- Type / Class
- Equity / COM
- Total 13F shares
- 30,166,045
- Share change
- -1,860,147
- Total reported value
- $544,762,975
- Put/Call ratio
- 29%
- Price per share
- $18.07
- Number of holders
- 237
- Value change
- -$31,761,604
- Number of buys
- 108
- Number of sells
- 96
Quarterly Holders Quick Answers
What is CUSIP 427096508?
CUSIP 427096508 identifies HTGC - Hercules Capital, Inc. - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
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- Latest 13F filings for newly reported positions across managers.
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Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 427096508:
Top shareholders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
—
class O/S missing
|
2,151,887
|
$35,700,000 | — | 31 Dec 2021 | |
| Sound Income Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
2,084,141
|
$34,576,000 | — | 31 Dec 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
1,806,430
|
$29,969,000 | — | 31 Dec 2021 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
—
class O/S missing
|
1,475,431
|
$24,478,000 | — | 31 Dec 2021 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
1,000,152
|
$16,593,000 | — | 31 Dec 2021 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
912,688
|
$15,142,000 | — | 31 Dec 2021 | |
| Advisors Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
870,048
|
$14,434,000 | — | 31 Dec 2021 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
759,700
|
$12,603,000 | — | 31 Dec 2021 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
722,070
|
$11,979,000 | — | 31 Dec 2021 | |
| 1832 Asset Management L.P. |
13F
|
Company |
—
class O/S missing
|
715,457
|
$11,965,000 | — | 31 Dec 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
683,988
|
$11,347,000 | — | 31 Dec 2021 | |
| Legal & General Group Plc |
13F
|
Company |
—
class O/S missing
|
667,380
|
$11,068,000 | — | 31 Dec 2021 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
—
class O/S missing
|
653,730
|
$10,845,000 | — | 31 Dec 2021 | |
| S&T BANK/PA |
13F
|
Company |
—
class O/S missing
|
648,953
|
$10,766,000 | — | 31 Dec 2021 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
575,180
|
$9,542,000 | — | 31 Dec 2021 | |
| Gilman Hill Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
537,372
|
$8,915,000 | — | 31 Dec 2021 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
527,212
|
$8,747,000 | — | 31 Dec 2021 | |
| Muzinich & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
512,098
|
$8,496,000 | — | 31 Dec 2021 | |
| Sumitomo Mitsui Trust Group, Inc. |
13F
|
Company |
—
class O/S missing
|
498,859
|
$8,276,000 | — | 31 Dec 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
438,394
|
$7,272,000 | — | 31 Dec 2021 | |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
420,103
|
$6,969,000 | — | 31 Dec 2021 | |
| McGowan Group Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
415,079
|
$6,886,000 | — | 31 Dec 2021 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
412,970
|
$6,851,000 | — | 31 Dec 2021 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
397,306
|
$6,591,000 | — | 31 Dec 2021 | |
| SHANDA ASSET MANAGEMENT HOLDINGS Ltd |
13F
|
Company |
—
class O/S missing
|
333,350
|
$5,530,000 | — | 31 Dec 2021 | |
| CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
293,787
|
$4,874,000 | — | 31 Dec 2021 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
279,245
|
$4,633,000 | — | 31 Dec 2021 | |
| Aberdeen Group plc |
13F
|
Company |
—
class O/S missing
|
278,628
|
$4,622,000 | — | 31 Dec 2021 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
—
class O/S missing
|
268,404
|
$4,453,000 | — | 31 Dec 2021 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
266,142
|
$4,414,000 | — | 31 Dec 2021 | |
| LSV ASSET MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
230,869
|
$3,830,000 | — | 31 Dec 2021 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
222,784
|
$3,696,000 | — | 31 Dec 2021 | |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
219,831
|
$3,647,000 | — | 31 Dec 2021 | |
| Cubist Systematic Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
206,465
|
$3,425,000 | — | 31 Dec 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
204,133
|
$3,387,000 | — | 31 Dec 2021 | |
| Hennion & Walsh Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
199,604
|
$3,311,000 | — | 31 Dec 2021 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
198,165
|
$3,288,000 | — | 31 Dec 2021 | |
| A. D. Beadell Investment Counsel, Inc. |
13F
|
Company |
—
class O/S missing
|
184,482
|
$3,060,000 | — | 31 Dec 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
183,712
|
$3,047,000 | — | 31 Dec 2021 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
181,792
|
$3,016,000 | — | 31 Dec 2021 | |
| TUDOR INVESTMENT CORP ET AL |
13F
|
Company |
—
class O/S missing
|
179,105
|
$2,971,000 | — | 31 Dec 2021 | |
| FIL Ltd |
13F
|
Company |
—
class O/S missing
|
173,045
|
$2,871,000 | — | 31 Dec 2021 | |
| Security National Bank |
13F
|
Company |
—
class O/S missing
|
165,320
|
$2,743,000 | — | 31 Dec 2021 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
161,351
|
$2,677,000 | — | 31 Dec 2021 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
157,045
|
$2,605,000 | — | 31 Dec 2021 | |
| SG Americas Securities, LLC |
13F
|
Company |
—
class O/S missing
|
150,126
|
$2,491,000 | — | 31 Dec 2021 | |
| FAS Wealth Partners, Inc. |
13F
|
Company |
—
class O/S missing
|
149,258
|
$2,476,000 | — | 31 Dec 2021 | |
| OCCUDO QUANTITATIVE STRATEGIES LP |
13F
|
Company |
—
class O/S missing
|
147,579
|
$2,448,000 | — | 31 Dec 2021 | |
| ELEVATION POINT WEALTH PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
147,027
|
$2,439,000 | — | 31 Dec 2021 | |
| Uniplan Investment Counsel, Inc. |
13F
|
Company |
—
class O/S missing
|
145,424
|
$2,412,000 | — | 31 Dec 2021 |
Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q1 2022
As of 31 Mar 2022,
Hercules Capital, Inc. - COM (HTGC) was held by
237 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
30,166,045 shares.
The largest 10 holders included
Sound Income Strategies, LLC, VAN ECK ASSOCIATES CORP, PRICE T ROWE ASSOCIATES INC /MD/, Border to Coast Pensions Partnership Ltd, TWO SIGMA INVESTMENTS, LP, MORGAN STANLEY, TWO SIGMA ADVISERS, LP, Advisors Capital Management, LLC, Leeward Investments, LLC - MA, and BlackRock Inc..
This page lists
237
institutional shareholders reporting positions in this security
for the Q1 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2022 vs Q4 2021 Across Filers
Q4 2021 holders
241
Q1 2022 holders
237
Holder diff
-4
| Investor | Q4 2021 Shares | Q1 2022 Shares | Share Diff | Share Chg % | Q4 2021 Value $ | Q1 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.