What does CUSIP 409735206 represent in this 13F holders report?

CUSIP 409735206 is the security identifier for BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common used to aggregate holder disclosures.

How many institutions held BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common in Q1 2023?

66 institutional investors reported BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common for Q1 2023. Use the holders table for investor-level position and value details.

JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO)

CUSIP: 409735206

Q1 2023 13F Holders as of 31 Mar 2023

Type / Class: Equity / Common
Shares outstanding: 19,806,989
Total 13F shares: 3,987,097
Share change: +99,914
Total reported value: $121,763,624
Price per share: $30.54
Number of holders: 66
Value change: +$2,896,524
Number of buys: 38
Number of sells: 19

Quarterly Holders Quick Answers

What is CUSIP 409735206?
CUSIP 409735206 identifies BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q2 2023
Previous quarter: Q4 2022

Recent filing periods for CUSIP 409735206:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
MORGAN STANLEY	13F	Company	8.1%	1,606,645	$53,517,369	—	31 Dec 2022	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	2%	400,373	$13,336,484	—	31 Dec 2022	13F
WELLS FARGO & COMPANY/MN	13F	Company	1.9%	369,231	$12,299,092	—	31 Dec 2022	13F
Janney Montgomery Scott LLC	13F	Company	1.1%	221,119	$7,365,000	—	31 Dec 2022	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.92%	181,419	$6,043,074	—	31 Dec 2022	13F
ROYAL BANK OF CANADA	13F	Company	0.77%	153,073	$5,099,000	—	31 Dec 2022	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.77%	151,664	$5,051,985	—	31 Dec 2022	13F
NORTH STAR ASSET MANAGEMENT INC	13F	Company	0.49%	96,495	$3,214,248	—	31 Dec 2022	13F
Steward Partners Investment Advisory, LLC	13F	Company	0.44%	87,429	$2,912,260	—	31 Dec 2022	13F
FCA CORP /TX	13F	Company	0.43%	85,842	$2,859,389	—	31 Dec 2022	13F
STIFEL FINANCIAL CORP	13F	Company	0.42%	82,554	$2,749,885	—	31 Dec 2022	13F
LPL Financial LLC	13F	Company	0.25%	49,458	$1,647,457	—	31 Dec 2022	13F
WOLVERINE ASSET MANAGEMENT LLC	13F	Company	0.17%	33,184	$1,105,359	—	31 Dec 2022	13F
LINCOLN NATIONAL CORP	13F	Company	0.16%	31,296	$1,042,453	—	31 Dec 2022	13F
Csenge Advisory Group	13F	Company	0.14%	26,949	$897,674	—	31 Dec 2022	13F
DFPG INVESTMENTS, LLC	13F	Company	0.1%	20,645	$748,175	—	31 Dec 2022	13F
UBS Group AG	13F	Company	0.11%	21,862	$728,223	—	31 Dec 2022	13F
PEAPACK GLADSTONE FINANCIAL CORP	13F	Company	0.11%	21,359	$711,000	—	31 Dec 2022	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	0.1%	20,231	$674,000	—	31 Dec 2022	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	0.1%	19,107	$636,000	—	31 Dec 2022	13F
B. Riley Wealth Advisors, Inc.	13F	Company	0.08%	16,629	$555,056	—	31 Dec 2022	13F
OSAIC HOLDINGS, INC.	13F	Company	0.06%	12,862	$427,764	—	31 Dec 2022	13F
ORLEANS CAPITAL MANAGEMENT CORP/LA	13F	Company	0.06%	11,440	$381,066	—	31 Dec 2022	13F
Private Advisor Group, LLC	13F	Company	0.06%	11,373	$379,000	—	31 Dec 2022	13F
Institute for Wealth Management, LLC.	13F	Company	0.05%	10,868	$362,013	—	31 Dec 2022	13F
AMERIPRISE FINANCIAL INC	13F	Company	0.05%	10,783	$360,000	—	31 Dec 2022	13F
STEPHENS INC /AR/	13F	Company	0.05%	10,775	$358,915	—	31 Dec 2022	13F
D.A. DAVIDSON & CO.	13F	Company	0.05%	10,555	$351,594	—	31 Dec 2022	13F
WEDBUSH SECURITIES INC	13F	Company	0.05%	9,373	$312,000	—	31 Dec 2022	13F
HighTower Advisors, LLC	13F	Company	0.05%	9,097	$303,000	—	31 Dec 2022	13F
L.M. KOHN & COMPANY	13F	Company	0.05%	8,989	$299,410	—	31 Dec 2022	13F
J.W. COLE ADVISORS, INC.	13F	Company	0.05%	8,953	$298,231	—	31 Dec 2022	13F
Mariner, LLC	13F	Company	0.04%	8,824	$294,000	—	31 Dec 2022	13F
OPPENHEIMER & CO INC	13F	Company	0.04%	8,120	$270,477	—	31 Dec 2022	13F
Avidian Wealth Enterprises, LLC	13F	Company	0.04%	7,664	$255,288	—	31 Dec 2022	13F
J.P. Morgan Private Wealth Advisors LLC	13F	Company	0.04%	7,653	$254,921	—	31 Dec 2022	13F
Redwood Wealth Management Group, LLC	13F	Company	0.04%	7,329	$244,129	—	31 Dec 2022	13F
WINTRUST INVESTMENTS LLC	13F	Company	0.04%	7,254	$242,000	—	31 Dec 2022	13F
V Wealth Advisors LLC	13F	Company	0.04%	7,202	$239,898	—	31 Dec 2022	13F
Elequin Capital, LP	13F	Company	0.04%	6,977	$232,404	—	31 Dec 2022	13F
Rockefeller Capital Management L.P.	13F	Company	0.02%	3,592	$119,000	—	31 Dec 2022	13F
Allworth Financial LP	13F	Company	0.02%	3,260	$108,604	—	31 Dec 2022	13F
Advisory Services Network, LLC	13F	Company	0.01%	2,186	$72,816	—	31 Dec 2022	13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	13F	Company	0.01%	1,195	$39,806	—	31 Dec 2022	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	0%	667	$22,217	—	31 Dec 2022	13F
TimeScale Financial, Inc.	13F	Company	0%	539	$17,015	—	31 Dec 2022	13F
CWM, LLC	13F	Company	0%	514	$17,000	—	31 Dec 2022	13F
PRIVATE TRUST CO NA	13F	Company	0%	500	$17,000	—	31 Dec 2022	13F
CoreCap Advisors, LLC	13F	Company	0%	500	$16,655	—	31 Dec 2022	13F
TD PRIVATE CLIENT WEALTH LLC	13F	Company	0%	431	$14,357	—	31 Dec 2022	13F

Institutional Holders of JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) as of Q1 2023

As of 31 Mar 2023, JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) was held by 66 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 3,987,097 shares. The largest 10 holders included MORGAN STANLEY, WELLS FARGO & COMPANY/MN, Raymond James Financial Services Advisors, Inc., Janney Montgomery Scott LLC, RAYMOND JAMES & ASSOCIATES, BANK OF AMERICA CORP /DE/, Royal Bank of Canada, NORTH STAR ASSET MANAGEMENT INC, STIFEL FINANCIAL CORP, and FCA CORP /TX. This page lists 66 institutional shareholders reporting positions in this security for the Q1 2023 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q1 2023 vs Q4 2022 Across Filers

Q4 2022 holders

Q1 2023 holders

Holder diff

Investor	Q4 2022 Shares	Q1 2023 Shares	Share Diff	Share Chg %	Q4 2022 Value $	Q1 2023 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.