Hercules Capital, Inc. - COM (HTGC)

Q3 2016 13F Holders as of 30 Sep 2016

Type / Class
Equity / COM
Total 13F shares
31,741,762
Share change
+1,637,391
Total reported value
$430,381,383
Put/Call ratio
60%
Price per share
$13.56
Number of holders
147
Value change
+$22,838,354
Number of buys
86
Number of sells
50

Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q3 2016

As of 30 Sep 2016 Hercules Capital, Inc. - COM (HTGC) had 147 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions held a total of 31,741,762 shares of stock of the company.
Largest 10 holders included PRICE T ROWE ASSOCIATES INC /MD/, ROYAL BANK OF CANADA, EDGE ASSET MANAGEMENT, INC, UBS Group AG, WELLINGTON MANAGEMENT GROUP LLP, WELLS FARGO & COMPANY/MN, NORTHPOINTE CAPITAL LLC, PRINCIPAL FINANCIAL GROUP INC, ALLIANCEBERNSTEIN L.P., and Muzinich & Co., Inc..
This table shows 147 institutional shareholders of the security as of 30 Sep 2016.
Investor Option Weight % Change % Value $ * Price $ Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.