What does CUSIP 427096508 represent in this 13F holders report?

CUSIP 427096508 is the security identifier for HTGC - Hercules Capital, Inc. - COM used to aggregate holder disclosures.

How many institutions held HTGC - Hercules Capital, Inc. - COM in Q1 2021?

212 institutional investors reported HTGC - Hercules Capital, Inc. - COM for Q1 2021. Use the holders table for investor-level position and value details.

Hercules Capital, Inc. - COM (HTGC)

CUSIP: 427096508

Q1 2021 13F Holders as of 31 Mar 2021

Type / Class: Equity / COM
Total 13F shares: 31,786,591
Share change: -1,989,481
Total reported value: $509,697,672
Put/Call ratio: 117%
Price per share: $16.03
Number of holders: 212
Value change: -$30,541,433
Number of buys: 109
Number of sells: 76

Quarterly Holders Quick Answers

What is CUSIP 427096508?
CUSIP 427096508 identifies HTGC - Hercules Capital, Inc. - COM in SEC institutional holdings data.

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Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q2 2021
Previous quarter: Q4 2020

Recent filing periods for CUSIP 427096508:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
PRICE T ROWE ASSOCIATES INC /MD/	13F	Company	— class O/S missing	2,422,937	$34,939,000	—	31 Dec 2020	13F
Sound Income Strategies, LLC	13F	Company	— class O/S missing	2,138,681	$30,840,000	—	31 Dec 2020	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	2,082,366	$30,028,000	—	31 Dec 2020	13F
SHANDA ASSET MANAGEMENT HOLDINGS Ltd	13F	Company	— class O/S missing	1,900,000	$27,398,000	—	31 Dec 2020	13F
JPMORGAN CHASE & CO	13F	Company	— class O/S missing	1,314,901	$18,961,000	—	31 Dec 2020	13F
Granite Investment Partners, LLC	13F	Company	— class O/S missing	1,248,680	$18,006,000	—	31 Dec 2020	13F
VAN ECK ASSOCIATES CORP	13F	Company	— class O/S missing	1,068,579	$15,409,000	—	31 Dec 2020	13F
Muzinich & Co., Inc.	13F	Company	— class O/S missing	1,056,321	$15,232,000	—	31 Dec 2020	13F
Advisors Capital Management, LLC	13F	Company	— class O/S missing	1,045,832	$15,080,000	—	31 Dec 2020	13F
Sumitomo Mitsui Trust Group, Inc.	13F	Company	— class O/S missing	1,041,400	$15,017,000	—	31 Dec 2020	13F
BlackRock Finance, Inc.	13F	Company	— class O/S missing	826,156	$11,913,000	—	31 Dec 2020	13F
Legal & General Group Plc	13F	Company	— class O/S missing	817,751	$11,796,000	—	31 Dec 2020	13F
MORGAN STANLEY	13F	Company	— class O/S missing	807,609	$11,646,000	—	31 Dec 2020	13F
CENTAURUS FINANCIAL, INC.	13F	Company	— class O/S missing	778,746	$11,230,000	—	31 Dec 2020	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	728,530	$10,506,000	—	31 Dec 2020	13F
Invesco Ltd.	13F	Company	— class O/S missing	689,059	$9,936,000	—	31 Dec 2020	13F
S&T BANK/PA	13F	Company	— class O/S missing	654,847	$9,442,000	—	31 Dec 2020	13F
Aberdeen Group plc	13F	Company	— class O/S missing	583,823	$8,422,000	—	31 Dec 2020	13F
MILLER HOWARD INVESTMENTS INC /NY	13F	Company	— class O/S missing	548,552	$7,910,000	—	31 Dec 2020	13F
STIFEL FINANCIAL CORP	13F	Company	— class O/S missing	497,916	$7,180,000	—	31 Dec 2020	13F
Gilman Hill Asset Management, LLC	13F	Company	— class O/S missing	480,975	$6,936,000	—	31 Dec 2020	13F
CONFLUENCE INVESTMENT MANAGEMENT LLC	13F	Company	— class O/S missing	451,989	$6,518,000	—	31 Dec 2020	13F
NORTHERN TRUST CORP	13F	Company	— class O/S missing	421,551	$6,078,000	—	31 Dec 2020	13F
McGowan Group Asset Management, Inc.	13F	Company	— class O/S missing	380,054	$5,480,000	—	31 Dec 2020	13F
MCKINLEY CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	369,223	$5,324,000	—	31 Dec 2020	13F
LSV ASSET MANAGEMENT	13F	Company	— class O/S missing	316,470	$4,563,000	—	31 Dec 2020	13F
GUGGENHEIM CAPITAL LLC	13F	Company	— class O/S missing	296,953	$4,282,000	—	31 Dec 2020	13F
Advisors Asset Management, Inc.	13F	Company	— class O/S missing	280,424	$4,044,000	—	31 Dec 2020	13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F	Company	— class O/S missing	273,923	$3,950,000	—	31 Dec 2020	13F
ALLIANCEBERNSTEIN L.P.	13F	Company	— class O/S missing	268,404	$3,870,000	—	31 Dec 2020	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	— class O/S missing	264,806	$3,818,000	—	31 Dec 2020	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	263,781	$3,804,000	—	31 Dec 2020	13F
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM	13F	Company	— class O/S missing	256,700	$3,702,000	—	31 Dec 2020	13F
NATIXIS	13F	Company	— class O/S missing	251,721	$3,630,000	—	31 Dec 2020	13F
Neuberger Berman Group LLC	13F	Company	— class O/S missing	220,840	$3,185,000	—	31 Dec 2020	13F
CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC	13F	Company	— class O/S missing	217,193	$3,132,000	—	31 Dec 2020	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	— class O/S missing	213,869	$3,084,000	—	31 Dec 2020	13F
A. D. Beadell Investment Counsel, Inc.	13F	Company	— class O/S missing	200,603	$2,892,000	—	31 Dec 2020	13F
Rockefeller Capital Management L.P.	13F	Company	— class O/S missing	179,828	$2,593,000	—	31 Dec 2020	13F
Triad Investment Management	13F	Company	— class O/S missing	174,247	$2,513,000	—	31 Dec 2020	13F
HighTower Advisors, LLC	13F	Company	— class O/S missing	174,064	$2,507,000	—	31 Dec 2020	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	— class O/S missing	172,547	$2,488,000	—	31 Dec 2020	13F
Sigma Planning Corp	13F	Company	— class O/S missing	170,171	$2,454,000	—	31 Dec 2020	13F
VOLORIDGE INVESTMENT MANAGEMENT, LLC	13F	Company	— class O/S missing	168,226	$2,426,000	—	31 Dec 2020	13F
LPL Financial LLC	13F	Company	— class O/S missing	164,660	$2,374,000	—	31 Dec 2020	13F
OSAIC HOLDINGS, INC.	13F	Company	— class O/S missing	157,847	$2,274,000	—	31 Dec 2020	13F
ADVISORY RESEARCH INC	13F	Company	— class O/S missing	153,259	$2,210,000	—	31 Dec 2020	13F
Polaris Capital Management, LLC	13F	Company	— class O/S missing	150,298	$2,167,000	—	31 Dec 2020	13F
Security National Bank	13F	Company	— class O/S missing	150,854	$2,156,000	—	31 Dec 2020	13F
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP	13F	Company	— class O/S missing	139,884	$2,017,000	—	31 Dec 2020	13F

Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q1 2021

As of 31 Mar 2021, Hercules Capital, Inc. - COM (HTGC) was held by 212 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 31,786,591 shares. The largest 10 holders included PRICE T ROWE ASSOCIATES INC /MD/, Sound Income Strategies, LLC, ROYAL BANK OF CANADA, Granite Investment Partners, LLC, VAN ECK ASSOCIATES CORP, Advisors Capital Management, LLC, SHANDA ASSET MANAGEMENT HOLDINGS Ltd, JPMORGAN CHASE & CO, MORGAN STANLEY, and Legal & General Group Plc. This page lists 212 institutional shareholders reporting positions in this security for the Q1 2021 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q1 2021 vs Q4 2020 Across Filers

Q4 2020 holders

191

Q1 2021 holders

212

Holder diff

Investor	Q4 2020 Shares	Q1 2021 Shares	Share Diff	Share Chg %	Q4 2020 Value $	Q1 2021 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.