Hercules Capital, Inc. - COM (HTGC)

Q3 2014 13F Holders as of 30 Sep 2014

Type / Class
Equity / COM
Total 13F shares
26,210,933
Share change
-3,144,844
Total reported value
$379,004,102
Price per share
$14.46
Number of holders
135
Value change
-$48,702,036
Number of buys
71
Number of sells
76

Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q3 2014

As of 30 Sep 2014, Hercules Capital, Inc. - COM (HTGC) was held by 135 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 26,210,933 shares. The largest 10 holders included PRICE T ROWE ASSOCIATES INC /MD/, EDGE ASSET MANAGEMENT, INC, UBS AG, LSV ASSET MANAGEMENT, CARDINAL CAPITAL MANAGEMENT LLC /CT, Advisors Capital Management, LLC, Invesco Ltd., Robeco Institutional Asset Management B.V., Laffer Investments, and WELLS FARGO & COMPANY/MN. This page lists 135 institutional shareholders reporting positions in this security for the Q3 2014 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.