What does CUSIP 427096508 represent in this 13F holders report?

CUSIP 427096508 is the security identifier for HTGC - Hercules Capital, Inc. - COM used to aggregate holder disclosures.

How many institutions held HTGC - Hercules Capital, Inc. - COM in Q3 2021?

215 institutional investors reported HTGC - Hercules Capital, Inc. - COM for Q3 2021. Use the holders table for investor-level position and value details.

Hercules Capital, Inc. - COM (HTGC)

CUSIP: 427096508

Q3 2021 13F Holders as of 30 Sep 2021

Type / Class: Equity / COM
Total 13F shares: 30,638,343
Share change: -838,423
Total reported value: $509,096,744
Put/Call ratio: 117%
Price per share: $16.61
Number of holders: 215
Value change: -$14,464,833
Number of buys: 107
Number of sells: 79

Quarterly Holders Quick Answers

What is CUSIP 427096508?
CUSIP 427096508 identifies HTGC - Hercules Capital, Inc. - COM in SEC institutional holdings data.

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Back to full security ownership history for the broader multi-quarter picture.
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Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2021
Previous quarter: Q2 2021

Recent filing periods for CUSIP 427096508:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
PRICE T ROWE ASSOCIATES INC /MD/	13F	Company	— class O/S missing	2,337,845	$39,884,000	—	30 Jun 2021	13F
Sound Income Strategies, LLC	13F	Company	— class O/S missing	2,056,211	$35,079,000	—	30 Jun 2021	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	1,935,905	$33,027,000	—	30 Jun 2021	13F
VAN ECK ASSOCIATES CORP	13F	Company	— class O/S missing	1,370,718	$23,384,000	—	30 Jun 2021	13F
SHANDA ASSET MANAGEMENT HOLDINGS Ltd	13F	Company	— class O/S missing	1,000,000	$17,060,000	—	30 Jun 2021	13F
MORGAN STANLEY	13F	Company	— class O/S missing	975,482	$16,642,000	—	30 Jun 2021	13F
Advisors Capital Management, LLC	13F	Company	— class O/S missing	916,189	$15,630,000	—	30 Jun 2021	13F
Invesco Ltd.	13F	Company	— class O/S missing	912,512	$15,567,000	—	30 Jun 2021	13F
BlackRock Finance, Inc.	13F	Company	— class O/S missing	761,513	$12,991,000	—	30 Jun 2021	13F
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP	13F	Company	— class O/S missing	751,573	$12,822,000	—	30 Jun 2021	13F
CENTAURUS FINANCIAL, INC.	13F	Company	— class O/S missing	749,568	$12,788,000	—	30 Jun 2021	13F
Legal & General Group Plc	13F	Company	— class O/S missing	737,506	$12,578,000	—	30 Jun 2021	13F
JPMORGAN CHASE & CO	13F	Company	— class O/S missing	709,511	$12,104,000	—	30 Jun 2021	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	703,254	$11,998,000	—	30 Jun 2021	13F
TWO SIGMA ADVISERS, LP	13F	Company	— class O/S missing	659,700	$11,254,000	—	30 Jun 2021	13F
S&T BANK/PA	13F	Company	— class O/S missing	649,241	$11,076,000	—	30 Jun 2021	13F
Muzinich & Co., Inc.	13F	Company	— class O/S missing	633,143	$10,801,000	—	30 Jun 2021	13F
Sumitomo Mitsui Trust Group, Inc.	13F	Company	— class O/S missing	618,222	$10,547,000	—	30 Jun 2021	13F
STIFEL FINANCIAL CORP	13F	Company	— class O/S missing	571,896	$9,756,000	—	30 Jun 2021	13F
Gilman Hill Asset Management, LLC	13F	Company	— class O/S missing	504,059	$8,599,000	—	30 Jun 2021	13F
UBS Group AG	13F	Company	— class O/S missing	469,605	$8,011,000	—	30 Jun 2021	13F
1832 Asset Management L.P.	13F	Company	— class O/S missing	422,108	$7,210,000	—	30 Jun 2021	13F
CONFLUENCE INVESTMENT MANAGEMENT LLC	13F	Company	— class O/S missing	408,710	$6,973,000	—	30 Jun 2021	13F
McGowan Group Asset Management, Inc.	13F	Company	— class O/S missing	397,155	$6,775,000	—	30 Jun 2021	13F
MCKINLEY CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	342,976	$5,852,000	—	30 Jun 2021	13F
Advisors Asset Management, Inc.	13F	Company	— class O/S missing	324,406	$5,534,000	—	30 Jun 2021	13F
LSV ASSET MANAGEMENT	13F	Company	— class O/S missing	313,770	$5,352,000	—	30 Jun 2021	13F
NATIXIS	13F	Company	— class O/S missing	305,911	$5,219,000	—	30 Jun 2021	13F
ALLIANCEBERNSTEIN L.P.	13F	Company	— class O/S missing	268,404	$4,579,000	—	30 Jun 2021	13F
CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC	13F	Company	— class O/S missing	266,677	$4,550,000	—	30 Jun 2021	13F
LPL Financial LLC	13F	Company	— class O/S missing	266,260	$4,542,000	—	30 Jun 2021	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	— class O/S missing	265,537	$4,529,000	—	30 Jun 2021	13F
TWO SIGMA INVESTMENTS, LP	13F	Company	— class O/S missing	264,812	$4,518,000	—	30 Jun 2021	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	— class O/S missing	233,466	$3,983,000	—	30 Jun 2021	13F
Aberdeen Group plc	13F	Company	— class O/S missing	232,300	$3,963,000	—	30 Jun 2021	13F
D. E. Shaw & Co., Inc.	13F	Company	— class O/S missing	214,753	$3,664,000	—	30 Jun 2021	13F
Hennion & Walsh Asset Management, Inc.	13F	Company	— class O/S missing	201,626	$3,440,000	—	30 Jun 2021	13F
A. D. Beadell Investment Counsel, Inc.	13F	Company	— class O/S missing	191,650	$3,269,000	—	30 Jun 2021	13F
VOLORIDGE INVESTMENT MANAGEMENT, LLC	13F	Company	— class O/S missing	185,485	$3,164,000	—	30 Jun 2021	13F
Neuberger Berman Group LLC	13F	Company	— class O/S missing	171,312	$2,923,000	—	30 Jun 2021	13F
Sigma Planning Corp	13F	Company	— class O/S missing	166,388	$2,839,000	—	30 Jun 2021	13F
Bramshill Investments, LLC	13F	Company	— class O/S missing	163,380	$2,787,000	—	30 Jun 2021	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	— class O/S missing	162,367	$2,769,000	—	30 Jun 2021	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	158,688	$2,707,000	—	30 Jun 2021	13F
GUGGENHEIM CAPITAL LLC	13F	Company	— class O/S missing	152,344	$2,599,000	—	30 Jun 2021	13F
Security National Bank	13F	Company	— class O/S missing	151,510	$2,585,000	—	30 Jun 2021	13F
BLAIR WILLIAM & CO/IL	13F	Company	— class O/S missing	143,942	$2,456,000	—	30 Jun 2021	13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F	Company	— class O/S missing	137,026	$2,338,000	—	30 Jun 2021	13F
Janney Montgomery Scott LLC	13F	Company	— class O/S missing	127,747	$2,179,000	—	30 Jun 2021	13F
FAS Wealth Partners, Inc.	13F	Company	— class O/S missing	127,174	$2,170,000	—	30 Jun 2021	13F

Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q3 2021

As of 30 Sep 2021, Hercules Capital, Inc. - COM (HTGC) was held by 215 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 30,638,343 shares. The largest 10 holders included PRICE T ROWE ASSOCIATES INC /MD/, Sound Income Strategies, LLC, ROYAL BANK OF CANADA, VAN ECK ASSOCIATES CORP, Invesco Ltd., Advisors Capital Management, LLC, BlackRock Inc., MORGAN STANLEY, TWO SIGMA ADVISERS, LP, and JPMORGAN CHASE & CO. This page lists 215 institutional shareholders reporting positions in this security for the Q3 2021 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2021 vs Q2 2021 Across Filers

Q2 2021 holders

213

Q3 2021 holders

215

Holder diff

Investor	Q2 2021 Shares	Q3 2021 Shares	Share Diff	Share Chg %	Q2 2021 Value $	Q3 2021 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.