What does CUSIP 427096508 represent in this 13F holders report?

CUSIP 427096508 is the security identifier for HTGC - Hercules Capital, Inc. - COM used to aggregate holder disclosures.

How many institutions held HTGC - Hercules Capital, Inc. - COM in Q4 2020?

191 institutional investors reported HTGC - Hercules Capital, Inc. - COM for Q4 2020. Use the holders table for investor-level position and value details.

Hercules Capital, Inc. - COM (HTGC)

CUSIP: 427096508

Q4 2020 13F Holders as of 31 Dec 2020

Type / Class: Equity / COM
Total 13F shares: 33,725,313
Share change: +267,317
Total reported value: $486,324,465
Put/Call ratio: 47%
Price per share: $14.42
Number of holders: 191
Value change: +$6,938,005
Number of buys: 91
Number of sells: 75

Quarterly Holders Quick Answers

What is CUSIP 427096508?
CUSIP 427096508 identifies HTGC - Hercules Capital, Inc. - COM in SEC institutional holdings data.

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SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2021
Previous quarter: Q3 2020

Recent filing periods for CUSIP 427096508:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
SHANDA ASSET MANAGEMENT HOLDINGS Ltd	13F	Company	— class O/S missing	2,800,000	$32,396,000	—	30 Sep 2020	13F
PRICE T ROWE ASSOCIATES INC /MD/	13F	Company	— class O/S missing	2,403,547	$27,809,000	—	30 Sep 2020	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	2,065,033	$23,893,000	—	30 Sep 2020	13F
Sound Income Strategies, LLC	13F	Company	— class O/S missing	2,030,425	$23,492,000	—	30 Sep 2020	13F
JPMORGAN CHASE & CO	13F	Company	— class O/S missing	1,445,807	$16,598,000	—	30 Sep 2020	13F
Granite Investment Partners, LLC	13F	Company	— class O/S missing	1,274,732	$14,749,000	—	30 Sep 2020	13F
Muzinich & Co., Inc.	13F	Company	— class O/S missing	1,154,163	$13,354,000	—	30 Sep 2020	13F
Sumitomo Mitsui Trust Group, Inc.	13F	Company	— class O/S missing	1,143,554	$13,231,000	—	30 Sep 2020	13F
Advisors Capital Management, LLC	13F	Company	— class O/S missing	1,084,599	$12,549,000	—	30 Sep 2020	13F
VAN ECK ASSOCIATES CORP	13F	Company	— class O/S missing	955,181	$11,051,000	—	30 Sep 2020	13F
BlackRock Finance, Inc.	13F	Company	— class O/S missing	812,601	$9,402,000	—	30 Sep 2020	13F
CENTAURUS FINANCIAL, INC.	13F	Company	— class O/S missing	790,916	$9,151,000	—	30 Sep 2020	13F
Legal & General Group Plc	13F	Company	— class O/S missing	770,549	$8,919,000	—	30 Sep 2020	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	763,140	$8,829,000	—	30 Sep 2020	13F
MORGAN STANLEY	13F	Company	— class O/S missing	747,545	$8,649,000	—	30 Sep 2020	13F
Aberdeen Group plc	13F	Company	— class O/S missing	684,234	$7,920,000	—	30 Sep 2020	13F
S&T BANK/PA	13F	Company	— class O/S missing	654,145	$7,569,000	—	30 Sep 2020	13F
MILLER HOWARD INVESTMENTS INC /NY	13F	Company	— class O/S missing	478,552	$5,537,000	—	30 Sep 2020	13F
Gilman Hill Asset Management, LLC	13F	Company	— class O/S missing	463,864	$5,367,000	—	30 Sep 2020	13F
CONFLUENCE INVESTMENT MANAGEMENT LLC	13F	Company	— class O/S missing	450,219	$5,209,000	—	30 Sep 2020	13F
MCKINLEY CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	406,868	$4,707,000	—	30 Sep 2020	13F
NORTHERN TRUST CORP	13F	Company	— class O/S missing	399,883	$4,627,000	—	30 Sep 2020	13F
STIFEL FINANCIAL CORP	13F	Company	— class O/S missing	396,768	$4,591,000	—	30 Sep 2020	13F
GUGGENHEIM CAPITAL LLC	13F	Company	— class O/S missing	390,735	$4,521,000	—	30 Sep 2020	13F
LSV ASSET MANAGEMENT	13F	Company	— class O/S missing	326,770	$3,780,000	—	30 Sep 2020	13F
Advisors Asset Management, Inc.	13F	Company	— class O/S missing	287,627	$3,328,000	—	30 Sep 2020	13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F	Company	— class O/S missing	273,771	$3,168,000	—	30 Sep 2020	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	— class O/S missing	264,829	$3,064,000	—	30 Sep 2020	13F
ALLIANCEBERNSTEIN L.P.	13F	Company	— class O/S missing	264,404	$3,059,000	—	30 Sep 2020	13F
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM	13F	Company	— class O/S missing	261,600	$3,027,000	—	30 Sep 2020	13F
JACOBS ASSET MANAGEMENT, LLC	13F	Company	— class O/S missing	250,000	$2,893,000	—	30 Sep 2020	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	231,621	$2,680,000	—	30 Sep 2020	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	— class O/S missing	230,981	$2,672,000	—	30 Sep 2020	13F
ADVISORY RESEARCH INC	13F	Company	— class O/S missing	203,667	$2,356,000	—	30 Sep 2020	13F
A. D. Beadell Investment Counsel, Inc.	13F	Company	— class O/S missing	200,603	$2,320,000	—	30 Sep 2020	13F
UBS Group AG	13F	Company	— class O/S missing	199,999	$2,315,000	—	30 Sep 2020	13F
HighTower Advisors, LLC	13F	Company	— class O/S missing	192,713	$2,227,000	—	30 Sep 2020	13F
Rockefeller Capital Management L.P.	13F	Company	— class O/S missing	183,735	$2,125,000	—	30 Sep 2020	13F
Triad Investment Management	13F	Company	— class O/S missing	175,771	$2,034,000	—	30 Sep 2020	13F
CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC	13F	Company	— class O/S missing	174,694	$2,021,000	—	30 Sep 2020	13F
TWO SIGMA INVESTMENTS, LP	13F	Company	— class O/S missing	161,246	$1,866,000	—	30 Sep 2020	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	— class O/S missing	154,299	$1,785,000	—	30 Sep 2020	13F
Polaris Capital Management, LLC	13F	Company	— class O/S missing	150,298	$1,739,000	—	30 Sep 2020	13F
OSAIC HOLDINGS, INC.	13F	Company	— class O/S missing	148,739	$1,721,000	—	30 Sep 2020	13F
Sigma Planning Corp	13F	Company	— class O/S missing	143,762	$1,663,000	—	30 Sep 2020	13F
Radcliffe Capital Management, L.P.	13F	Company	— class O/S missing	140,000	$1,620,000	—	30 Sep 2020	13F
Assenagon Asset Management S.A.	13F	Company	— class O/S missing	130,059	$1,505,000	—	30 Sep 2020	13F
BARCLAYS PLC	13F	Company	— class O/S missing	128,000	$1,481,000	—	30 Sep 2020	13F
FJ Capital Management LLC	13F	Company	— class O/S missing	124,000	$1,440,000	—	30 Sep 2020	13F
Bramshill Investments, LLC	13F	Company	— class O/S missing	120,171	$1,390,000	—	30 Sep 2020	13F

Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q4 2020

As of 31 Dec 2020, Hercules Capital, Inc. - COM (HTGC) was held by 191 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 33,725,313 shares. The largest 10 holders included PRICE T ROWE ASSOCIATES INC /MD/, Sound Income Strategies, LLC, ROYAL BANK OF CANADA, SHANDA ASSET MANAGEMENT HOLDINGS Ltd, JPMORGAN CHASE & CO, Granite Investment Partners, LLC, VAN ECK ASSOCIATES CORP, Muzinich & Co., Inc., Advisors Capital Management, LLC, and Sumitomo Mitsui Trust Holdings, Inc.. This page lists 191 institutional shareholders reporting positions in this security for the Q4 2020 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2020 vs Q3 2020 Across Filers

Q3 2020 holders

177

Q4 2020 holders

191

Holder diff

Investor	Q3 2020 Shares	Q4 2020 Shares	Share Diff	Share Chg %	Q3 2020 Value $	Q4 2020 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.