Hercules Capital, Inc. - COM (HTGC)

Q4 2016 13F Holders as of 31 Dec 2016

Type / Class
Equity / COM
Total 13F shares
34,479,922
Share change
+2,768,784
Total reported value
$486,483,736
Put/Call ratio
42%
Price per share
$14.11
Number of holders
155
Value change
+$39,370,474
Number of buys
89
Number of sells
48

Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q4 2016

As of 31 Dec 2016, Hercules Capital, Inc. - COM (HTGC) was held by 155 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 34,479,922 shares. The largest 10 holders included PRICE T ROWE ASSOCIATES INC /MD/, Muzinich & Co., Inc., UBS Group AG, ROYAL BANK OF CANADA, EDGE ASSET MANAGEMENT, INC, WELLINGTON MANAGEMENT GROUP LLP, WELLS FARGO & COMPANY/MN, NORTHPOINTE CAPITAL LLC, PRINCIPAL FINANCIAL GROUP INC, and ALLIANCEBERNSTEIN L.P.. This page lists 155 institutional shareholders reporting positions in this security for the Q4 2016 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.