Q3 2014 13F Holders as of 30 Sep 2014
-
Type / Class
-
Equity / COM
-
Number of holders
-
135
-
Total 13F shares, excl. options
-
26,210,933
-
Shares change
-
-3,144,844
-
Total reported value, excl. options
-
$379,004,102
-
Value change
-
-$48,702,036
-
Number of buys
-
71
-
Number of sells
-
-76
-
Price
-
$14.46
Significant Holders of Hercules Capital, Inc. - COM (HTGC) as of Q3 2014
171 filings reported holding HTGC - Hercules Capital, Inc. - COM as of Q3 2014.
Hercules Capital, Inc. - COM (HTGC) has 135 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 26,210,933 shares
.
Largest 10 shareholders include PRICE T ROWE ASSOCIATES INC /MD/ (2,891,100 shares), EDGE ASSET MANAGEMENT, INC (1,586,449 shares), UBS AG (1,280,266 shares), LSV ASSET MANAGEMENT (1,044,588 shares), CARDINAL CAPITAL MANAGEMENT LLC /CT (1,027,170 shares), Advisors Capital Management, LLC (1,013,803 shares), Invesco Ltd. (981,698 shares), Robeco Institutional Asset Management B.V. (907,301 shares), Laffer Investments (762,533 shares), and WELLS FARGO & COMPANY/MN (738,122 shares).
This table shows the top 135 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.