JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO)
CUSIP: 409735206
Q3 2021 13F Holders as of 30 Sep 2021
- Type / Class
- Equity / Common
- Shares outstanding
- 19,806,989
- Total 13F shares
- 3,652,916
- Share change
- +92,549
- Total reported value
- $155,351,552
- Price per share
- $42.52
- Number of holders
- 65
- Value change
- +$4,368,154
- Number of buys
- 35
- Number of sells
- 24
Quarterly Holders Quick Answers
What is CUSIP 409735206?
CUSIP 409735206 identifies BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 409735206:
Top shareholders of BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
7.8%
|
1,540,643
|
$57,836,000 | — | 30 Jun 2021 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
1.8%
|
358,557
|
$13,460,000 | — | 30 Jun 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.5%
|
289,635
|
$10,873,000 | — | 30 Jun 2021 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
1.2%
|
228,786
|
$8,589,000 | — | 30 Jun 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.87%
|
172,943
|
$6,492,000 | — | 30 Jun 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.62%
|
122,576
|
$4,602,000 | — | 30 Jun 2021 | |
| NORTH STAR ASSET MANAGEMENT INC |
13F
|
Company |
0.56%
|
111,032
|
$4,168,000 | — | 30 Jun 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.56%
|
110,963
|
$4,166,000 | — | 30 Jun 2021 | |
| FCA CORP /TX |
13F
|
Company |
0.48%
|
94,126
|
$3,534,000 | — | 30 Jun 2021 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.27%
|
52,558
|
$1,973,000 | — | 30 Jun 2021 | |
| UBS Group AG |
13F
|
Company |
0.24%
|
46,769
|
$1,756,000 | — | 30 Jun 2021 | |
| LPL Financial LLC |
13F
|
Company |
0.23%
|
45,049
|
$1,691,000 | — | 30 Jun 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.21%
|
40,693
|
$1,528,000 | — | 30 Jun 2021 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.15%
|
29,365
|
$1,102,000 | — | 30 Jun 2021 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.13%
|
26,599
|
$999,000 | — | 30 Jun 2021 | |
| PEAPACK GLADSTONE FINANCIAL CORP |
13F
|
Company |
0.11%
|
22,051
|
$828,000 | — | 30 Jun 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.1%
|
19,891
|
$746,000 | — | 30 Jun 2021 | |
| WINTRUST INVESTMENTS LLC |
13F
|
Company |
0.1%
|
19,575
|
$735,000 | — | 30 Jun 2021 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0.07%
|
13,609
|
$511,000 | — | 30 Jun 2021 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.06%
|
12,383
|
$465,000 | — | 30 Jun 2021 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.06%
|
11,843
|
$445,000 | — | 30 Jun 2021 | |
| ORLEANS CAPITAL MANAGEMENT CORP/LA |
13F
|
Company |
0.06%
|
11,775
|
$442,000 | — | 30 Jun 2021 | |
| Community Bank of Raymore |
13F
|
Company |
0.06%
|
11,250
|
$422,000 | — | 30 Jun 2021 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.06%
|
11,053
|
$415,000 | — | 30 Jun 2021 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.06%
|
10,943
|
$411,000 | — | 30 Jun 2021 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.05%
|
10,651
|
$400,000 | — | 30 Jun 2021 | |
| Csenge Advisory Group |
13F
|
Company |
0.05%
|
10,483
|
$400,000 | — | 30 Jun 2021 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.05%
|
9,786
|
$367,000 | — | 30 Jun 2021 | |
| J.P. Morgan Private Wealth Advisors LLC |
13F
|
Company |
0.05%
|
9,625
|
$361,000 | — | 30 Jun 2021 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.05%
|
9,521
|
$358,000 | — | 30 Jun 2021 | |
| Patten Group, Inc. |
13F
|
Company |
0.04%
|
8,625
|
$324,000 | — | 30 Jun 2021 | |
| PRW Wealth Management LLC |
13F
|
Company |
0.04%
|
8,625
|
$324,000 | — | 30 Jun 2021 | |
| STEPHENS INC /AR/ |
13F
|
Company |
0.04%
|
7,574
|
$284,000 | — | 30 Jun 2021 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.04%
|
7,485
|
$281,000 | — | 30 Jun 2021 | |
| Moors & Cabot, Inc. |
13F
|
Company |
0.04%
|
7,205
|
$270,000 | — | 30 Jun 2021 | |
| Invesco Ltd. |
13F
|
Company |
0.03%
|
6,475
|
$243,000 | — | 30 Jun 2021 | |
| NICOLET BANKSHARES INC |
13F
|
Company |
0.03%
|
5,985
|
$225,000 | — | 30 Jun 2021 | |
| Creative Planning |
13F
|
Company |
0.03%
|
5,750
|
$216,000 | — | 30 Jun 2021 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.03%
|
5,693
|
$214,000 | — | 30 Jun 2021 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
0.02%
|
4,127
|
$155,000 | — | 30 Jun 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.02%
|
3,755
|
$140,000 | — | 30 Jun 2021 | |
| Belpointe Asset Management LLC |
13F
|
Company |
0.02%
|
3,500
|
$131,000 | — | 30 Jun 2021 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.01%
|
2,693
|
$101,000 | — | 30 Jun 2021 | |
| Allworth Financial LP |
13F
|
Company |
0.01%
|
2,285
|
$86,000 | — | 30 Jun 2021 | |
| CWM, LLC |
13F
|
Company |
0.01%
|
2,270
|
$85,000 | — | 30 Jun 2021 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.01%
|
2,159
|
$81,000 | — | 30 Jun 2021 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0.01%
|
2,000
|
$75,000 | — | 30 Jun 2021 | |
| American Portfolios Advisors |
13F
|
Company |
0.01%
|
1,949
|
$73,163 | — | 30 Jun 2021 | |
| Carroll Financial Associates, Inc. |
13F
|
Company |
0.01%
|
1,910
|
$71,000 | — | 30 Jun 2021 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
1,355
|
$51,000 | — | 30 Jun 2021 |
Institutional Holders of JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) as of Q3 2021
As of 30 Sep 2021,
JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) was held by
65 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,652,916 shares.
The largest 10 holders included
MORGAN STANLEY, Raymond James Financial Services Advisors, Inc., WELLS FARGO & COMPANY/MN, Janney Montgomery Scott LLC, BANK OF AMERICA CORP /DE/, ROYAL BANK OF CANADA, RAYMOND JAMES & ASSOCIATES, NORTH STAR ASSET MANAGEMENT INC, FCA CORP /TX, and Steward Partners Investment Advisory, LLC.
This page lists
65
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
66
Q3 2021 holders
65
Holder diff
-1
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.