JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO)
CUSIP: 409735206
Q4 2022 13F Holders as of 31 Dec 2022
- Type / Class
- Equity / Common
- Shares outstanding
- 19,806,989
- Total 13F shares
- 3,887,517
- Share change
- -90,683
- Total reported value
- $129,552,637
- Price per share
- $33.31
- Number of holders
- 60
- Value change
- -$2,917,209
- Number of buys
- 28
- Number of sells
- 20
Quarterly Holders Quick Answers
What is CUSIP 409735206?
CUSIP 409735206 identifies BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 409735206:
Top shareholders of BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
8.7%
|
1,719,453
|
$54,267,000 | — | 30 Sep 2022 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
1.9%
|
380,567
|
$12,011,000 | — | 30 Sep 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.8%
|
346,737
|
$10,943,000 | — | 30 Sep 2022 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
1.3%
|
253,976
|
$8,016,000 | — | 30 Sep 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.92%
|
182,994
|
$5,776,000 | — | 30 Sep 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.82%
|
161,643
|
$5,102,000 | — | 30 Sep 2022 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.68%
|
135,417
|
$4,274,000 | — | 30 Sep 2022 | |
| NORTH STAR ASSET MANAGEMENT INC |
13F
|
Company |
0.49%
|
97,438
|
$3,075,000 | — | 30 Sep 2022 | |
| FCA CORP /TX |
13F
|
Company |
0.43%
|
85,030
|
$2,684,000 | — | 30 Sep 2022 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.4%
|
79,944
|
$2,523,000 | — | 30 Sep 2022 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.38%
|
74,310
|
$2,345,000 | — | 30 Sep 2022 | |
| LPL Financial LLC |
13F
|
Company |
0.25%
|
49,291
|
$1,556,000 | — | 30 Sep 2022 | |
| STEPHENS INC /AR/ |
13F
|
Company |
0.25%
|
49,142
|
$1,551,000 | — | 30 Sep 2022 | |
| LINCOLN NATIONAL CORP |
13F
|
Company |
0.15%
|
29,630
|
$935,000 | — | 30 Sep 2022 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.15%
|
28,980
|
$914,000 | — | 30 Sep 2022 | |
| Csenge Advisory Group |
13F
|
Company |
0.14%
|
28,050
|
$885,000 | — | 30 Sep 2022 | |
| UBS Group AG |
13F
|
Company |
0.11%
|
22,054
|
$696,000 | — | 30 Sep 2022 | |
| PEAPACK GLADSTONE FINANCIAL CORP |
13F
|
Company |
0.11%
|
21,359
|
$674,000 | — | 30 Sep 2022 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0.09%
|
17,808
|
$562,000 | — | 30 Sep 2022 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.08%
|
15,849
|
$500,000 | — | 30 Sep 2022 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.08%
|
15,720
|
$496,000 | — | 30 Sep 2022 | |
| ORLEANS CAPITAL MANAGEMENT CORP/LA |
13F
|
Company |
0.06%
|
11,440
|
$361,000 | — | 30 Sep 2022 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.06%
|
10,979
|
$347,000 | — | 30 Sep 2022 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.05%
|
10,893
|
$344,000 | — | 30 Sep 2022 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.05%
|
10,868
|
$343,000 | — | 30 Sep 2022 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.05%
|
9,753
|
$308,000 | — | 30 Sep 2022 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.05%
|
9,521
|
$300,000 | — | 30 Sep 2022 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.05%
|
9,358
|
$295,000 | — | 30 Sep 2022 | |
| J.W. COLE ADVISORS, INC. |
13F
|
Company |
0.04%
|
8,865
|
$280,000 | — | 30 Sep 2022 | |
| Mariner, LLC |
13F
|
Company |
0.04%
|
8,824
|
$278,000 | — | 30 Sep 2022 | |
| WINTRUST INVESTMENTS LLC |
13F
|
Company |
0.04%
|
8,406
|
$265,000 | — | 30 Sep 2022 | |
| L.M. KOHN & COMPANY |
13F
|
Company |
0.04%
|
8,288
|
$262,000 | — | 30 Sep 2022 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.04%
|
8,054
|
$254,000 | — | 30 Sep 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.04%
|
7,715
|
$243,000 | — | 30 Sep 2022 | |
| Avidian Wealth Enterprises, LLC |
13F
|
Company |
0.04%
|
7,664
|
$242,000 | — | 30 Sep 2022 | |
| J.P. Morgan Private Wealth Advisors LLC |
13F
|
Company |
0.04%
|
7,604
|
$240,000 | — | 30 Sep 2022 | |
| Patten Group, Inc. |
13F
|
Company |
0.04%
|
7,010
|
$224,000 | — | 30 Sep 2022 | |
| Moors & Cabot, Inc. |
13F
|
Company |
0.03%
|
6,604
|
$208,000 | — | 30 Sep 2022 | |
| Atria Wealth Solutions, Inc. |
13F
|
Company |
0.03%
|
6,394
|
$201,805 | — | 30 Sep 2022 | |
| Allworth Financial LP |
13F
|
Company |
0.02%
|
3,512
|
$111,000 | — | 30 Sep 2022 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.02%
|
3,392
|
$107,000 | — | 30 Sep 2022 | |
| Tradition Wealth Management, LLC |
13F
|
Company |
0.01%
|
2,030
|
$64,000 | — | 30 Sep 2022 | |
| Axiom Investment Management LLC |
13F
|
Company |
0.01%
|
2,000
|
$63,000 | — | 30 Sep 2022 | |
| HERITAGE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
1,500
|
$47,000 | — | 30 Sep 2022 | |
| American Portfolios Advisors |
13F
|
Company |
0.01%
|
1,061
|
$33,483 | — | 30 Sep 2022 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
645
|
$21,000 | — | 30 Sep 2022 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0%
|
667
|
$20,000 | — | 30 Sep 2022 | |
| TimeScale Financial, Inc. |
13F
|
Company |
0%
|
539
|
$17,000 | — | 30 Sep 2022 | |
| PRIVATE TRUST CO NA |
13F
|
Company |
0%
|
500
|
$16,000 | — | 30 Sep 2022 | |
| TD PRIVATE CLIENT WEALTH LLC |
13F
|
Company |
0%
|
431
|
$13,602 | — | 30 Sep 2022 |
Institutional Holders of JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) as of Q4 2022
As of 31 Dec 2022,
JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) was held by
60 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,887,517 shares.
The largest 10 holders included
MORGAN STANLEY, Raymond James Financial Services Advisors, Inc., WELLS FARGO & COMPANY/MN, Janney Montgomery Scott LLC, BANK OF AMERICA CORP /DE/, Royal Bank of Canada, RAYMOND JAMES & ASSOCIATES, NORTH STAR ASSET MANAGEMENT INC, Steward Partners Investment Advisory, LLC, and FCA CORP /TX.
This page lists
60
institutional shareholders reporting positions in this security
for the Q4 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2022 vs Q3 2022 Across Filers
Q3 2022 holders
60
Q4 2022 holders
60
Holder diff
0
| Investor | Q3 2022 Shares | Q4 2022 Shares | Share Diff | Share Chg % | Q3 2022 Value $ | Q4 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.