Security key
427096508
- Security type / class
- Equity / COM
- Total 13F shares
- 36,366,371
- Total 13F value
- $460,016,462
- Share change
- +3,473,743
- Put/Call ratio
- 106%
- SEC-reported price per share
- $12.65
- Number of holders
- 171
- Value change
- +$44,290,713
- Number of buys
- 85
- Number of sells
- 62
Open additional details 1 more signal available
Report period
Q2 2018
Institutions
171
Top holders
10
HTGC full security history
Ownership snapshot
Full 13F holder table
Hercules Capital, Inc. SEC filings
Hercules Capital, Inc. company facts
Broader feeds
Ownership snapshot
Top reported holders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
PRICE T ROWE ASSOCIATES I...
Disclosed value leader
PRICE T ROWE ASSOCIATES I...
Comparable rows
0/15
Latest evidence
31 Mar 2018
13F
Highest disclosed value: $34,930,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
PRICE T ROWE ASSOCIATES INC /MD/ has the largest disclosed position value at $34.93M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens PRICE T ROWE ASSOCIATES INC /MD/'s linked filing trail.
Disclosed position value
Top 5
PRICE T ROWE ASSOCIATES INC /MD/
$34.93M
PRINCIPAL FINANCIAL GROUP INC
$28.88M
WELLS FARGO & COMPANY/MN
$25.6M
Muzinich & Co., Inc.
$24.8M
UBS Group AG
$23.22M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
Company
|
—
class O/S missing
|
$34,930,000
2,886,800 shares
|
— | 31 Mar 2018 |
| PRINCIPAL FINANCIAL GROUP INC |
13F
Company
|
—
class O/S missing
|
$28,885,000
2,387,270 shares
|
— | 31 Mar 2018 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
—
class O/S missing
|
$25,601,000
2,115,828 shares
|
— | 31 Mar 2018 |
| Muzinich & Co., Inc. |
13F
Company
|
—
class O/S missing
|
$24,803,000
2,049,840 shares
|
— | 31 Mar 2018 |
| UBS Group AG |
13F
Company
|
—
class O/S missing
|
$23,221,000
1,919,030 shares
|
— | 31 Mar 2018 |
| ROYAL BANK OF CANADA |
13F
Company
|
—
class O/S missing
|
$22,956,000
1,897,099 shares
|
— | 31 Mar 2018 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q2 2018
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
171
Shares
36,366,371
Rows available
171
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q2 2018 vs Q1 2018 Across Filers
Q1 2018 holders
159
Q2 2018 holders
171
Holder diff
12
| Investor | Q1 2018 Shares | Q2 2018 Shares | Share Diff | Share Chg % | Q1 2018 value | Q2 2018 value | Value change | Value Chg % |
|---|