Security key
427096508
- Security type / class
- Equity / COM
- Total 13F shares
- 30,638,343
- Total 13F value
- $509,096,744
- Share change
- -838,423
- Put/Call ratio
- 117%
- SEC-reported price per share
- $16.61
- Number of holders
- 215
- Value change
- -$14,464,833
- Number of buys
- 107
- Number of sells
- 79
Open additional details 1 more signal available
Report period
Q3 2021
Institutions
215
Top holders
10
HTGC full security history
Ownership snapshot
Full 13F holder table
Hercules Capital, Inc. SEC filings
Hercules Capital, Inc. company facts
Broader feeds
Ownership snapshot
Top reported holders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
PRICE T ROWE ASSOCIATES I...
Disclosed value leader
PRICE T ROWE ASSOCIATES I...
Comparable rows
0/15
Latest evidence
30 Jun 2021
13F
Highest disclosed value: $39,884,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
PRICE T ROWE ASSOCIATES INC /MD/ has the largest disclosed position value at $39.88M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens PRICE T ROWE ASSOCIATES INC /MD/'s linked filing trail.
Disclosed position value
Top 5
PRICE T ROWE ASSOCIATES INC /MD/
$39.88M
Sound Income Strategies, LLC
$35.08M
ROYAL BANK OF CANADA
$33.03M
VAN ECK ASSOCIATES CORP
$23.38M
SHANDA ASSET MANAGEMENT HOLDINGS Ltd
$17.06M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
Company
|
—
class O/S missing
|
$39,884,000
2,337,845 shares
|
— | 30 Jun 2021 |
| Sound Income Strategies, LLC |
13F
Company
|
—
class O/S missing
|
$35,079,000
2,056,211 shares
|
— | 30 Jun 2021 |
| ROYAL BANK OF CANADA |
13F
Company
|
—
class O/S missing
|
$33,027,000
1,935,905 shares
|
— | 30 Jun 2021 |
| VAN ECK ASSOCIATES CORP |
13F
Company
|
—
class O/S missing
|
$23,384,000
1,370,718 shares
|
— | 30 Jun 2021 |
| SHANDA ASSET MANAGEMENT HOLDINGS Ltd |
13F
Company
|
—
class O/S missing
|
$17,060,000
1,000,000 shares
|
— | 30 Jun 2021 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$16,642,000
975,482 shares
|
— | 30 Jun 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
215
Shares
30,638,343
Rows available
215
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
213
Q3 2021 holders
215
Holder diff
2
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 value | Q3 2021 value | Value change | Value Chg % |
|---|