- Type / Class
- Equity / COM
- Total 13F shares
- 32,719,111
- Share change
- -2,509,931
- Total reported value
- $422,045,836
- Put/Call ratio
- 99%
- Price per share
- $12.90
- Number of holders
- 147
- Value change
- -$33,078,773
- Number of buys
- 73
- Number of sells
- 81
Quarterly Holders Quick Answers
What is CUSIP 427096508?
CUSIP 427096508 identifies HTGC - Hercules Capital, Inc. - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 427096508:
Top shareholders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Muzinich & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
3,957,236
|
$52,394,000 | — | 30 Jun 2017 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
—
class O/S missing
|
3,057,200
|
$40,477,000 | — | 30 Jun 2017 | |
| PRINCIPAL FINANCIAL GROUP INC |
13F
|
Company |
—
class O/S missing
|
2,957,591
|
$39,158,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
2,307,234
|
$30,548,000 | — | 30 Jun 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
1,734,686
|
$22,968,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,295,322
|
$17,150,000 | — | 30 Jun 2017 | |
| LSV ASSET MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
1,045,191
|
$13,838,000 | — | 30 Jun 2017 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
—
class O/S missing
|
976,227
|
$12,925,000 | — | 30 Jun 2017 | |
| Advisors Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
934,858
|
$12,378,000 | — | 30 Jun 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
926,460
|
$12,266,000 | — | 30 Jun 2017 | |
| ARES MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
764,189
|
$10,117,000 | — | 30 Jun 2017 | |
| ADVISORY RESEARCH INC |
13F
|
Company |
—
class O/S missing
|
690,104
|
$9,137,000 | — | 30 Jun 2017 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
—
class O/S missing
|
671,173
|
$8,886,000 | — | 30 Jun 2017 | |
| NORTHPOINTE CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
666,642
|
$8,826,000 | — | 30 Jun 2017 | |
| Sumitomo Mitsui DS Asset Management Company, Ltd |
13F
|
Company |
—
class O/S missing
|
660,459
|
$8,744,000 | — | 30 Jun 2017 | |
| CARDINAL CAPITAL MANAGEMENT LLC /CT |
13F
|
Company |
—
class O/S missing
|
646,623
|
$8,562,000 | — | 30 Jun 2017 | |
| Granite Investment Partners, LLC |
13F
|
Company |
—
class O/S missing
|
641,061
|
$8,487,000 | — | 30 Jun 2017 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
615,874
|
$8,154,000 | — | 30 Jun 2017 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
564,316
|
$7,472,000 | — | 30 Jun 2017 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
547,381
|
$7,247,000 | — | 30 Jun 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
489,896
|
$6,499,000 | — | 30 Jun 2017 | |
| LOOMIS SAYLES & CO L P |
13F
|
Company |
—
class O/S missing
|
469,465
|
$6,216,000 | — | 30 Jun 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
428,720
|
$5,676,000 | — | 30 Jun 2017 | |
| NOMURA HOLDINGS INC |
13F
|
Company |
—
class O/S missing
|
360,947
|
$4,782,000 | — | 30 Jun 2017 | |
| Gilman Hill Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
326,129
|
$4,318,000 | — | 30 Jun 2017 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
325,155
|
$4,305,000 | — | 30 Jun 2017 | |
| MILLER HOWARD INVESTMENTS INC /NY |
13F
|
Company |
—
class O/S missing
|
308,552
|
$4,085,000 | — | 30 Jun 2017 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
289,421
|
$3,832,000 | — | 30 Jun 2017 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
268,405
|
$3,554,000 | — | 30 Jun 2017 | |
| Benchmark Capital Advisors |
13F
|
Company |
—
class O/S missing
|
251,217
|
$3,326,000 | — | 30 Jun 2017 | |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
243,419
|
$3,223,000 | — | 30 Jun 2017 | |
| CHARTWELL INVESTMENT PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
242,390
|
$3,209,000 | — | 30 Jun 2017 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
228,447
|
$3,023,000 | — | 30 Jun 2017 | |
| Legal & General Group Plc |
13F
|
Company |
—
class O/S missing
|
216,526
|
$2,866,000 | — | 30 Jun 2017 | |
| Willingdon Wealth Management |
13F
|
Company |
—
class O/S missing
|
213,505
|
$2,827,000 | — | 30 Jun 2017 | |
| Bramshill Investments, LLC |
13F
|
Company |
—
class O/S missing
|
203,946
|
$2,700,000 | — | 30 Jun 2017 | |
| TRILLIUM ASSET MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
196,681
|
$2,604,000 | — | 30 Jun 2017 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
188,064
|
$2,490,000 | — | 30 Jun 2017 | |
| PUTNAM INVESTMENTS LLC |
13F
|
Company |
—
class O/S missing
|
150,435
|
$1,992,000 | — | 30 Jun 2017 | |
| Polaris Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
133,995
|
$1,774,000 | — | 30 Jun 2017 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
131,368
|
$1,739,000 | — | 30 Jun 2017 | |
| Geneva Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
129,592
|
$1,716,000 | — | 30 Jun 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
122,714
|
$1,625,000 | — | 30 Jun 2017 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
113,716
|
$1,506,000 | — | 30 Jun 2017 | |
| JAMES INVESTMENT RESEARCH, INC. |
13F
|
Company |
—
class O/S missing
|
112,025
|
$1,483,000 | — | 30 Jun 2017 | |
| WESPAC Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
107,258
|
$1,420,000 | — | 30 Jun 2017 | |
| EVENTIDE ASSET MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
100,000
|
$1,324,000 | — | 30 Jun 2017 | |
| Nuveen Fund Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
96,727
|
$1,281,000 | — | 30 Jun 2017 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
93,590
|
$1,239,000 | — | 30 Jun 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
93,334
|
$1,234,000 | — | 30 Jun 2017 |
Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q3 2017
As of 30 Sep 2017,
Hercules Capital, Inc. - COM (HTGC) was held by
147 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
32,719,111 shares.
The largest 10 holders included
Muzinich & Co., Inc., PRICE T ROWE ASSOCIATES INC /MD/, PRINCIPAL FINANCIAL GROUP INC, UBS Group AG, ROYAL BANK OF CANADA, WELLS FARGO & COMPANY/MN, ARES MANAGEMENT LLC, Advisors Capital Management, LLC, GUGGENHEIM CAPITAL LLC, and NORTHPOINTE CAPITAL LLC.
This page lists
147
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
162
Q3 2017 holders
147
Holder diff
-15
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.