Hercules Capital, Inc. - COM (HTGC)

Q1 2018 13F Holders as of 31 Mar 2018

Type / Class
Equity / COM
Total 13F shares
32,849,040
Share change
-1,346,430
Total reported value
$397,453,472
Put/Call ratio
207%
Price per share
$12.10
Number of holders
159
Value change
-$16,572,069
Number of buys
66
Number of sells
89

Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q1 2018

As of 31 Mar 2018, Hercules Capital, Inc. - COM (HTGC) was held by 159 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 32,849,040 shares. The largest 10 holders included PRICE T ROWE ASSOCIATES INC /MD/, PRINCIPAL FINANCIAL GROUP INC, WELLS FARGO & COMPANY/MN, Muzinich & Co., Inc., UBS Group AG, ROYAL BANK OF CANADA, ARES MANAGEMENT LLC, NORTHPOINTE CAPITAL LLC, Sound Income Strategies, LLC, and ALLIANCEBERNSTEIN L.P.. This page lists 159 institutional shareholders reporting positions in this security for the Q1 2018 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.