Hercules Capital, Inc. - COM (HTGC)

Q3 2017 13F Holders as of 30 Sep 2017

Type / Class
Equity / COM
Total 13F shares
32,719,111
Share change
-2,509,931
Total reported value
$422,045,836
Put/Call ratio
99%
Price per share
$12.90
Number of holders
147
Value change
-$33,078,773
Number of buys
73
Number of sells
81

Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q3 2017

As of 30 Sep 2017, Hercules Capital, Inc. - COM (HTGC) was held by 147 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 32,719,111 shares. The largest 10 holders included Muzinich & Co., Inc., PRICE T ROWE ASSOCIATES INC /MD/, PRINCIPAL FINANCIAL GROUP INC, UBS Group AG, ROYAL BANK OF CANADA, WELLS FARGO & COMPANY/MN, ARES MANAGEMENT LLC, Advisors Capital Management, LLC, GUGGENHEIM CAPITAL LLC, and NORTHPOINTE CAPITAL LLC. This page lists 147 institutional shareholders reporting positions in this security for the Q3 2017 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.