JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO)
CUSIP: 409735206
Q4 2020 13F Holders as of 31 Dec 2020
- Type / Class
- Equity / Common
- Shares outstanding
- 19,806,989
- Total 13F shares
- 3,472,159
- Share change
- -20,408
- Total reported value
- $105,329,465
- Price per share
- $30.35
- Number of holders
- 52
- Value change
- -$88,618
- Number of buys
- 16
- Number of sells
- 34
Quarterly Holders Quick Answers
What is CUSIP 409735206?
CUSIP 409735206 identifies BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 409735206:
Top shareholders of BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
7%
|
1,385,470
|
$29,691,000 | — | 30 Sep 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
2.1%
|
413,408
|
$8,859,000 | — | 30 Sep 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.2%
|
238,096
|
$5,102,000 | — | 30 Sep 2020 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
1.1%
|
212,299
|
$4,550,000 | — | 30 Sep 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1%
|
198,738
|
$4,259,000 | — | 30 Sep 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.88%
|
174,468
|
$3,738,000 | — | 30 Sep 2020 | |
| NORTH STAR ASSET MANAGEMENT INC |
13F
|
Company |
0.59%
|
115,952
|
$2,485,000 | — | 30 Sep 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.55%
|
109,634
|
$2,349,000 | — | 30 Sep 2020 | |
| FCA CORP /TX |
13F
|
Company |
0.48%
|
95,118
|
$2,038,000 | — | 30 Sep 2020 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.31%
|
61,040
|
$1,308,000 | — | 30 Sep 2020 | |
| UBS Group AG |
13F
|
Company |
0.27%
|
54,125
|
$1,160,000 | — | 30 Sep 2020 | |
| LPL Financial LLC |
13F
|
Company |
0.26%
|
50,550
|
$1,083,000 | — | 30 Sep 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.23%
|
46,021
|
$986,000 | — | 30 Sep 2020 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.18%
|
35,798
|
$767,000 | — | 30 Sep 2020 | |
| STEPHENS INC /AR/ |
13F
|
Company |
0.15%
|
29,711
|
$637,000 | — | 30 Sep 2020 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
0.12%
|
24,144
|
$517,000 | — | 30 Sep 2020 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.12%
|
23,966
|
$514,000 | — | 30 Sep 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.11%
|
22,773
|
$488,000 | — | 30 Sep 2020 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.1%
|
19,300
|
$414,000 | — | 30 Sep 2020 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.1%
|
19,038
|
$408,000 | — | 30 Sep 2020 | |
| WINTRUST INVESTMENTS LLC |
13F
|
Company |
0.09%
|
18,115
|
$388,000 | — | 30 Sep 2020 | |
| ORLEANS CAPITAL MANAGEMENT CORP/LA |
13F
|
Company |
0.08%
|
15,475
|
$332,000 | — | 30 Sep 2020 | |
| J.P. Morgan Private Wealth Advisors LLC |
13F
|
Company |
0.07%
|
14,604
|
$313,000 | — | 30 Sep 2020 | |
| Invesco Ltd. |
13F
|
Company |
0.07%
|
13,117
|
$281,000 | — | 30 Sep 2020 | |
| Community Bank of Raymore |
13F
|
Company |
0.06%
|
11,750
|
$252,000 | — | 30 Sep 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.06%
|
11,702
|
$251,000 | — | 30 Sep 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.06%
|
11,526
|
$247,000 | — | 30 Sep 2020 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.06%
|
11,302
|
$242,000 | — | 30 Sep 2020 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.06%
|
10,943
|
$235,000 | — | 30 Sep 2020 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.04%
|
7,950
|
$170,000 | — | 30 Sep 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.03%
|
6,768
|
$144,000 | — | 30 Sep 2020 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0.03%
|
5,800
|
$124,000 | — | 30 Sep 2020 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
0.02%
|
4,901
|
$105,000 | — | 30 Sep 2020 | |
| CWM, LLC |
13F
|
Company |
0.01%
|
2,270
|
$85,000 | — | 30 Sep 2020 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.02%
|
3,928
|
$84,000 | — | 30 Sep 2020 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.01%
|
2,637
|
$60,000 | — | 30 Sep 2020 | |
| Clear Harbor Asset Management, LLC |
13F
|
Company |
0.01%
|
1,794
|
$38,445 | — | 30 Sep 2020 | |
| Eudaimonia Partners, LLC |
13F
|
Company |
0.01%
|
1,679
|
$36,000 | — | 30 Sep 2020 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
1,705
|
$34,000 | — | 30 Sep 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
1,525
|
$33,000 | — | 30 Sep 2020 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.01%
|
1,400
|
$30,000 | — | 30 Sep 2020 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.01%
|
1,200
|
$26,000 | — | 30 Sep 2020 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
900
|
$19,000 | — | 30 Sep 2020 | |
| Oakworth Capital, Inc. |
13F
|
Company |
0%
|
700
|
$15,000 | — | 30 Sep 2020 | |
| American Research & Management Co. |
13F
|
Company |
0%
|
606
|
$13,000 | — | 30 Sep 2020 | |
| TimeScale Financial, Inc. |
13F
|
Company |
0%
|
487
|
$10,000 | — | 30 Sep 2020 | |
| TD PRIVATE CLIENT WEALTH LLC |
13F
|
Company |
0%
|
431
|
$9,236 | — | 30 Sep 2020 | |
| Tradewinds Capital Management, LLC |
13F
|
Company |
0%
|
328
|
$7,000 | — | 30 Sep 2020 | |
| Weaver Consulting Group |
13F
|
Company |
0%
|
290
|
$6,000 | — | 30 Sep 2020 | |
| Litman Gregory Wealth Management LLC |
13F
|
Company |
0%
|
276
|
$6,000 | — | 30 Sep 2020 |
Institutional Holders of JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) as of Q4 2020
As of 31 Dec 2020,
JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) was held by
52 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,472,159 shares.
The largest 10 holders included
MORGAN STANLEY, Raymond James Financial Services Advisors, Inc., WELLS FARGO & COMPANY/MN, Janney Montgomery Scott LLC, ROYAL BANK OF CANADA, BANK OF AMERICA CORP /DE/, NORTH STAR ASSET MANAGEMENT INC, RAYMOND JAMES & ASSOCIATES, FCA CORP /TX, and Formidable Asset Management, LLC.
This page lists
52
institutional shareholders reporting positions in this security
for the Q4 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2020 vs Q3 2020 Across Filers
Q3 2020 holders
52
Q4 2020 holders
52
Holder diff
0
| Investor | Q3 2020 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q3 2020 Value $ | Q4 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.