Security key
427096508
- Security type / class
- Equity / COM
- Total 13F shares
- 31,786,591
- Total 13F value
- $509,697,672
- Share change
- -1,989,481
- Put/Call ratio
- 117%
- SEC-reported price per share
- $16.03
- Number of holders
- 212
- Value change
- -$30,541,433
- Number of buys
- 109
- Number of sells
- 76
Open additional details 1 more signal available
Report period
Q1 2021
Institutions
212
Top holders
10
HTGC full security history
Ownership snapshot
Full 13F holder table
Hercules Capital, Inc. SEC filings
Hercules Capital, Inc. company facts
Broader feeds
Ownership snapshot
Top reported holders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
PRICE T ROWE ASSOCIATES I...
Disclosed value leader
PRICE T ROWE ASSOCIATES I...
Comparable rows
0/15
Latest evidence
31 Dec 2020
13F
Highest disclosed value: $34,939,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
PRICE T ROWE ASSOCIATES INC /MD/ has the largest disclosed position value at $34.94M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens PRICE T ROWE ASSOCIATES INC /MD/'s linked filing trail.
Disclosed position value
Top 5
PRICE T ROWE ASSOCIATES INC /MD/
$34.94M
Sound Income Strategies, LLC
$30.84M
ROYAL BANK OF CANADA
$30.03M
SHANDA ASSET MANAGEMENT HOLDINGS Ltd
$27.4M
JPMORGAN CHASE & CO
$18.96M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
Company
|
—
class O/S missing
|
$34,939,000
2,422,937 shares
|
— | 31 Dec 2020 |
| Sound Income Strategies, LLC |
13F
Company
|
—
class O/S missing
|
$30,840,000
2,138,681 shares
|
— | 31 Dec 2020 |
| ROYAL BANK OF CANADA |
13F
Company
|
—
class O/S missing
|
$30,028,000
2,082,366 shares
|
— | 31 Dec 2020 |
| SHANDA ASSET MANAGEMENT HOLDINGS Ltd |
13F
Company
|
—
class O/S missing
|
$27,398,000
1,900,000 shares
|
— | 31 Dec 2020 |
| JPMORGAN CHASE & CO |
13F
Company
|
—
class O/S missing
|
$18,961,000
1,314,901 shares
|
— | 31 Dec 2020 |
| Granite Investment Partners, LLC |
13F
Company
|
—
class O/S missing
|
$18,006,000
1,248,680 shares
|
— | 31 Dec 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
212
Shares
31,786,591
Rows available
212
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2021 vs Q1 2021 Across Filers
Q1 2021 holders
212
Q1 2021 holders
212
Holder diff
0
| Investor | Q1 2021 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q1 2021 value | Q1 2021 value | Value change | Value Chg % |
|---|