Q3 2017 13F Holders as of 30 Sep 2017
-
Type / Class
-
Equity / COM
-
Number of holders
-
147
-
Total 13F shares, excl. options
-
32,719,111
-
Shares change
-
-2,509,931
-
Total reported value, excl. options
-
$422,045,836
-
Value change
-
-$33,078,773
-
Put/Call ratio
-
99.14%
-
Number of buys
-
73
-
Number of sells
-
-81
-
Price
-
$12.9
Significant Holders of Hercules Capital, Inc. - COM (HTGC) as of Q3 2017
183 filings reported holding HTGC - Hercules Capital, Inc. - COM as of Q3 2017.
Hercules Capital, Inc. - COM (HTGC) has 147 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 32,719,111 shares
.
Largest 10 shareholders include Muzinich & Co., Inc. (3,153,774 shares), PRICE T ROWE ASSOCIATES INC /MD/ (3,040,700 shares), PRINCIPAL FINANCIAL GROUP INC (3,019,307 shares), UBS Group AG (2,303,238 shares), ROYAL BANK OF CANADA (1,755,821 shares), WELLS FARGO & COMPANY/MN (1,381,572 shares), ARES MANAGEMENT LLC (1,084,576 shares), Advisors Capital Management, LLC (883,570 shares), GUGGENHEIM CAPITAL LLC (883,336 shares), and NORTHPOINTE CAPITAL LLC (825,985 shares).
This table shows the top 147 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.