What does CUSIP 427096508 represent in this 13F holders report?

CUSIP 427096508 is the security identifier for HTGC - Hercules Capital, Inc. - COM used to aggregate holder disclosures.

How many institutions held HTGC - Hercules Capital, Inc. - COM in Q2 2017?

162 institutional investors reported HTGC - Hercules Capital, Inc. - COM for Q2 2017. Use the holders table for investor-level position and value details.

Hercules Capital, Inc. - COM (HTGC)

CUSIP: 427096508

Q2 2017 13F Holders as of 30 Jun 2017

Type / Class: Equity / COM
Total 13F shares: 35,392,423
Share change: +828,004
Total reported value: $468,543,115
Put/Call ratio: 119%
Price per share: $13.24
Number of holders: 162
Value change: +$9,601,792
Number of buys: 83
Number of sells: 68

Quarterly Holders Quick Answers

What is CUSIP 427096508?
CUSIP 427096508 identifies HTGC - Hercules Capital, Inc. - COM in SEC institutional holdings data.

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Back to full security ownership history for the broader multi-quarter picture.
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Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q3 2017
Previous quarter: Q1 2017

Recent filing periods for CUSIP 427096508:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Muzinich & Co., Inc.	13F	Company	— class O/S missing	3,626,672	$54,872,000	—	31 Mar 2017	13F
PRICE T ROWE ASSOCIATES INC /MD/	13F	Company	— class O/S missing	3,067,400	$46,410,000	—	31 Mar 2017	13F
UBS Group AG	13F	Company	— class O/S missing	2,303,026	$34,845,000	—	31 Mar 2017	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	1,756,126	$26,570,000	—	31 Mar 2017	13F
EDGE ASSET MANAGEMENT, INC	13F	Company	— class O/S missing	1,698,771	$25,702,000	—	31 Mar 2017	13F
PRINCIPAL FINANCIAL GROUP INC	13F	Company	— class O/S missing	1,421,999	$21,515,000	—	31 Mar 2017	13F
WELLINGTON MANAGEMENT GROUP LLP	13F	Company	— class O/S missing	1,413,399	$21,385,000	—	31 Mar 2017	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	1,301,153	$19,685,000	—	31 Mar 2017	13F
LSV ASSET MANAGEMENT	13F	Company	— class O/S missing	1,129,565	$17,090,000	—	31 Mar 2017	13F
NORTHPOINTE CAPITAL LLC	13F	Company	— class O/S missing	1,128,360	$17,072,000	—	31 Mar 2017	13F
ALLIANCEBERNSTEIN L.P.	13F	Company	— class O/S missing	1,021,821	$15,460,000	—	31 Mar 2017	13F
GUGGENHEIM CAPITAL LLC	13F	Company	— class O/S missing	864,945	$13,087,000	—	31 Mar 2017	13F
Advisors Capital Management, LLC	13F	Company	— class O/S missing	820,050	$12,408,000	—	31 Mar 2017	13F
LOOMIS SAYLES & CO L P	13F	Company	— class O/S missing	804,080	$12,166,000	—	31 Mar 2017	13F
CONFLUENCE INVESTMENT MANAGEMENT LLC	13F	Company	— class O/S missing	722,927	$10,938,000	—	31 Mar 2017	13F
BlackRock Finance, Inc.	13F	Company	— class O/S missing	679,507	$10,281,000	—	31 Mar 2017	13F
CARDINAL CAPITAL MANAGEMENT LLC /CT	13F	Company	— class O/S missing	637,909	$9,652,000	—	31 Mar 2017	13F
Granite Investment Partners, LLC	13F	Company	— class O/S missing	623,119	$9,428,000	—	31 Mar 2017	13F
VAN ECK ASSOCIATES CORP	13F	Company	— class O/S missing	583,774	$8,833,000	—	31 Mar 2017	13F
ADVISORY RESEARCH INC	13F	Company	— class O/S missing	569,624	$8,618,000	—	31 Mar 2017	13F
MORGAN STANLEY	13F	Company	— class O/S missing	561,847	$8,501,000	—	31 Mar 2017	13F
Sumitomo Mitsui DS Asset Management Company, Ltd	13F	Company	— class O/S missing	542,251	$8,204,000	—	31 Mar 2017	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	394,822	$5,974,000	—	31 Mar 2017	13F
CLOUGH CAPITAL PARTNERS L P	13F	Company	— class O/S missing	386,700	$5,851,000	—	31 Mar 2017	13F
NOMURA HOLDINGS INC	13F	Company	— class O/S missing	337,676	$5,115,000	—	31 Mar 2017	13F
PUTNAM INVESTMENTS LLC	13F	Company	— class O/S missing	323,294	$4,891,000	—	31 Mar 2017	13F
STIFEL FINANCIAL CORP	13F	Company	— class O/S missing	320,996	$4,865,000	—	31 Mar 2017	13F
MILLER HOWARD INVESTMENTS INC /NY	13F	Company	— class O/S missing	308,552	$4,668,000	—	31 Mar 2017	13F
Gilman Hill Asset Management, LLC	13F	Company	— class O/S missing	305,895	$4,628,000	—	31 Mar 2017	13F
TWO SIGMA ADVISERS, LP	13F	Company	— class O/S missing	286,705	$4,338,000	—	31 Mar 2017	13F
Invesco Ltd.	13F	Company	— class O/S missing	277,589	$4,200,000	—	31 Mar 2017	13F
CHARTWELL INVESTMENT PARTNERS, LLC	13F	Company	— class O/S missing	261,020	$3,949,000	—	31 Mar 2017	13F
Benchmark Capital Advisors	13F	Company	— class O/S missing	252,367	$3,818,000	—	31 Mar 2017	13F
MCKINLEY CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	245,930	$3,721,000	—	31 Mar 2017	13F
Willingdon Wealth Management	13F	Company	— class O/S missing	211,831	$3,205,000	—	31 Mar 2017	13F
DEUTSCHE BANK AG\	13F	Company	— class O/S missing	209,156	$3,163,000	—	31 Mar 2017	13F
TRILLIUM ASSET MANAGEMENT, LLC	13F	Company	— class O/S missing	206,438	$3,123,000	—	31 Mar 2017	13F
Yorktown Management & Research Co Inc	13F	Company	— class O/S missing	190,000	$2,875,000	—	31 Mar 2017	13F
Legal & General Group Plc	13F	Company	— class O/S missing	182,766	$2,764,000	—	31 Mar 2017	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	— class O/S missing	179,241	$2,712,000	—	31 Mar 2017	13F
Janney Montgomery Scott LLC	13F	Company	— class O/S missing	162,885	$2,464,000	—	31 Mar 2017	13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F	Company	— class O/S missing	131,600	$1,991,000	—	31 Mar 2017	13F
Polaris Capital Management, LLC	13F	Company	— class O/S missing	130,946	$1,981,000	—	31 Mar 2017	13F
Employees Retirement System of Texas	13F	Company	— class O/S missing	117,047	$1,771,000	—	31 Mar 2017	13F
Geneva Advisors, LLC	13F	Company	— class O/S missing	111,232	$1,683,000	—	31 Mar 2017	13F
ARES MANAGEMENT LLC	13F	Company	— class O/S missing	101,239	$1,532,000	—	31 Mar 2017	13F
EVENTIDE ASSET MANAGEMENT, LLC	13F	Company	— class O/S missing	100,000	$1,513,000	—	31 Mar 2017	13F
Nuveen Fund Advisors, LLC	13F	Company	— class O/S missing	98,219	$1,486,000	—	31 Mar 2017	13F
NORTHERN TRUST CORP	13F	Company	— class O/S missing	95,631	$1,447,000	—	31 Mar 2017	13F
GOLDMAN SACHS GROUP INC	13F	Company	— class O/S missing	88,791	$1,343,000	—	31 Mar 2017	13F

Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q2 2017

As of 30 Jun 2017, Hercules Capital, Inc. - COM (HTGC) was held by 162 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 35,392,423 shares. The largest 10 holders included Muzinich & Co., Inc., PRICE T ROWE ASSOCIATES INC /MD/, PRINCIPAL FINANCIAL GROUP INC, UBS Group AG, ROYAL BANK OF CANADA, WELLS FARGO & COMPANY/MN, LSV ASSET MANAGEMENT, ALLIANCEBERNSTEIN L.P., Advisors Capital Management, LLC, and GUGGENHEIM CAPITAL LLC. This page lists 162 institutional shareholders reporting positions in this security for the Q2 2017 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q2 2017 vs Q1 2017 Across Filers

Q1 2017 holders

157

Q2 2017 holders

162

Holder diff

Investor	Q1 2017 Shares	Q2 2017 Shares	Share Diff	Share Chg %	Q1 2017 Value $	Q2 2017 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.