- Type / Class
- Equity / COM
- Total 13F shares
- 32,849,040
- Share change
- -1,346,430
- Total reported value
- $397,453,472
- Put/Call ratio
- 207%
- Price per share
- $12.10
- Number of holders
- 159
- Value change
- -$16,572,069
- Number of buys
- 66
- Number of sells
- 89
Quarterly Holders Quick Answers
What is CUSIP 427096508?
CUSIP 427096508 identifies HTGC - Hercules Capital, Inc. - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 427096508:
Top shareholders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
—
class O/S missing
|
2,923,800
|
$38,360,000 | — | 31 Dec 2017 | |
| Muzinich & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
2,760,471
|
$36,217,000 | — | 31 Dec 2017 | |
| PRINCIPAL FINANCIAL GROUP INC |
13F
|
Company |
—
class O/S missing
|
2,470,993
|
$32,421,000 | — | 31 Dec 2017 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
2,253,223
|
$29,563,000 | — | 31 Dec 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
1,840,402
|
$24,146,000 | — | 31 Dec 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,505,802
|
$19,757,000 | — | 31 Dec 2017 | |
| NORTHPOINTE CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
1,206,043
|
$15,823,000 | — | 31 Dec 2017 | |
| ARES MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
1,076,166
|
$14,119,000 | — | 31 Dec 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
857,282
|
$11,248,000 | — | 31 Dec 2017 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
855,039
|
$11,218,000 | — | 31 Dec 2017 | |
| Advisors Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
851,878
|
$11,176,000 | — | 31 Dec 2017 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
806,620
|
$10,583,000 | — | 31 Dec 2017 | |
| Sound Income Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
820,032
|
$10,308,000 | — | 31 Dec 2017 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
—
class O/S missing
|
757,786
|
$9,942,000 | — | 31 Dec 2017 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
728,362
|
$9,556,000 | — | 31 Dec 2017 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
—
class O/S missing
|
635,177
|
$8,334,000 | — | 31 Dec 2017 | |
| Marshall Wace North America L.P. |
13F
|
Company |
—
class O/S missing
|
559,235
|
$7,337,000 | — | 31 Dec 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
552,310
|
$7,258,000 | — | 31 Dec 2017 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
525,573
|
$6,896,000 | — | 31 Dec 2017 | |
| ADVISORY RESEARCH INC |
13F
|
Company |
—
class O/S missing
|
521,689
|
$6,845,000 | — | 31 Dec 2017 | |
| Sumitomo Mitsui DS Asset Management Company, Ltd |
13F
|
Company |
—
class O/S missing
|
493,805
|
$6,478,000 | — | 31 Dec 2017 | |
| LSV ASSET MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
465,885
|
$6,112,000 | — | 31 Dec 2017 | |
| LOOMIS SAYLES & CO L P |
13F
|
Company |
—
class O/S missing
|
462,807
|
$6,072,000 | — | 31 Dec 2017 | |
| NOMURA HOLDINGS INC |
13F
|
Company |
—
class O/S missing
|
398,077
|
$5,223,000 | — | 31 Dec 2017 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
360,430
|
$4,729,000 | — | 31 Dec 2017 | |
| Gilman Hill Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
325,182
|
$4,266,000 | — | 31 Dec 2017 | |
| MILLER HOWARD INVESTMENTS INC /NY |
13F
|
Company |
—
class O/S missing
|
308,552
|
$4,048,000 | — | 31 Dec 2017 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
308,405
|
$4,046,000 | — | 31 Dec 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
292,686
|
$3,840,000 | — | 31 Dec 2017 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
266,390
|
$3,495,000 | — | 31 Dec 2017 | |
| Legal & General Group Plc |
13F
|
Company |
—
class O/S missing
|
260,515
|
$3,419,000 | — | 31 Dec 2017 | |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
252,999
|
$3,320,000 | — | 31 Dec 2017 | |
| Benchmark Capital Advisors |
13F
|
Company |
—
class O/S missing
|
248,462
|
$3,260,000 | — | 31 Dec 2017 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
236,747
|
$3,106,000 | — | 31 Dec 2017 | |
| PUTNAM INVESTMENTS LLC |
13F
|
Company |
—
class O/S missing
|
228,750
|
$3,001,000 | — | 31 Dec 2017 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
222,379
|
$2,916,000 | — | 31 Dec 2017 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
211,859
|
$2,780,000 | — | 31 Dec 2017 | |
| Polaris Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
184,010
|
$2,414,000 | — | 31 Dec 2017 | |
| CIBC Private Wealth Group LLC |
13F
|
Company |
—
class O/S missing
|
179,538
|
$2,356,000 | — | 31 Dec 2017 | |
| TRILLIUM ASSET MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
176,882
|
$2,321,000 | — | 31 Dec 2017 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
168,552
|
$2,211,000 | — | 31 Dec 2017 | |
| Bramshill Investments, LLC |
13F
|
Company |
—
class O/S missing
|
163,434
|
$2,144,000 | — | 31 Dec 2017 | |
| GSA CAPITAL PARTNERS LLP |
13F
|
Company |
—
class O/S missing
|
151,093
|
$1,982,000 | — | 31 Dec 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
133,212
|
$1,748,000 | — | 31 Dec 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
121,723
|
$1,596,000 | — | 31 Dec 2017 | |
| SHELTON CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
120,200
|
$1,577,000 | — | 31 Dec 2017 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
111,191
|
$1,459,000 | — | 31 Dec 2017 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
101,400
|
$1,333,000 | — | 31 Dec 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
87,891
|
$1,153,000 | — | 31 Dec 2017 | |
| NORGES BANK |
13F
|
Company |
—
class O/S missing
|
87,522
|
$1,148,000 | — | 31 Dec 2017 |
Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q1 2018
As of 31 Mar 2018,
Hercules Capital, Inc. - COM (HTGC) was held by
159 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
32,849,040 shares.
The largest 10 holders included
PRICE T ROWE ASSOCIATES INC /MD/, PRINCIPAL FINANCIAL GROUP INC, WELLS FARGO & COMPANY/MN, Muzinich & Co., Inc., UBS Group AG, ROYAL BANK OF CANADA, ARES MANAGEMENT LLC, NORTHPOINTE CAPITAL LLC, Sound Income Strategies, LLC, and ALLIANCEBERNSTEIN L.P..
This page lists
159
institutional shareholders reporting positions in this security
for the Q1 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2018 vs Q4 2017 Across Filers
Q4 2017 holders
160
Q1 2018 holders
159
Holder diff
-1
| Investor | Q4 2017 Shares | Q1 2018 Shares | Share Diff | Share Chg % | Q4 2017 Value $ | Q1 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.