Security Snapshot

JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) Institutional Ownership

CUSIP: 409735206

13F Institutional Holders and Ownership History from Q1 2014 to Q1 2026

Latest Period

Q1 2026

Institutions Reporting

76

Shares (Excl. Options)

4,021,546

Price

$35.87

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Type / Class
Equity / Common
Symbol
BTO on NYSE
Shares outstanding
19,806,989
Price per share
$35.57
All holders as of 31 Mar 2026
Q1 2026
Total 13F shares
4,021,546
Total reported value
$144,251,183
% of total 13F portfolios
0%
Share change
-161,404
Value change
-$5,679,386
Number of holders
76
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Quick Takeaways

  • BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common is tracked under CUSIP 409735206.
  • 76 institutions reported positions in Q1 2026.
  • 1 significant owner is listed from Schedule 13D/13G reporting.

What Changed

  • Holder count moved from 85 to 76 between Q4 2025 and Q1 2026.
  • Reported value moved from $148,562,399 to $144,251,183.

Why This Matters

  • You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
  • 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.

Source Evidence

Source: SEC Form 13F

Latest holder context comes from 76 institutions filings for Q1 2026.

Open SEC Evidence

Investment Quick Answers

What is CUSIP 409735206?
CUSIP 409735206 identifies BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common in SEC 13F datasets.

Where can I see the latest institutional holders?
Review the Q1 2026 holders report and the ownership history table below.

Significant Owners of JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FIRST TRUST PORTFOLIOS LP 5.4% $37,381,809 1,065,616 First Trust Portfolios L.P. 31 Dec 2025

As of 31 Mar 2026, 76 institutional investors reported holding 4,021,546 shares of JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO). This represents 20% of the company’s total 19,806,989 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) together control 19% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
MORGAN STANLEY 6% 1,189,618 +0.01% 0% $42,671,597
WELLS FARGO & COMPANY/MN 3.3% 653,442 -2.1% 0% $23,438,944
Z3 Capital Partners, LLC 2.1% 408,961 +1.3% 3.7% $14,669,425
ROYAL BANK OF CANADA 1.4% 267,804 +3.3% 0% $9,606,000
Janney Montgomery Scott LLC 0.98% 193,135 -1.8% 0.02% $6,928,000
RAYMOND JAMES FINANCIAL INC 0.9% 178,390 +1.2% 0% $6,398,858
LPL Financial LLC 0.65% 127,880 -1.5% 0% $4,587,067
STIFEL FINANCIAL CORP 0.52% 102,120 +18% 0% $3,663,087
FCA CORP /TX 0.45% 88,984 +2.4% 0.9% $3,191,845
NORTH STAR ASSET MANAGEMENT INC 0.34% 67,816 -0.39% 0.11% $2,432,560
Alessandra Capital Management, LLC 0.31% 61,520 +3.8% 1.9% $2,206,725
Steward Partners Investment Advisory, LLC 0.27% 54,340 +10% 0.01% $1,949,176
Cambridge Investment Research Advisors, Inc. 0.24% 48,212 +9.1% 0% $1,729,000
UBS Group AG 0.22% 44,541 -6.6% 0% $1,597,686
Gilliland Jeter Wealth Management LLC 0.19% 37,387 +3.1% 0.4% $1,341,072
AMERIPRISE FINANCIAL INC 0.17% 34,009 +39% 0% $1,219,896
Chancellor Financial Group WB LP 0.16% 31,197 +0.67% 0.8% $1,119,023
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.15% 30,325 +302% 0.08% $1,087,758
Advisory Advocates, LLC 0.15% 29,050 +7.6% 1.1% $1,042,024
OPPENHEIMER & CO INC 0.14% 27,890 -1.8% 0.01% $1,000,414
HighTower Advisors, LLC 0.13% 25,197 -3.7% 0% $903,833
Private Advisor Group, LLC 0.12% 23,961 +3.4% 0% $859,467
World Investment Advisors 0.12% 23,855 -14% 0.01% $855,664
Samalin Investment Counsel, LLC 0.11% 21,078 -19% 0.27% $756,064
Tennessee Valley Asset Management Partners 0.1% 20,707 +0.06% 0.1% $742,763

Institutional Holders of JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2026 Q1 4,021,546 $144,251,183 -$5,679,386 $35.87 76
2025 Q4 4,234,948 $148,562,399 +$4,087,957 $35.08 85
2025 Q3 3,626,362 $130,490,326 -$14,966,164 $35.98 77
2025 Q2 4,042,498 $143,192,276 -$2,920,766 $35.42 68
2025 Q1 4,127,411 $140,775,947 -$3,937,930 $34.11 69
2024 Q4 4,238,028 $151,259,523 +$588,991 $35.69 74
2024 Q3 4,203,491 $139,205,073 +$6,974,511 $33.16 76
2024 Q2 3,942,223 $110,444,625 +$1,791,527 $28.01 69
2024 Q1 3,876,384 $114,609,668 -$3,418,452 $29.58 69
2023 Q4 3,990,182 $119,623,712 +$7,905,596 $30.08 75
2023 Q3 3,684,088 $96,735,037 +$1,510,990 $26.26 65
2023 Q2 3,627,138 $97,326,886 -$9,950,296 $26.82 64
2023 Q1 3,987,097 $121,763,624 +$2,896,524 $30.54 66
2022 Q4 3,887,517 $129,552,637 -$2,917,209 $33.31 60
2022 Q3 3,971,768 $125,351,890 +$2,504,394 $31.56 60
2022 Q2 3,888,020 $143,846,167 -$1,189,350 $37.13 64
2022 Q1 3,919,589 $157,564,333 +$7,924,973 $40.20 68
2021 Q4 3,711,589 $172,854,026 +$2,868,950 $46.59 69
2021 Q3 3,652,916 $155,351,552 +$4,368,154 $42.52 65
2021 Q2 3,562,637 $133,748,343 +$1,184,510 $37.54 66
2021 Q1 3,528,301 $135,635,277 +$3,868,262 $38.44 68
2020 Q4 3,472,159 $105,329,465 -$88,618 $30.35 52
2020 Q3 3,494,017 $74,874,253 -$4,866,114 $21.43 52
2020 Q2 3,720,072 $85,250,858 +$10,020,095 $22.95 49
2020 Q1 3,270,506 $59,987,075 -$28,903,877 $18.34 56
2019 Q4 4,071,033 $147,785,089 +$1,114,019 $36.30 70
2019 Q3 4,065,117 $130,792,355 +$598,534 $32.17 64
2019 Q2 4,046,601 $130,315,586 +$548,103 $32.20 68
2019 Q1 4,029,818 $128,563,660 +$327,453 $31.90 65
2018 Q4 4,027,312 $112,481,439 -$6,648,402 $27.93 60
2018 Q3 4,224,536 $156,235,242 +$3,422,657 $37.00 68
2018 Q2 4,131,226 $153,798,559 +$4,124,570 $37.21 60
2018 Q1 4,019,526 $154,156,886 +$9,039,707 $38.35 58
2017 Q4 3,782,507 $148,804,538 +$322,973 $39.33 58
2017 Q3 3,690,491 $137,505,764 +$5,229,444 $37.26 51
2017 Q2 3,552,191 $127,991,994 +$5,185,933 $36.03 51
2017 Q1 3,436,781 $116,881,854 +$1,099,831 $34.00 49
2016 Q4 3,394,430 $123,120,748 +$6,766,516 $36.27 46
2016 Q3 3,255,332 $90,336,752 +$1,263,232 $27.76 43
2016 Q2 3,302,079 $84,663,094 +$1,685,411 $25.64 46
2016 Q1 3,237,817 $78,648,386 -$8,876,908 $24.30 43
2015 Q4 3,574,262 $100,077,221 +$752,722 $28.03 48
2015 Q3 3,535,427 $89,427,640 +$7,360,911 $25.30 45
2015 Q2 3,235,417 $88,008,350 -$3,276,737 $27.20 44
2015 Q1 3,427,020 $79,797,900 +$3,263,569 $23.40 53
2014 Q4 3,408,942 $80,313,946 +$6,564,076 $23.56 56
2014 Q3 3,108,329 $68,705,175 +$5,444,412 $22.22 51
2014 Q2 2,860,004 $65,853,781 +$155,415 $23.14 48
2014 Q1 2,848,956 $68,271,852 +$4,867,005 $24.07 51
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