- Type / Class
- Equity / COM
- Total 13F shares
- 34,119,592
- Share change
- +415,084
- Total reported value
- $447,199,326
- Put/Call ratio
- 358%
- Price per share
- $13.12
- Number of holders
- 160
- Value change
- +$5,573,670
- Number of buys
- 70
- Number of sells
- 74
Quarterly Holders Quick Answers
What is CUSIP 427096508?
CUSIP 427096508 identifies HTGC - Hercules Capital, Inc. - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 427096508:
Top shareholders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Muzinich & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
3,153,774
|
$40,684,000 | — | 30 Sep 2017 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
—
class O/S missing
|
3,040,700
|
$39,225,000 | — | 30 Sep 2017 | |
| PRINCIPAL FINANCIAL GROUP INC |
13F
|
Company |
—
class O/S missing
|
3,019,307
|
$38,948,000 | — | 30 Sep 2017 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
2,303,238
|
$29,712,000 | — | 30 Sep 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
1,755,821
|
$22,650,000 | — | 30 Sep 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,381,572
|
$17,822,000 | — | 30 Sep 2017 | |
| ARES MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
1,084,576
|
$13,991,000 | — | 30 Sep 2017 | |
| Advisors Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
883,570
|
$11,398,000 | — | 30 Sep 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
883,336
|
$11,395,000 | — | 30 Sep 2017 | |
| NORTHPOINTE CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
825,985
|
$10,655,000 | — | 30 Sep 2017 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
768,230
|
$9,910,000 | — | 30 Sep 2017 | |
| ADVISORY RESEARCH INC |
13F
|
Company |
—
class O/S missing
|
749,625
|
$9,670,000 | — | 30 Sep 2017 | |
| Sumitomo Mitsui DS Asset Management Company, Ltd |
13F
|
Company |
—
class O/S missing
|
720,876
|
$9,299,000 | — | 30 Sep 2017 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
719,627
|
$9,283,000 | — | 30 Sep 2017 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
—
class O/S missing
|
703,485
|
$9,075,000 | — | 30 Sep 2017 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
—
class O/S missing
|
629,560
|
$8,121,000 | — | 30 Sep 2017 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
487,654
|
$6,291,000 | — | 30 Sep 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
474,563
|
$6,118,000 | — | 30 Sep 2017 | |
| LSV ASSET MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
468,185
|
$6,039,000 | — | 30 Sep 2017 | |
| LOOMIS SAYLES & CO L P |
13F
|
Company |
—
class O/S missing
|
463,335
|
$5,977,000 | — | 30 Sep 2017 | |
| NOMURA HOLDINGS INC |
13F
|
Company |
—
class O/S missing
|
386,452
|
$4,986,000 | — | 30 Sep 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
352,467
|
$4,547,000 | — | 30 Sep 2017 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
342,463
|
$4,418,000 | — | 30 Sep 2017 | |
| Gilman Hill Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
327,859
|
$4,229,000 | — | 30 Sep 2017 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
323,076
|
$4,168,000 | — | 30 Sep 2017 | |
| MILLER HOWARD INVESTMENTS INC /NY |
13F
|
Company |
—
class O/S missing
|
308,552
|
$3,980,000 | — | 30 Sep 2017 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
293,681
|
$3,789,000 | — | 30 Sep 2017 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
287,996
|
$3,715,000 | — | 30 Sep 2017 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
266,714
|
$3,441,000 | — | 30 Sep 2017 | |
| CARDINAL CAPITAL MANAGEMENT LLC /CT |
13F
|
Company |
—
class O/S missing
|
259,835
|
$3,352,000 | — | 30 Sep 2017 | |
| Benchmark Capital Advisors |
13F
|
Company |
—
class O/S missing
|
247,162
|
$3,188,000 | — | 30 Sep 2017 | |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
242,850
|
$3,132,000 | — | 30 Sep 2017 | |
| Legal & General Group Plc |
13F
|
Company |
—
class O/S missing
|
238,883
|
$3,083,000 | — | 30 Sep 2017 | |
| TRILLIUM ASSET MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
199,440
|
$2,573,000 | — | 30 Sep 2017 | |
| Bramshill Investments, LLC |
13F
|
Company |
—
class O/S missing
|
190,037
|
$2,451,000 | — | 30 Sep 2017 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
178,880
|
$2,308,000 | — | 30 Sep 2017 | |
| CIBC Private Wealth Group LLC |
13F
|
Company |
—
class O/S missing
|
172,589
|
$2,227,000 | — | 30 Sep 2017 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
157,335
|
$2,029,000 | — | 30 Sep 2017 | |
| Polaris Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
137,210
|
$1,770,000 | — | 30 Sep 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
128,619
|
$1,659,000 | — | 30 Sep 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
128,236
|
$1,654,000 | — | 30 Sep 2017 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
116,188
|
$1,499,000 | — | 30 Sep 2017 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
91,368
|
$1,179,000 | — | 30 Sep 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
90,561
|
$1,168,000 | — | 30 Sep 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
89,563
|
$1,155,000 | — | 30 Sep 2017 | |
| Nuveen Fund Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
87,890
|
$1,134,000 | — | 30 Sep 2017 | |
| NORGES BANK |
13F
|
Company |
—
class O/S missing
|
85,549
|
$1,104,000 | — | 30 Sep 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
77,864
|
$1,004,000 | — | 30 Sep 2017 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
—
class O/S missing
|
76,500
|
$987,000 | — | 30 Sep 2017 | |
| OXFORD ASSET MANAGEMENT LLP |
13F
|
Company |
—
class O/S missing
|
72,552
|
$926,000 | — | 30 Sep 2017 |
Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q4 2017
As of 31 Dec 2017,
Hercules Capital, Inc. - COM (HTGC) was held by
160 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
34,119,592 shares.
The largest 10 holders included
PRICE T ROWE ASSOCIATES INC /MD/, Muzinich & Co., Inc., PRINCIPAL FINANCIAL GROUP INC, UBS Group AG, ROYAL BANK OF CANADA, WELLS FARGO & COMPANY/MN, NORTHPOINTE CAPITAL LLC, ARES MANAGEMENT LLC, GUGGENHEIM CAPITAL LLC, and MILLENNIUM MANAGEMENT LLC.
This page lists
160
institutional shareholders reporting positions in this security
for the Q4 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2017 vs Q3 2017 Across Filers
Q3 2017 holders
147
Q4 2017 holders
160
Holder diff
13
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 Value $ | Q4 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.