- Type / Class
- Equity / COM
- Total 13F shares
- 31,487,105
- Share change
- -342,135
- Total reported value
- $537,166,630
- Put/Call ratio
- 127%
- Price per share
- $17.06
- Number of holders
- 213
- Value change
- -$3,855,844
- Number of buys
- 99
- Number of sells
- 95
Quarterly Holders Quick Answers
What is CUSIP 427096508?
CUSIP 427096508 identifies HTGC - Hercules Capital, Inc. - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
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- Latest 13F filings for newly reported positions across managers.
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Recent filing periods for CUSIP 427096508:
Top shareholders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
—
class O/S missing
|
2,404,500
|
$38,544,000 | — | 31 Mar 2021 | |
| Sound Income Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
2,081,538
|
$33,367,057 | — | 31 Mar 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
2,003,168
|
$32,110,000 | — | 31 Mar 2021 | |
| Granite Investment Partners, LLC |
13F
|
Company |
—
class O/S missing
|
1,183,727
|
$18,975,000 | — | 31 Mar 2021 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
—
class O/S missing
|
1,173,803
|
$18,816,000 | — | 31 Mar 2021 | |
| Advisors Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
1,066,397
|
$17,094,000 | — | 31 Mar 2021 | |
| SHANDA ASSET MANAGEMENT HOLDINGS Ltd |
13F
|
Company |
—
class O/S missing
|
1,000,000
|
$16,030,000 | — | 31 Mar 2021 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
992,035
|
$15,902,000 | — | 31 Mar 2021 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
849,546
|
$13,618,000 | — | 31 Mar 2021 | |
| Legal & General Group Plc |
13F
|
Company |
—
class O/S missing
|
805,335
|
$12,910,000 | — | 31 Mar 2021 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
785,175
|
$12,586,000 | — | 31 Mar 2021 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
—
class O/S missing
|
764,156
|
$12,249,000 | — | 31 Mar 2021 | |
| Muzinich & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
754,370
|
$12,093,000 | — | 31 Mar 2021 | |
| Sumitomo Mitsui Trust Group, Inc. |
13F
|
Company |
—
class O/S missing
|
745,707
|
$11,954,000 | — | 31 Mar 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
700,604
|
$11,231,000 | — | 31 Mar 2021 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
692,511
|
$11,101,000 | — | 31 Mar 2021 | |
| S&T BANK/PA |
13F
|
Company |
—
class O/S missing
|
656,046
|
$10,516,000 | — | 31 Mar 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
525,327
|
$8,422,000 | — | 31 Mar 2021 | |
| Gilman Hill Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
485,529
|
$7,783,000 | — | 31 Mar 2021 | |
| Aberdeen Group plc |
13F
|
Company |
—
class O/S missing
|
469,597
|
$7,535,000 | — | 31 Mar 2021 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
442,944
|
$7,100,000 | — | 31 Mar 2021 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
407,888
|
$6,538,000 | — | 31 Mar 2021 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
401,320
|
$6,434,000 | — | 31 Mar 2021 | |
| McGowan Group Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
388,357
|
$6,225,000 | — | 31 Mar 2021 | |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
349,741
|
$5,606,000 | — | 31 Mar 2021 | |
| LSV ASSET MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
313,770
|
$5,029,000 | — | 31 Mar 2021 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
—
class O/S missing
|
312,735
|
$5,013,000 | — | 31 Mar 2021 | |
| NATIXIS |
13F
|
Company |
—
class O/S missing
|
305,448
|
$4,896,000 | — | 31 Mar 2021 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
294,694
|
$4,724,000 | — | 31 Mar 2021 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
275,898
|
$4,423,000 | — | 31 Mar 2021 | |
| CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
270,180
|
$4,331,000 | — | 31 Mar 2021 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
264,791
|
$4,245,000 | — | 31 Mar 2021 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
233,270
|
$3,739,000 | — | 31 Mar 2021 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
—
class O/S missing
|
231,600
|
$3,713,000 | — | 31 Mar 2021 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
213,967
|
$3,430,000 | — | 31 Mar 2021 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
210,849
|
$3,380,000 | — | 31 Mar 2021 | |
| A. D. Beadell Investment Counsel, Inc. |
13F
|
Company |
—
class O/S missing
|
194,603
|
$3,119,000 | — | 31 Mar 2021 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
187,396
|
$3,004,000 | — | 31 Mar 2021 | |
| Hennion & Walsh Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
183,189
|
$2,937,000 | — | 31 Mar 2021 | |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
178,562
|
$2,862,000 | — | 31 Mar 2021 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
170,486
|
$2,731,000 | — | 31 Mar 2021 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
167,795
|
$2,690,000 | — | 31 Mar 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
163,125
|
$2,615,000 | — | 31 Mar 2021 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
170,877
|
$2,600,000 | — | 31 Mar 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
159,562
|
$2,557,000 | — | 31 Mar 2021 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
158,757
|
$2,545,000 | — | 31 Mar 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
157,870
|
$2,531,000 | — | 31 Mar 2021 | |
| Security National Bank |
13F
|
Company |
—
class O/S missing
|
153,102
|
$2,454,000 | — | 31 Mar 2021 | |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
|
Company |
—
class O/S missing
|
152,186
|
$2,440,000 | — | 31 Mar 2021 | |
| Bramshill Investments, LLC |
13F
|
Company |
—
class O/S missing
|
146,676
|
$2,351,000 | — | 31 Mar 2021 |
Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q2 2021
As of 30 Jun 2021,
Hercules Capital, Inc. - COM (HTGC) was held by
213 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
31,487,105 shares.
The largest 10 holders included
PRICE T ROWE ASSOCIATES INC /MD/, Sound Income Strategies, LLC, ROYAL BANK OF CANADA, VAN ECK ASSOCIATES CORP, SHANDA ASSET MANAGEMENT HOLDINGS Ltd, MORGAN STANLEY, Advisors Capital Management, LLC, Invesco Ltd., BlackRock Inc., and ARROWSTREET CAPITAL, LIMITED PARTNERSHIP.
This page lists
213
institutional shareholders reporting positions in this security
for the Q2 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2021 vs Q1 2021 Across Filers
Q1 2021 holders
212
Q2 2021 holders
213
Holder diff
1
| Investor | Q1 2021 Shares | Q2 2021 Shares | Share Diff | Share Chg % | Q1 2021 Value $ | Q2 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.