Wealth Partners, Inc.	13F	Company	— class O/S missing	147,343	$2,447,000	—	30 Sep 2021	13F
BLAIR WILLIAM & CO/IL	13F	Company	— class O/S missing	146,402	$2,432,000	—	30 Sep 2021	13F
Legacy Capital Wealth Partners, LLC	13F	Company	— class O/S missing	68,283	$2,376,000	—	30 Sep 2021	13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F	Company	— class O/S missing	136,926	$2,274,000	—	30 Sep 2021	13F
SG Americas Securities, LLC	13F	Company	— class O/S missing	136,600	$2,269,000	—	30 Sep 2021	13F
ELEVATION POINT WEALTH PARTNERS, LLC	13F	Company	— class O/S missing	132,901	$2,207,000	—	30 Sep 2021	13F

Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q4 2021

As of 31 Dec 2021, Hercules Capital, Inc. - COM (HTGC) was held by 241 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 31,058,109 shares. The largest 10 holders included PRICE T ROWE ASSOCIATES INC /MD/, Sound Income Strategies, LLC, ROYAL BANK OF CANADA, VAN ECK ASSOCIATES CORP, BlackRock Inc., MORGAN STANLEY, Advisors Capital Management, LLC, TWO SIGMA ADVISERS, LP, JPMORGAN CHASE & CO, and 1832 Asset Management L.P.. This page lists 241 institutional shareholders reporting positions in this security for the Q4 2021 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2021 vs Q3 2021 Across Filers

Q3 2021 holders

215

Q4 2021 holders

241

Holder diff

Investor	Q3 2021 Shares	Q4 2021 Shares	Share Diff	Share Chg %	Q3 2021 Value $	Q4 2021 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.