What does CUSIP 427096508 represent in this 13F holders report?

CUSIP 427096508 is the security identifier for HTGC - Hercules Capital, Inc. - COM used to aggregate holder disclosures.

How many institutions held HTGC - Hercules Capital, Inc. - COM in Q1 2017?

157 institutional investors reported HTGC - Hercules Capital, Inc. - COM for Q1 2017. Use the holders table for investor-level position and value details.

Hercules Capital, Inc. - COM (HTGC)

CUSIP: 427096508

Q1 2017 13F Holders as of 31 Mar 2017

Type / Class: Equity / COM
Total 13F shares: 36,032,249
Share change: +2,056,932
Total reported value: $545,127,594
Put/Call ratio: 45%
Price per share: $15.13
Number of holders: 157
Value change: +$32,935,137
Number of buys: 80
Number of sells: 71

Quarterly Holders Quick Answers

What is CUSIP 427096508?
CUSIP 427096508 identifies HTGC - Hercules Capital, Inc. - COM in SEC institutional holdings data.

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Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q2 2017
Previous quarter: Q4 2016

Recent filing periods for CUSIP 427096508:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
PRICE T ROWE ASSOCIATES INC /MD/	13F	Company	— class O/S missing	2,940,170	$41,486,000	—	31 Dec 2016	13F
Muzinich & Co., Inc.	13F	Company	— class O/S missing	1,957,276	$27,617,000	—	31 Dec 2016	13F
UBS Group AG	13F	Company	— class O/S missing	1,817,281	$25,642,000	—	31 Dec 2016	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	1,798,584	$25,378,000	—	31 Dec 2016	13F
EDGE ASSET MANAGEMENT, INC	13F	Company	— class O/S missing	1,670,370	$23,569,000	—	31 Dec 2016	13F
WELLINGTON MANAGEMENT GROUP LLP	13F	Company	— class O/S missing	1,573,482	$22,202,000	—	31 Dec 2016	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	1,469,919	$20,740,000	—	31 Dec 2016	13F
NORTHPOINTE CAPITAL LLC	13F	Company	— class O/S missing	1,439,890	$20,317,000	—	31 Dec 2016	13F
PRINCIPAL FINANCIAL GROUP INC	13F	Company	— class O/S missing	1,258,219	$17,753,000	—	31 Dec 2016	13F
ALLIANCEBERNSTEIN L.P.	13F	Company	— class O/S missing	1,163,121	$16,412,000	—	31 Dec 2016	13F
LSV ASSET MANAGEMENT	13F	Company	— class O/S missing	984,276	$13,888,000	—	31 Dec 2016	13F
Advisors Capital Management, LLC	13F	Company	— class O/S missing	850,564	$12,002,000	—	31 Dec 2016	13F
LOOMIS SAYLES & CO L P	13F	Company	— class O/S missing	816,640	$11,523,000	—	31 Dec 2016	13F
State of New Jersey Common Pension Fund D	13F	Company	— class O/S missing	750,000	$10,583,000	—	31 Dec 2016	13F
GUGGENHEIM CAPITAL LLC	13F	Company	— class O/S missing	744,681	$10,507,000	—	31 Dec 2016	13F
CONFLUENCE INVESTMENT MANAGEMENT LLC	13F	Company	— class O/S missing	727,777	$10,269,000	—	31 Dec 2016	13F
MORGAN STANLEY	13F	Company	— class O/S missing	644,961	$9,101,000	—	31 Dec 2016	13F
CARDINAL CAPITAL MANAGEMENT LLC /CT	13F	Company	— class O/S missing	611,753	$8,632,000	—	31 Dec 2016	13F
BlackRock Group LTD	13F	Company	— class O/S missing	509,336	$7,187,000	—	31 Dec 2016	13F
Yorktown Management & Research Co Inc	13F	Company	— class O/S missing	450,000	$6,350,000	—	31 Dec 2016	13F
VAN ECK ASSOCIATES CORP	13F	Company	— class O/S missing	445,872	$6,291,000	—	31 Dec 2016	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	445,486	$6,286,000	—	31 Dec 2016	13F
Gilman Hill Asset Management, LLC	13F	Company	— class O/S missing	389,071	$5,490,000	—	31 Dec 2016	13F
PUTNAM INVESTMENTS LLC	13F	Company	— class O/S missing	372,844	$5,261,000	—	31 Dec 2016	13F
NOMURA HOLDINGS INC	13F	Company	— class O/S missing	360,180	$5,066,000	—	31 Dec 2016	13F
TWO SIGMA INVESTMENTS, LP	13F	Company	— class O/S missing	350,129	$4,940,000	—	31 Dec 2016	13F
CLOUGH CAPITAL PARTNERS L P	13F	Company	— class O/S missing	343,200	$4,843,000	—	31 Dec 2016	13F
TWO SIGMA ADVISERS, LP	13F	Company	— class O/S missing	342,249	$4,829,000	—	31 Dec 2016	13F
ADVISORY RESEARCH INC	13F	Company	— class O/S missing	327,167	$4,616,000	—	31 Dec 2016	13F
MILLER HOWARD INVESTMENTS INC /NY	13F	Company	— class O/S missing	308,552	$4,354,000	—	31 Dec 2016	13F
CHARTWELL INVESTMENT PARTNERS, LLC	13F	Company	— class O/S missing	306,764	$4,328,000	—	31 Dec 2016	13F
Sumitomo Mitsui DS Asset Management Company, Ltd	13F	Company	— class O/S missing	305,048	$4,304,000	—	31 Dec 2016	13F
Invesco Ltd.	13F	Company	— class O/S missing	292,872	$4,132,000	—	31 Dec 2016	13F
Benchmark Capital Advisors	13F	Company	— class O/S missing	258,023	$3,641,000	—	31 Dec 2016	13F
MCKINLEY CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	218,111	$3,078,000	—	31 Dec 2016	13F
Advisors Asset Management, Inc.	13F	Company	— class O/S missing	208,807	$2,946,000	—	31 Dec 2016	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	— class O/S missing	207,626	$2,930,000	—	31 Dec 2016	13F
DEUTSCHE BANK AG\	13F	Company	— class O/S missing	195,669	$2,760,000	—	31 Dec 2016	13F
Willingdon Wealth Management	13F	Company	— class O/S missing	179,809	$2,537,000	—	31 Dec 2016	13F
STIFEL FINANCIAL CORP	13F	Company	— class O/S missing	177,281	$2,488,000	—	31 Dec 2016	13F
Legal & General Group Plc	13F	Company	— class O/S missing	168,745	$2,384,000	—	31 Dec 2016	13F
Janney Montgomery Scott LLC	13F	Company	— class O/S missing	155,447	$2,193,000	—	31 Dec 2016	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	— class O/S missing	150,018	$2,117,000	—	31 Dec 2016	13F
D. E. Shaw & Co., Inc.	13F	Company	— class O/S missing	147,541	$2,082,000	—	31 Dec 2016	13F
Hillsdale Investment Management Inc.	13F	Company	— class O/S missing	291,600	$2,077,572	—	31 Dec 2016	13F
TRILLIUM ASSET MANAGEMENT, LLC	13F	Company	— class O/S missing	139,074	$1,962,000	—	31 Dec 2016	13F
Polaris Capital Management, LLC	13F	Company	— class O/S missing	128,269	$1,810,000	—	31 Dec 2016	13F
GOLDMAN SACHS GROUP INC	13F	Company	— class O/S missing	120,877	$1,706,000	—	31 Dec 2016	13F
Employees Retirement System of Texas	13F	Company	— class O/S missing	114,654	$1,618,000	—	31 Dec 2016	13F
EVENTIDE ASSET MANAGEMENT, LLC	13F	Company	— class O/S missing	106,000	$1,496,000	—	31 Dec 2016	13F

Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q1 2017

As of 31 Mar 2017, Hercules Capital, Inc. - COM (HTGC) was held by 157 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 36,032,249 shares. The largest 10 holders included Muzinich & Co., Inc., PRICE T ROWE ASSOCIATES INC /MD/, UBS Group AG, ROYAL BANK OF CANADA, EDGE ASSET MANAGEMENT, INC, PRINCIPAL FINANCIAL GROUP INC, WELLINGTON MANAGEMENT GROUP LLP, WELLS FARGO & COMPANY/MN, LSV ASSET MANAGEMENT, and NORTHPOINTE CAPITAL LLC. This page lists 157 institutional shareholders reporting positions in this security for the Q1 2017 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q1 2017 vs Q4 2016 Across Filers

Q4 2016 holders

155

Q1 2017 holders

157

Holder diff

Investor	Q4 2016 Shares	Q1 2017 Shares	Share Diff	Share Chg %	Q4 2016 Value $	Q1 2017 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.