What does CUSIP 427096508 represent in this 13F holders report?

CUSIP 427096508 is the security identifier for HTGC - Hercules Capital, Inc. - COM used to aggregate holder disclosures.

How many institutions held HTGC - Hercules Capital, Inc. - COM in Q2 2019?

179 institutional investors reported HTGC - Hercules Capital, Inc. - COM for Q2 2019. Use the holders table for investor-level position and value details.

Hercules Capital, Inc. - COM (HTGC)

CUSIP: 427096508

Q2 2019 13F Holders as of 30 Jun 2019

Type / Class: Equity / COM
Total 13F shares: 35,250,557
Share change: +2,330,841
Total reported value: $451,678,921
Price per share: $12.82
Number of holders: 179
Value change: +$30,089,000
Number of buys: 91
Number of sells: 72

Quarterly Holders Quick Answers

What is CUSIP 427096508?
CUSIP 427096508 identifies HTGC - Hercules Capital, Inc. - COM in SEC institutional holdings data.

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Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q3 2019
Previous quarter: Q1 2019

Recent filing periods for CUSIP 427096508:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
PRICE T ROWE ASSOCIATES INC /MD/	13F	Company	— class O/S missing	2,623,935	$33,219,000	—	31 Mar 2019	13F
SHANDA ASSET MANAGEMENT HOLDINGS Ltd	13F	Company	— class O/S missing	2,397,466	$30,352,000	—	31 Mar 2019	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	2,163,847	$27,394,000	—	31 Mar 2019	13F
JPMORGAN CHASE & CO	13F	Company	— class O/S missing	2,001,037	$25,333,000	—	31 Mar 2019	13F
Granite Investment Partners, LLC	13F	Company	— class O/S missing	1,318,804	$16,696,000	—	31 Mar 2019	13F
UBS Group AG	13F	Company	— class O/S missing	1,313,605	$16,631,000	—	31 Mar 2019	13F
Sound Income Strategies, LLC	13F	Company	— class O/S missing	1,253,499	$15,869,000	—	31 Mar 2019	13F
Muzinich & Co., Inc.	13F	Company	— class O/S missing	1,181,700	$14,960,000	—	31 Mar 2019	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	1,023,124	$12,953,000	—	31 Mar 2019	13F
Advisors Capital Management, LLC	13F	Company	— class O/S missing	976,477	$12,431,000	—	31 Mar 2019	13F
MORGAN STANLEY	13F	Company	— class O/S missing	843,032	$10,673,000	—	31 Mar 2019	13F
CONFLUENCE INVESTMENT MANAGEMENT LLC	13F	Company	— class O/S missing	830,220	$10,511,000	—	31 Mar 2019	13F
VAN ECK ASSOCIATES CORP	13F	Company	— class O/S missing	745,866	$9,443,000	—	31 Mar 2019	13F
S&T BANK/PA	13F	Company	— class O/S missing	615,330	$7,791,000	—	31 Mar 2019	13F
ARES MANAGEMENT LLC	13F	Company	— class O/S missing	579,082	$7,331,000	—	31 Mar 2019	13F
GUGGENHEIM CAPITAL LLC	13F	Company	— class O/S missing	547,238	$6,928,000	—	31 Mar 2019	13F
GOLDMAN SACHS GROUP INC	13F	Company	— class O/S missing	494,121	$6,256,000	—	31 Mar 2019	13F
Legal & General Group Plc	13F	Company	— class O/S missing	488,696	$6,184,000	—	31 Mar 2019	13F
STIFEL FINANCIAL CORP	13F	Company	— class O/S missing	483,832	$6,133,000	—	31 Mar 2019	13F
Monarch Partners Asset Management LLC	13F	Company	— class O/S missing	476,287	$6,030,000	—	31 Mar 2019	13F
BlackRock Finance, Inc.	13F	Company	— class O/S missing	458,396	$5,803,000	—	31 Mar 2019	13F
LSV ASSET MANAGEMENT	13F	Company	— class O/S missing	390,085	$4,938,000	—	31 Mar 2019	13F
Gilman Hill Asset Management, LLC	13F	Company	— class O/S missing	376,870	$4,771,000	—	31 Mar 2019	13F
TRILLIUM ASSET MANAGEMENT, LLC	13F	Company	— class O/S missing	342,290	$4,333,000	—	31 Mar 2019	13F
MCKINLEY CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	337,656	$4,274,000	—	31 Mar 2019	13F
NOMURA HOLDINGS INC	13F	Company	— class O/S missing	328,901	$4,176,000	—	31 Mar 2019	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	— class O/S missing	310,594	$3,932,000	—	31 Mar 2019	13F
MILLER HOWARD INVESTMENTS INC /NY	13F	Company	— class O/S missing	308,552	$3,906,000	—	31 Mar 2019	13F
BANK OF MONTREAL /CAN/	13F	Company	— class O/S missing	303,671	$3,844,000	—	31 Mar 2019	13F
CREDIT AGRICOLE S A	13F	Individual	— class O/S missing	260,124	$3,294,000	—	31 Mar 2019	13F
ALLIANCEBERNSTEIN L.P.	13F	Company	— class O/S missing	249,620	$3,160,000	—	31 Mar 2019	13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F	Company	— class O/S missing	245,326	$3,106,000	—	31 Mar 2019	13F
NORTHERN TRUST CORP	13F	Company	— class O/S missing	233,767	$2,959,000	—	31 Mar 2019	13F
Advisors Asset Management, Inc.	13F	Company	— class O/S missing	222,979	$2,823,000	—	31 Mar 2019	13F
ADVISORY RESEARCH INC	13F	Company	— class O/S missing	218,717	$2,769,000	—	31 Mar 2019	13F
Polaris Capital Management, LLC	13F	Company	— class O/S missing	208,367	$2,638,000	—	31 Mar 2019	13F
Sumitomo Mitsui DS Asset Management Company, Ltd	13F	Company	— class O/S missing	198,490	$2,512,000	—	31 Mar 2019	13F
DEUTSCHE BANK AG\	13F	Company	— class O/S missing	191,314	$2,420,000	—	31 Mar 2019	13F
Invesco Ltd.	13F	Company	— class O/S missing	183,209	$2,319,000	—	31 Mar 2019	13F
A. D. Beadell Investment Counsel, Inc.	13F	Company	— class O/S missing	173,390	$2,195,000	—	31 Mar 2019	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	— class O/S missing	158,723	$2,009,000	—	31 Mar 2019	13F
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM	13F	Company	— class O/S missing	156,700	$1,984,000	—	31 Mar 2019	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	155,690	$1,971,000	—	31 Mar 2019	13F
CIBC Private Wealth Group LLC	13F	Company	— class O/S missing	155,319	$1,967,000	—	31 Mar 2019	13F
Janney Montgomery Scott LLC	13F	Company	— class O/S missing	154,707	$1,959,000	—	31 Mar 2019	13F
MANUFACTURERS LIFE INSURANCE COMPANY, THE	13F	Company	— class O/S missing	152,104	$1,926,000	—	31 Mar 2019	13F
DELPHI MANAGEMENT INC /MA/	13F	Company	— class O/S missing	135,970	$1,721,000	—	31 Mar 2019	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	— class O/S missing	132,474	$1,677,000	—	31 Mar 2019	13F
ALPHASIMPLEX GROUP, LLC	13F	Company	— class O/S missing	129,445	$1,638,774	—	31 Mar 2019	13F
Greenwich Investment Management, Inc.	13F	Company	— class O/S missing	126,255	$1,598,000	—	31 Mar 2019	13F

Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q2 2019

As of 30 Jun 2019, Hercules Capital, Inc. - COM (HTGC) was held by 179 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 35,250,557 shares. The largest 10 holders included SHANDA ASSET MANAGEMENT HOLDINGS Ltd, PRICE T ROWE ASSOCIATES INC /MD/, ROYAL BANK OF CANADA, JPMORGAN CHASE & CO, Sound Income Strategies, LLC, UBS Group AG, Granite Investment Partners, LLC, Muzinich & Co., Inc., Advisors Capital Management, LLC, and WELLS FARGO & COMPANY/MN. This page lists 179 institutional shareholders reporting positions in this security for the Q2 2019 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q2 2019 vs Q1 2019 Across Filers

Q1 2019 holders

162

Q2 2019 holders

179

Holder diff

Investor	Q1 2019 Shares	Q2 2019 Shares	Share Diff	Share Chg %	Q1 2019 Value $	Q2 2019 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.