What does CUSIP 427096508 represent in this 13F holders report?

CUSIP 427096508 is the security identifier for HTGC - Hercules Capital, Inc. - COM used to aggregate holder disclosures.

How many institutions held HTGC - Hercules Capital, Inc. - COM in Q2 2018?

171 institutional investors reported HTGC - Hercules Capital, Inc. - COM for Q2 2018. Use the holders table for investor-level position and value details.

Hercules Capital, Inc. - COM (HTGC)

CUSIP: 427096508

Q2 2018 13F Holders as of 30 Jun 2018

Type / Class: Equity / COM
Total 13F shares: 36,366,371
Share change: +3,473,743
Total reported value: $460,016,462
Put/Call ratio: 106%
Price per share: $12.65
Number of holders: 171
Value change: +$44,290,713
Number of buys: 85
Number of sells: 62

Quarterly Holders Quick Answers

What is CUSIP 427096508?
CUSIP 427096508 identifies HTGC - Hercules Capital, Inc. - COM in SEC institutional holdings data.

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Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q3 2018
Previous quarter: Q1 2018

Recent filing periods for CUSIP 427096508:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
PRICE T ROWE ASSOCIATES INC /MD/	13F	Company	— class O/S missing	2,886,800	$34,930,000	—	31 Mar 2018	13F
PRINCIPAL FINANCIAL GROUP INC	13F	Company	— class O/S missing	2,387,270	$28,885,000	—	31 Mar 2018	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	2,115,828	$25,601,000	—	31 Mar 2018	13F
Muzinich & Co., Inc.	13F	Company	— class O/S missing	2,049,840	$24,803,000	—	31 Mar 2018	13F
UBS Group AG	13F	Company	— class O/S missing	1,919,030	$23,221,000	—	31 Mar 2018	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	1,897,099	$22,956,000	—	31 Mar 2018	13F
ARES MANAGEMENT LLC	13F	Company	— class O/S missing	1,409,428	$17,054,000	—	31 Mar 2018	13F
NORTHPOINTE CAPITAL LLC	13F	Company	— class O/S missing	1,116,823	$13,514,000	—	31 Mar 2018	13F
Sound Income Strategies, LLC	13F	Company	— class O/S missing	894,561	$10,824,000	—	31 Mar 2018	13F
ALLIANCEBERNSTEIN L.P.	13F	Company	— class O/S missing	826,956	$10,006,000	—	31 Mar 2018	13F
CONFLUENCE INVESTMENT MANAGEMENT LLC	13F	Company	— class O/S missing	806,630	$9,761,000	—	31 Mar 2018	13F
Advisors Capital Management, LLC	13F	Company	— class O/S missing	801,633	$9,699,000	—	31 Mar 2018	13F
GUGGENHEIM CAPITAL LLC	13F	Company	— class O/S missing	727,713	$8,805,000	—	31 Mar 2018	13F
MORGAN STANLEY	13F	Company	— class O/S missing	671,188	$8,122,000	—	31 Mar 2018	13F
VAN ECK ASSOCIATES CORP	13F	Company	— class O/S missing	629,744	$7,620,000	—	31 Mar 2018	13F
STIFEL FINANCIAL CORP	13F	Company	— class O/S missing	560,115	$6,770,000	—	31 Mar 2018	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	— class O/S missing	558,992	$6,764,000	—	31 Mar 2018	13F
BlackRock Finance, Inc.	13F	Company	— class O/S missing	463,759	$5,611,000	—	31 Mar 2018	13F
LSV ASSET MANAGEMENT	13F	Company	— class O/S missing	454,385	$5,498,000	—	31 Mar 2018	13F
ADVISORY RESEARCH INC	13F	Company	— class O/S missing	437,390	$5,292,000	—	31 Mar 2018	13F
LOOMIS SAYLES & CO L P	13F	Company	— class O/S missing	422,602	$5,113,000	—	31 Mar 2018	13F
Sumitomo Mitsui DS Asset Management Company, Ltd	13F	Company	— class O/S missing	409,092	$4,950,000	—	31 Mar 2018	13F
NOMURA HOLDINGS INC	13F	Company	— class O/S missing	389,160	$4,707,000	—	31 Mar 2018	13F
Gilman Hill Asset Management, LLC	13F	Company	— class O/S missing	341,227	$4,129,000	—	31 Mar 2018	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	314,698	$3,808,000	—	31 Mar 2018	13F
Legal & General Group Plc	13F	Company	— class O/S missing	313,953	$3,800,000	—	31 Mar 2018	13F
MILLER HOWARD INVESTMENTS INC /NY	13F	Company	— class O/S missing	308,552	$3,733,000	—	31 Mar 2018	13F
MCKINLEY CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	285,558	$3,455,000	—	31 Mar 2018	13F
Advisors Asset Management, Inc.	13F	Company	— class O/S missing	282,680	$3,406,000	—	31 Mar 2018	13F
CNO Financial Group, Inc.	13F	Company	— class O/S missing	244,367	$2,957,000	—	31 Mar 2018	13F
Benchmark Capital Advisors	13F	Company	— class O/S missing	244,139	$2,954,000	—	31 Mar 2018	13F
Invesco Ltd.	13F	Company	— class O/S missing	232,797	$2,817,000	—	31 Mar 2018	13F
Marshall Wace North America L.P.	13F	Company	— class O/S missing	218,002	$2,638,000	—	31 Mar 2018	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	— class O/S missing	214,506	$2,596,000	—	31 Mar 2018	13F
TRILLIUM ASSET MANAGEMENT, LLC	13F	Company	— class O/S missing	202,375	$2,449,000	—	31 Mar 2018	13F
DEUTSCHE BANK AG\	13F	Company	— class O/S missing	195,507	$2,365,000	—	31 Mar 2018	13F
Polaris Capital Management, LLC	13F	Company	— class O/S missing	188,658	$2,283,000	—	31 Mar 2018	13F
TWO SIGMA ADVISERS, LP	13F	Company	— class O/S missing	163,105	$1,974,000	—	31 Mar 2018	13F
Bramshill Investments, LLC	13F	Company	— class O/S missing	150,379	$1,820,000	—	31 Mar 2018	13F
CENTAURUS FINANCIAL, INC.	13F	Company	— class O/S missing	145,185	$1,757,000	—	31 Mar 2018	13F
Opus Capital Group, LLC	13F	Company	— class O/S missing	144,243	$1,745,000	—	31 Mar 2018	13F
Janney Montgomery Scott LLC	13F	Company	— class O/S missing	132,203	$1,600,000	—	31 Mar 2018	13F
CIBC Private Wealth Group LLC	13F	Company	— class O/S missing	130,743	$1,582,000	—	31 Mar 2018	13F
TWO SIGMA INVESTMENTS, LP	13F	Company	— class O/S missing	129,911	$1,572,000	—	31 Mar 2018	13F
Advisor Group, Inc.	13F	Company	— class O/S missing	124,078	$1,501,000	—	31 Mar 2018	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	— class O/S missing	116,899	$1,414,000	—	31 Mar 2018	13F
SHELTON CAPITAL MANAGEMENT	13F	Company	— class O/S missing	111,900	$1,354,000	—	31 Mar 2018	13F
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO	13F	Company	— class O/S missing	109,050	$1,320,000	—	31 Mar 2018	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	— class O/S missing	90,672	$1,097,000	—	31 Mar 2018	13F
GSA CAPITAL PARTNERS LLP	13F	Company	— class O/S missing	87,542	$1,059,000	—	31 Mar 2018	13F

Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q2 2018

As of 30 Jun 2018, Hercules Capital, Inc. - COM (HTGC) was held by 171 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 36,366,371 shares. The largest 10 holders included PRICE T ROWE ASSOCIATES INC /MD/, PRINCIPAL FINANCIAL GROUP INC, UBS Group AG, ROYAL BANK OF CANADA, ARES MANAGEMENT LLC, Muzinich & Co., Inc., WELLS FARGO & COMPANY/MN, Granite Investment Partners, LLC, NORTHPOINTE CAPITAL LLC, and Sound Income Strategies, LLC. This page lists 171 institutional shareholders reporting positions in this security for the Q2 2018 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q2 2018 vs Q1 2018 Across Filers

Q1 2018 holders

159

Q2 2018 holders

171

Holder diff

Investor	Q1 2018 Shares	Q2 2018 Shares	Share Diff	Share Chg %	Q1 2018 Value $	Q2 2018 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.